Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-02907 Eric Todd Weinsier Name of the Respondent Hearing Site: Boca Raton, Florida Bane of America Investment Services, Inc. Nature of the Dispute: Associated Person vs. Member. REPRESENTATION OF PARTIES For Eric Todd Weinsier, hereinafter referred to as "Claimant": Ann M. Boyle, Esq., West Palm Beach, FL. For Bane of America Investmen

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-02906 Mary Ann Pickering Names of the Respondents Hearing Site: Tampa, Florida Raymond James & Associates, Inc. Todd E. Simpfenderfer Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATTON OF PARTIES For Mary Ann Pickering, hereinafter referred to as "Claimant": Owen P. McGill, Esq. and Robert R. Warchola, Es

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Anita I. Christiansen Rollover IRA Names of the Respondents A.G. Edwards & Sons, Inc. Keith Trott Case Number: 03-02902 Hearing Site: Tampa, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Anita I. Christiansen Rollover IRA, hereinafter referred to as "Claimant": Richard R. Logsdo

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-02898 Keith A. Wilbur, Individually and as Owner and Beneficiary of the Keith A. Wilbur Rollover IRA, and Ellen P. Reinbold- Wilbur, Individually and as Owner and Beneficiary of the Ellen P. Reinbold-Wilbur Rollover IRA Name of the .Respondent Hearing Site: Tampa, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smi

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant ChouxG. Wingert and Case Number: 03-02894 Hearing Site: Troy, Michigan Names of Respondents Merrill Lynch Pierce Fenner & Smith and Gerald G. Hoskins NATURE OF DISPUTE Customer v. Member and Associated Person REPRESENTATION OF PARTIES Choux G. Wingert ("Claimant") was represented by Anthony V. Trogan, Esq., and Lysa Postula-Stein, Esq., Anthon

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimant Durango Masonic Temple Association, Inc. v. 03-02893 Denver, Colorado Respondents SunAmerica Securities, Inc., Robert Coffey and David Ehrig Nature of Dispute: Customer v. Member and Associated Persons REPRESENTATION OF PARTIES Durango Masonic Temple Association, Inc. ("Claimant") was represented by Adam P. Stapen, Esq., of Dill, Dill, Carr s Ston

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Dana Hook and Names of Respondents Merrill Lynch Pierce Fenner& Smith and Baljinder S. Gill Case Number: 03-02892 Hearing Site: Detroit, Michigan NATURE OF CASE Customer v. Member and Associated Person REPRESENTATION OF PARTIES Dana Hook ("Claimant") was represented by Gary M. Saretsky, Esq., and Eric A. Michaels, Esq., Hertz, S

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between; Name of Claimant Delia P. Andretti Case Number: 03-02887 Hearing Location: Houston, Texas vs. Names of Respondents Main Street Management Company and Mark McKenna Little NATURE OF CASE Customer v. Member Firm and Associated Person REPRESENTATION OF PARTIES Delia P. Andretti, ("Claimant") was represented by Herbert E. Pounds, Esq. of Herbert E.

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimant NFSC/FMIC IRA FBO Diane C. Bernier and Diane Bernier and Case Number: 03-02886 Hearing Site: Detroit, Michigan Respondents Linsco/Private Ledger Corp., Securities America, Inc., Osman Minkara, Derek A. Ross, Capital Investments Group, LLC, and Continental Capital Investment Services, Inc. a/k/a Skye Investments, Inc. NATURE OF DISPUTE Customer v.

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant SIGURD E. ANDERSON and Name of the Respondents FIRST UNION SECURITIES, INC. and FIRST ALBANY CORPORATION and Name of Third-Party Respondent Jeffrey Cornell Case Number: 01-01232 Hearing Site: Kansas City, Missouri STATION OF PARTIES Claimant Sigurd E. Anderson ("Claimant") was represented by Thomas H. Walton, Esq. of the fi