JUN.29.1999 11=51PM NASD BOCP NO.757 P.7 NASD KEGlflLATION, INC. AWARD Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Timothy Clancy Case No. 95-06010, Names of Respondents D, Blech & Co., Inc. David Blech REPRESENTATION OF PARTIES Claimant appeared pro se. For Respondents D, Blech & Co., Inc. ("DBCI") add David Blech ("Bbch"): David Blech. CASE INFORMATION Statement of Claim filed

NASD REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Myrtledale Associates One, Inc. 95-06006 Name of Respondent Network Capital Corporation REPRESENTATION For Claimant Myrtledale Associates One, Inc., ("claimant") appeared S. David Harrison, Esq., of the law offices Lesser & Harrison located in New York, New York. For Respondent Network Capital Corporation ("respondent")

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of Arbitration Between Maxine St. Onge, Claimant, and No. 95-06003 Harry W. Wilk, III, Respondent. Claimant Maxine St. Onge was represented by Donald M. Feferman, Esquire, of Corpus Cristi, Texas. Respondent Harry W. Wilk, III was represented pro se. CASE INFORMATION Claimant Maxine St. Onge's Statement of Claim was filed on or about December 26, 1995. Claimant Ma

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimants Hobe Cie, Ltd Robert Hobe 95-06001 Name of Respondents Kidder, Peabody & Co., Incorporated James P. Dolan, Jr. REPRESENTATION For claimants Hobe Cie, Ltd. ("HCL") and Robert Hobe ("Hobe") appeared their representative Kevin Conway, Esq. of the law firm of Conway & Conway located in New York, New

AWARD NASD REGULATION, INC. In the matter of the Arbitration Between Name of Claimant Lehman Brothers, Inc. v. Name of Respondent Robert H. Feldman Arbitration No. 95-05998 For Claimant: For Respondent: Statement of Claim filed: REPRESENTATION Timothy N. Will, Esq. Keesal, Young & Logan Long Beach, California Robert H. Feldman In Pro Per Wethersfield, Connecticut CASE INFORMATION Claimant's Submission

Final Order NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Mitchell Spaiser, (Claimant) vs. Halpert & Company, Inc., Alan P. Halpert, Patrick J. Tiedemann, and Rick Schneiderman, (Respondents) Case Number: 95-05991 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Mitchell Spaiser, hereinafter referred to as "Claimant": Jules L. Federman, Securities Arbitration Consultant, Atascadero, CA. Previously represente

NASD REGULATION, INC. AWARD NASD REGULATION, INC. In the Matter of the Arbitration Between Name of Claimants Lois Potts POA/Shirley Potts Lois Potts Lois Potts Executrix/Estate of Edward Potts 95-05990 Name of Respondents Kidder Peabody & Co. PaineWebber, Inc. George Gregory REPRESENTATION For Claimants ("Claimants") appeared, David Silverberg, Esq., of the law firm Silverberg, Yood, Sellers & McGorry located in Buffalo, New York

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimants John McQuillan and Jane McQuillan and Name of Respondents Sharpe Capital, Inc, James Michael Pepio Lanny Todd Fried 01-01125 Minneapolis, Minnesota REPRESENTATION OF PARTIES John McQuillan and Jane McQuillan ("Claimants") were represented prior to the hearing by Scott G. Bowman, Esq. and Kristin R. Sankowitz, Esq., Briggs and Morgan, P.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Logue Revocable Trust 95-05989 Name of Respondents Dean Witter Reynolds Inc. Dennis Oliveira REPRESENTATION For Claimant: Norman Meyers, Esq. of the law firm of Meyers & Bierkan, P.A., Sun City Center, Florida. For Respondent: James D. Yellen, Esq., in-house counsel at Dean Witter Reynolds, Inc. CASE INFORMATION Sta

AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant W. Michael Robertson and Names of Respondents Dean Witter Reynolds, Inc., Scott Curren, Cindy S. Hartley and Paul Hughston Case Number 95-05987 REPRESENTATION OF PARTIES Claimant W. Michael Robertson was represented by Bradley Whalen, Esquire of Doyle, Rider, Restrepo, Harvin & Robbins, L.L.P. and Edward Cra