N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. RECEIVE ft. NIM-ARBITRATiOti MEBIMIOH In the Matter of the Arbitration Between Name of Claimanttel/Counter-ResDondent ELMER A. SANDLING NASD Arbitration No. 95-03101 Name of Respondent(s)/Counter-(^laimants HAGERTY, VAN MOURICK & LOGAN, INC. (now known as "Hagerty, Stewart & Associates, Inc."), OPTIVEST, INC. and MARK VAN MOURICK REPRESENTATION For Claimant: Edward Russe

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the matter of the Arbitration Between © National Association of Securities Dealers. Inc. Name of Claimant ,, ~ . All Rights Reserved Ron Onn * v. NASD Arbitration No. 95-3099 Name of Respondcnt(s) Bear Stearns & Co., Inc., Bear Steams Securities Corp., Leurni Securities, and Private Brokers Clearing Corp. REPRESENTATION For Claimant: Steven V. Rheuban, Esq. Lo

NASD REGULATION, INC. AWARD In the Matter of the Arbitration Between Names of Claimants Moses &. Chava Kuropatwa Motel & Lea Sirkis Case No. vs. 95-03090 Names of Respondents ^(Prudential Securities, Inc Gilford Securities, Inc. Jeffrey G. Nunez REPRESENTATION For Claimants Moses & Chava Kuropatwa ("the Kuropatwas") and Motel & Lea Sirkis ("the Sirkises"), hereinafter collectively referred to as "Claimants," appeared Solomon J. Jaski

a...,' w.-.y NASD AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimants Peter A. and Sharon L. Maul 95-03077 Name of Respondents M. Rimson & Co. Larry Shtrayker (a/k/a Valery Shtraykher) REPRESENTATION For Claimants Peter A. and Sharon L. Maul ("Claimants"): appeared pro se. For Respondent Larry Shtraykher ("Shtraykher"): appeared pro se. M. Rimson & Co. ("Rimson") did not

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION In the Matter of the Arbitration Between Name of Claimant Gordon Frizzell 9503076 Name of Respondents A.S. Goldmen & Co., Inc. Chris Panza Robert Fox REPRESENTATION Claimant Gordon Frizzell ("Claimant") was represented by William W. Willard, Esq., Bernstein, Shur, Sawyer &. Nelson, Portland, ME. Respondents A.S. Goldmen & Co., Inc. ("A.S. Goldmen"), Chris

N.A.S.D. REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Howard S. Klein 95-03073 Name of Respondents Schneider Securities, Inc. Robin Opp REPRESENTATION Claimant Howard S. Klein ("Claimant") was represented by David A. Klein, Esq., Law Office of David A. Klein. Haddonfield, NJ. Respondent Schneider Securities, Inc. ("SSI") was represented by Richard W

WSD REGULATION FL NASD REGULATION, INC. AWARD Office of Dispute Resolution In the Matter of the Arbftratbn Between PaineWebber, Inc. Case No. 9W3067 lOfl Raymond Curtin REPRESENTATION OF PARTIES For Claimant: Patricia Cowart, Esq., of PmneWebber, Inc. (TOT), Ft Lauderdate. Florida. For Respondent Arthur C. Koski, Esq. of the taw firm of KoaM. Aranson & Thomas, PA, Boca Raton. Florida* C^SE INFORMATION Statement of Claim was filed

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimant Mark Francis Wendy Porter-Francis NASD Arbitration vs. No.95-03063 Name of Respondent R.G.Dickinson & Co., Inc. Jan Earl Haynes REPRESENTATION For Claimants: Donald R. Worley, Esq., Worley, Schwartz, Garfield & Rice, San Diego, CA For Respondents: Barbara Bennett, Esq., R.G. Dickinson & Co., Inc., Des Moines, Iowa

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant © National Association of ^••^^•^••••••i Securities Dealers, uiv. Bonnie Hunter All Rights Reserved 95-03058 R.G. Dickinson and Company REPRESENTATION For Claimant: Bonnie Hunter ("Hunter") was represented by Maurice J. Barry, Esq. and Marc E. Lane, Esq. of Ostling, Ensign & Barry, located in Bloomington, Illinois. For Resp

- Award NASD Dispute Resolution In the Matter of the Arbitration Between: Claimant John C,-Hegnes Name of the r 01-00994 Hearing Site: Pittsburgh, Pennsylvania Dreyfus Investment Services Corporation RF.PRF.SF.NTATTON OF PARTIES Claimant John C. Hegnes, hereinafter referred to as "Claimant" was represented by Thomas J. Schuchert, Esq., The Bregman Law Firm, Albuquerque, New Mexico. Respondent Dreyfus Investment Services Corporation, here