AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Richard Fuscone, as Executor for the Estate of Frank L. Gentile, Deceased, ~^~' and 95-04646 Name of Respondents Kemper Securities, Inc., now known as Everen Securities, Inc.; Michael Kavanagh. REPRESENTATION OF PARTIES For Claimant: Claimant Richard Fuscone, as executor of the Estate of Frank L. Gentile ("Gentile"), was

AWARD NASD REGULATION, INC., OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant(s) Francis L. Chew and Alice L. Chew, Trustees of the Chew 1989 Family Trust, and James T. Nelson, as Undivided Tenants-In-Common Arbitration No. 95-04639 Name of Respondent(s) TITAN/Value Equities Group, Inc. REPRESENTATION For Claimants: J. Leo Federman, Investors Rights Association, Inc., Santa Barbara, Californi

AWARD NASD, Regulation, Inc., Office of Dispute Resolution In the matter of the Arbitration Between NASD Regulation, Inc. No. 95-04634 Claimant Smith Barney, Inc. vs. Respondent Louise Schneider REPRESENTATION OF PARTIES For Claimant: Debra Ellers, Esq., Holland & Hart, LLP, Boise, Idaho For Respondent: Louise Schneider, in pro per. Boise, Idaho CASE INFORMATION Statement of Claim filed: September 29, 1995 Claimant's Submissi

NASD REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION In the Matter of the Arbitration Between Martini &. Assoc. Ltd. Profit Sharing Plan 95-04630 Name of Respondents Capital Analysts Inc. REPRESENTATION Claimant Martini & Associates Ltd. Profit Sharing Han ("Claimant") was represented by Brian P. Murphy, Esq. pfthe law firm of Griffin, Berenson & Murphy, Washington, D.C. Respondent Capital Analysts Inc. ("Respondent*') was

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of ClaimantCs) H.D. Brous&Co.,Inc. 95-04628 Name of Respondent^ FSG Securities Ira Bassin CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 1> 1995, Claimant H.D. Brous & Co. Inc., through its President, Howard D. Brous, alleged that Respondents FSG Securities and Ira Bassin failed to rep

NASD AWARD •NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Lawrence S. Albarino 95-04623 Name of Respondents Scott M. Goodman Mark A. Corso REPRESENTATION Claimant Lawrence S. Albarino ("Claimant") represented himself. Respondent Scott M. Goodman ("Goodman") represented himself. Respondent Mark A. Corso ("Corso") was not represented at the hearing. CASE INFORMATION Sta

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Stephanie Whiston 95-04621 Name of Respondents Bear Stearns & Company Stephen Dantus Vincent Dicks Doug Duncan Stephen Raphael Jason Schwartz George Sarner REPRESENTATION For Claimant Stephanie Whiston, ("claimant"), appeared Ruthann G. Niosi, Esq. of the Law offices of Ruthann G. Niosi, Esq., P.C., located in New York, New York. For Res

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Erlinda S. Olsen and 01-01065 Minneapolis, Minnesota Name of Respondent E*Trade Securities, Inc. REPRESENTATTQN OF PARTIES Erlinda S. Olsen ("Claimant") appeared pro se. E*Trade Securities, Inc. ("Respondent") was represented by Eric E. Bronson, Esq., Bird Marella Boxer & Wolpert PC, Los Angeles, California. CASE INFORMATION The Statemen

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant * ~ Michael R. Kay 95-04618 ©National Associatwr- Securities Dealers. Jnc. AH Rights Reservu; REPRESENTATION Claimant Michael R. Kay ("Claimant") was represented at the hearing by Leonard R. Goldstein, Esq. and Robert Olsen, Esq. of Law Offices,of Goldstein and Baron, College Park, MD. ; - : . . " • .

AWARD NASD REGULATION INC.. OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimant Douglas C. Johnston Arbitration No. 95-04616 Name of Respondent Prudential Securities, Incorporated REPRESENTATION For Claimant: , , i: . : J. Leo Federman ^ ? -^;> Investor'sRights Association, Inc. Santa Barbara, California For Respondent: •"•"* ; Mr. William M.Cassarini, Esq. Prudential Sec