N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Andrew Welch 95-03902 Name of Respondents Prudential Securities, Inc. & National Association of T v ^7 , • Securities Dealers, Inc Joseph Zampetti ^^.mc. All Rights Reserved REPRESENTATION For Claimant Andrew Welch: Mitchell Colbert, Esq., sole practioner, Morristown, New Jersey For Respondent Prudential Securities Inc.

Award NASD Regulation, Inc. In the Matter of the Arbitration Between: Jehan Zeb Mir, MD, Claimant v. Barrett Day Securities, Inc., Mohammed All Kahn and Saeed Naqzi, Respondents. Case Number: 95-03901 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimant: Jehan Zeb Mir, MD ProSe Lynwood, California For Respondent Mohammed Ali Kahn: Did not appear. CASE INFORMATION Statement of Claim filed: August?, 1995 Claiman

NASD RMHiLATION. INC. AWARD In the Matter of the Arbitration Between Cll* i .m a n t s Douglas Benmngton, Sandra Carnthers Richard Daskin, John Engle.s, James Sampson. George Selby vs. Case No. 95-03895 Najriej)LRespo ndgny Donaldson Lufkin & Jenrette Securities REPRESENTATION For Claimants Douglas Bennington ("Bennington"). Sandra Carrithers ("Carrithers"), Richard Daskin ("Daskin"). John Engles ("Engles"}. James Sampson ("Sampson")

N.A.S.D.R. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION. INC. In the matter of the Arbitration Between Name of Claimant Josephine J. Thomas, Trustee of the Josephine J. Thomas Trust dated 6/2S/S9 vs. NASDR Arbitration No.95~03892 Name of Respondent Torrey Pines Securities. Inc. Richard Coates REPRESENTATION For Claimant: G. Mark Brewer, Esq., La Jolla, California. For Respondent Torrey Pines: Eileen L. McGeever, Es

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Henry W. Pigora 95-03890 Names of Respondents Olde Discount Corporation David N. Rades REPRESENTATION For Claimant, Henry W. Pigora ("Pigora"): NeaL J. Blaher, Esq. of Orlando, FL. For Respondents, Olde Discount Corporation ("Olde") and David N. Rades ("Rades"): Marc S. Dobin, Esq. of Boose Casey Ciklin Lubitz Martens McBan

NASD REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Donald F. Lawrence, Jr and Case Number 95-03888 Names of Respondents Oppenheimer & Company, Incorporated and Harold M, Finstad REPRESENTATION OF PARTIES Donald F. Lawrence, Jr. ("Claimant") was represented by Barry G. Flynn, Esq. of Flynn, Hoefker & Thayer from Houston, Texas. Oppenheimer & Co., Inc.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Manic of Claimantfs) Jay B. and Roxane E. Adams 95-03883 Name of Respondent(s') Summit Investment Corp. Ann Exline Starr John DaJv Hurd CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 11, 1995, Claimants Jay B. and Roxane E. Adams, who appeared Pro Se, alleged that Respondent Summit Investme

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Julie Kay Ireland 95-03882 Name, of.Respondents National Securities Corporation Sebastian Attardo CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 11, 1995 Claimant Julie Kay Ireland ("Claimant"), through her representative and counsel, Donald L. Carr, II of Smith, Schneider,

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant David R. Dent 95-03877 Name of Respondent Greenway Capital Corporation Michael J. Demaio Joseph M, Guccione CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 10, 1995, Claimant David R. Dent ("Claimant 41 ), who appeared Pro Se, alleged that Respondent Greenway Capital

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECITRTTTKS DEALERS. INC. In the matter of the Arbitration Between Name of Claimants Lawrence R. Quin and Elaine S. Quin Name of NASD Arbitration No. 95-03410 Donaldson, Lufkin & Jenrette Securities Corporation, Nica Dunn and Barry J. Hartwyk For Claimants: For Respondents: REPRESENTATION Jolie Busch CaJifornia Investment Recovery Association Los Angeles, California Susan Hoffman, Esq.