N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Sandra Robinson vs. 95-02917 S.D. Cohn and Co., Inc. Sidney David Cohn REPRESENTATION Claimant Sandra Robinson appeared pro se. For Respondent, S.D. Cohn & Co., Inc. and Sidney David Cohn, appeared Charles M. O'Rourke, Esq., sole practioner, Garden City, New York. CASE INFORMATION Statement of Claim filed on June 14, 19

AWARD NASDR Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Edwin Troy Hawkins and Case Number 95-02894 Prudential Securities, Inc., John M. Rhoades, Kevin J. OTriel, Kent Varner, Joe Nittolo, et al. REPRESENTATION OF PARTIES Claimant Edwin Troy Hawkins ("Claimant") was represented by Joe B. Abbey, Esq. of the Law Offices of Joe B. Abbey, located in Dallas, Texas and Dean Carlton, Esq. of the Law Offices of Dea

..MfiR. 9.1999 3:02PM NASD REGULfiTIQN FL NO,286 P.10/18 N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of che Arbitration Between Name of Claimant Garrick A. Gustafson 95-02891 Names of Respondents Alexander Jones Anthony Hammond Vadira Mostovoy Baraban Securities, Inc. Tamaron Investments, Inc. Thomas Russell Curtis Charles F. Kirby REPRESENTATION Claimant Garrick A. Gus

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Don A. Moore and Katherine Moore, Claimants, and No. 95-02876 C. Reed Carr, Aragon Financial Services, Inc., Douglas Lyman Lish, and Robert Lane Myer, Respondents, REPRESENTATION OF PARTIES Claimants Don A. Moore and Katherine Moore were represented by Walter T. Weathers, Jr., Esquire of Houston, Texas. Respondents C. Reed Carr, Aragon Finan

NASD REGULATION AWARD In the Matter of the Arbitration Between Name of Claimant Saul L. Victor 95-02867 Name of Respondents Gruntal & Co., Inc. Julian Irwin Stoopler Evan Russell Stoopler Ehrenkrantz, King, Nussbaum, Inc. REPRESENTATION For claimant Saul L. Victor ("claimant") appeared David E. Robbins, Esq., of the law offices Kaufman, Feiner, Yamin, Gildin & Robbins, located in New York, New York. For respondents Gruntal & Co., Inc

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimant George Castelli Name of Respondent Wedbush Morgan Securities NASD Arbitration No. 95-02862 REPRESENTATION For Claimant: For Respondent: Statement of Claim filed: CASE INFORMATION Claimant's Submission Agreement signed: Statement of Answer filed by Respondent: Respondent's Submission Agreemen

NASD REGULATION AWARD In the Matter of the Arbitration Between Name of Claimant Kevin Katchmar 95-02842 Name of Respondents Hanover Sterling & Co. Paul Medaglia Lowell Schatzer REPRESENTATION For claimant Kevin Katchmar ("claimant") appeared John E. Lawlor, Esq., a sole practitioner from Mineola, New York. For respondent Paul Medaglia ("Medaglia") appeared Scott M. Zucker, Esq., a sole practitioner Great Neck, New York. Responden

N.A.S.D.AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between f • \ •• Name of Claimant •;: •;'). r ti ;-..:•;'.;..,; i WilliamR. Cargill r ; 2i, A 95-02819 Name of Respondents ; : \ i;i ; r Joseph Roberts & Co., Inc. - , ; : : ; Michael E. Knight • " • • • - • • i ' • • • * • . _ • - • • - i In a claim filed with t

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant. Albert Bertalmio, as Trustee for the Albert Bertalmio Trust and 95-02812 Name of Respondents Bear, Stearns & Co., Inc.; Peter Babilla. REPRESENTATION OF PARTIES For Claimant: Claimant Albert Bertalmio, as Trustee for the Albert Bertalmio Trust ("Bertalmio"), was represented by Stuart D. Periman, Esq. of Perlman & Hovitz in Chic

AWARD NASD Regulation, Inc. Office,of Dispute Resolution In the Matter of the Arbitration Between - Triliis Jacks, Claimant, and No. 95-02763 Brokers Investment Corp, Daniel H. Steinberg, Norman Shubert, Martin W. May, and Thomas Steven Shubert Respondents. REPRESENTATION OF PARTIES Claimant Triliis Jacks was represented by Martin J. Gofberg of Securities Arbitration Centers, Inc. located in Fort Lauderdaie, Florida. Responde