AWARD NASD, Regulation, Inc., Office of Dispute Resolution In the matter of the Arbitration Between NASD Regulation, Inc. No. 95-05798 Alfred K. Bochner, M.D. / Claimant vs. A.S. Goldmen & Company Thomas M. Walczak Robert Langsam Respondent REPRESENTATION QF PARTIES For Claimant: James F. Fotenos, Esq., and Simon Y. Leung, Esq., Fotenos & Suttle, P.C., San Francisco, California For Respondent A.S. Goldmen & Company and Th

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Richard A. Preisig, Jr. (Claimant) v. The Hairiman Group, Inc. (Respondent) Case Number: 95-05791 Hearing Site: New York, New York Nature of the Dispute: Associated Person vs. Member. REPRESENTATION OF PARTIES Claimant Richard A. Preisig, Jr. ("Preisig") hereinafter referred to as "Claimant": William S. Greenawalt, Esq., New York, NY, formerly of Loselle Greenawalt Kaplan Blair

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Name of Claimant Case No. 01-01114 Buckman, Buckman & Reid, Inc. Names of Respondents David G. Gunter David G. Gunter and Craig Gunter JTWROS Hearing Site: Atlanta, Georgia REPRESENTATION OF PARTIES For Buckman, Buckman & Reid, Inc., hereinafter referred to as "Claimant": Mark J. Astarita, Esq., Beam & Astarita, L.L.C., Bloomfield, New Jersey. For David G.

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimants Homer Coker and Cynthia Coker, JTWROS Laura Coker and Cynthia Coker, JTWROS 95-05789 Name of Respondents Hunter International Securities, Inc. Steven H. Larkin Ed Donner William David Jones REPRESENTATION Claimants Homer and Cynthia Coker, JTWROS and Laura and Cynthia Coker, JTWROS (collecti

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of Arbitration Between Raymond E. Hospelhorn, Margaret E. Hospelhorn, and Ray Electric Defined Benefit Plan, Claimants, and No. 95-05782 Smith Barney, Inc., and Steven A. Scott, Respondents. REPRESENTATION OF PARTIES Claimants, Raymond E. Hospelhorn, Margaret E. Hospelhorn, and Ray Electric Defined Benefit Plan, were represented by Robert D. Mitchell, Esquire of Law Offic

AWARD NASD REGULATION. INC., OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimants Albert Cohen, James Furr, Catherine Sullivan, Martin Tregnan, Patrick Tregnan, Frances E. Dodd, George Waselinko, William Mays, Marta Jonec, Bill Braiman, Molly Frick Wampler, Walter Frick Carolyn Conner-Loisel, Frank Marzullo, and Dr. Mark Somberg v. Arbitration No, 95-05781 Name of Res

NASD REGULATION, INC. AWARD Office of Dispute Resolution In the Matter of the Arbitration Between . Name of Claimant Town of Bay Harbor Islands 95-05778 Name of Respondents First Union Brokerage Services, Inc. Brian Hurse REPRESENTATION OF PARTIES For Claimant Town of Bay Harbor Islands (Town 11 ): Scott L Warfman, Esq. of the law firm of Bloom & Warfman, PA, Miami, Florida. For Respondents First Union Brokerage Services, Inc. ("

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Stephen H. Hamrick 95-05773 Names of Respondents Denis P. Kelleher DPK Securities, Inc. Wall Street Investor Services Denis P. Kelleher, Inc. REPRESENTATION For Claimant Stephen H. Hamrick ("Claimant") appeared Karen J. van Ingen, Esq., of the law firm Stairs Dillenbeck Finley & Merle, located in New York, New York. For Respondents Denis P. Kell

AWARD NASD Regulation, Inc.-Office of Dispute Resolution In the Matter of the Arbitration Between Michelle Talluto, Claimant, and No. 95-05749 Charles Schwab & Co., Inc. Respondent. REPRESENTATION OF PARTIES Claimant Michelle Talluto was represented by Charles A. Butler, Esquire, of Law Offices of Allen J. Counard P.C., located in Trenton, Michigan. Respondent Charles Schwab & Co., Inc. was represented by Gary H. Giaser, Esquire and Philip K

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Bob Gist and Treva Gist, Claimants, and No. 95-05748 APS Financial Corp., Peter Kenneth Aman, and Southwest Securities, Inc., Respondents, REPRESENTATION OF PARTIES Claimants Bob Gist and Treva Gist were represented by Nicholas A. Foley, Esquire, of Bush, Craddock & Reneker, located in Dallas, Texas. Respondents APS Financial Corp., Peter Ke