N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS fn the Matter of the Arbitration Between Name of Claimant Ralph L. Hutcherson, Jr. 95-03237 Name of Respondent Titan/Value Equities Group, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 6, 1995, Claimant Ralph L. Hutcherson, Jr. ("Claimant"), who appeared Pro Se, alleged that Respondent Titan/Value Equities Group, Inc. ("TITAN") fa

/IP/2002 13:22 313-628-1599 H&R BLOCK LtSAL Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Paula E. Meise!, As Trustee For Ethan Meisel, Adam Meisel, and Jamie Meisel vs. OLDE Discount Corporation (now known as H & R Block Financial Advisors, Inc.) and Edward Gottlieb Case Number: 01-01011 Hearing Site: Chicago, IL REPRESENTATION OFPARTIES Claimant, Paula E. Meise!, hereinafter collectively referred to as "Claimant" by

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimantfs) Eric Alexander Warren 95-03221 Name of Respondents) First Alabama Investments Inc. For Claimant appeared Clifford J. Hunt of Riden, Earle & Kiefner, P.A. of St. Petersburg, Florida. For Respondent appeared Charles C. Pickney of Lange, Simpson, Robinson & Somerville of Birmingham, Alabama. CASE INFORMATION The Statement o

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Names of Claimants Kenneth and Evelyn Ganninger Names of Resnondents ^ -j|Raymond James & Associates, Inc. Michael J. Freiwald 9503212 25 1996 FLARBITRATION REPRESENTATION For Claimants, Kenneth and Evelyn Ganninger ("Ganninger ") : Jeffrey P. Coleman of Bonner, Hogan & Coleman, P.A., Clearwater, Florida. For Respond

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Martha Riggins, Claimant, v. No. 95-03208 -it-Bank One Securities Corporation and ©National Association 0| Robert Graves, Securities MaUnc. Respondents. AHRightsResena: REPRESENTATION QP PARTIES Claimant was represented by Richard Cheatham, Esq. and Robert Solomon, Esq. of Holman Robertson Eldridge located in Dallas, Texas. Respondents Bank One Securities Corporation and Rober

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant PaineWebber, Inc. 95-03199 Name of Respondent Waiter Cahn CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 3, 1995, Claimant PaineWebber, Inc. ("Claimant"), through its representative and in-house counsel, Melanie S. Cherdack, Esq., alleged that Respondent Waiter Cahn ("Respondent"

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Fred D. and Toni K. Lee 95-03 192 Name of Respondents e Y Yl * mwY Olde Discount Corporation Keith Sargent REPRESENTATION For Claimants, Fred D. and Toni K. Lee ("the Lees"): Norman Meyers, Esq. of Meyers & Bierkan, P.A., Sun City Center, Florida. For Respondents Olde Discount Corporation ("Olde Discount") and

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Wedbush Morgan Securities, Inc. and 01-01010 Phoenix, Arizona Name of Respondent realink.com, Inc. REPRESENTATION OF PARTIES Wedbush Morgan Securities, Inc. ("Claimant") was represented by Gary L. Holmes, Esq., Wedbush Morgan Securities, Inc., Los Angeles, California. realink.com, Inc. ("Respondent") was represented by Andre Cronthell, Esq. and

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Jeanette W. Howard 95-03184 Name of Respondent Principal Financial Securities, Inc. REPRESENTATION The Claimant, Jeanette W. Howard, was represented by David N. McNees, Esq., attorney, located in Denison, Texas. The Respondent, Principal Financial Securities, Inc., was represented by Stephen D. Howen, Esq., of Figari & Dave

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Name of Claimant Jeffrey R. Knakal vs. Case No. 95-03 168 Name of Respondent Daiwa Securities America, Inc. Daiwa Securities Company, Ltd REPRESENTATION For Claimant Jeffrey R. Knakal ("Claimant") appeared Jeffrey L. Liddle, Esq., of the firm Liddle & Robinson., located in New York, New York. For Respondent Daiwa Securities America, Inc. ("Daiwa America") appeared M