N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Edward Perlman No. 92-00459 Name of Respondents Jeffrey C. Pellar Rodman & Renshaw, Inc. REPRESENTATION OF PARTIES For Claimant: Claimant appeared pro se. For Respondents: Thomas P. Fitzgerald, Esq. of Altheimer & Grey, Chicago, Illinois. CASE INFORMATION Statement of Claim filed: February 5, 1992. Claimant's Su

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s^) _ 10 PUBUC Oliver T. and Eleanor N. Myers 92-00458 Name of Respondentfs) Shearson Lehman Brothers, Inc. PaineWebber, Inc. Cynthia Coxe Joseph Kennedy, m. REPRESENTATION For Claimants: Julia Garver, Esq. of Woods, Oviatt, Oilman, Sturyman & Clarke. For Respondents, Cynthia Coxe Mazzara, Joseph Kennedy, m and

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Josef A. Blatstein Case No. 01-00875 Hearing Site: Boca Raton, Florida Name of Respondent Sands Brothers & Co., LTD REPRESENTATION OF PARTIES For Josef A. Blatstein ("Blatstein") hereinafter referred to as "Claimant": Kenneth S. Sandier, Esq., Hollywood, Florida. For Sands Brothers & Co., LTD ("Sands") hereinafter referred to as "Respondent": St

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants) Herbert F, & Naomi Tscheulin 92-00457 Name of Respondents') First Investors Corporation CASE SUMMARY In a claim Filed with the National Association of Securities Dealers, Inc. on February 6, 1992, Claimant Herbert F. & Naomi Tscheulin who appeared Pro Se alleged that Respondent First Investors Corp. through its age

N.A.S.D. AWARD '^ NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Katherine Grayson 92-00456 Name of Respondent Sperber Adams & Company, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers. Inc. on February 6, 1992, Claimant {Catherine Grayson, who appeared Pro Se. alleged that Respondent Sperber Adams & Company. Inc. failed to follow her instructions to

PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #92-00455 AHARD In the Matter of the Arbitration Between Margaret T. Reinhart Claimant vs. Dean Witter Reynolds, Inc. Michael Hogan Respondents CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 6, 1992, Margaret T. Reinhart, who appeared Pro Se, alleged that Respondent, Dean witter Reynolds, Inc. through it's broker

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Michael & Mary Sheeny 92-00454 Name of Respondents Zoch & Zoch Associates Inc. Zoch & Zoch Financial Group Inc. Donald B. Zoch Paul B. Zoch REPRESENTATION For Claimants Michael and Mary Sheeny: Joel Bernstein, Esq. of Kantor Bernstein & Kantor. For Respondents Zoch & Zoch Associates. Inc., Zoch and Zoch Financial G

s N.A.S.D. AWARD NKTICNAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Q£ Linda Karaszewski of Dean Witter Reynolds Inc. Frederick Ricken Arbitration National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York, N.Y. 10004 FAX {212) 858-4389 92-00450 For Claimant: Jeffrey A. Sellers, Esq. of Silverberg, Yood, Sellers & McGorry. For Respondent

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Martin Rutlege Flynn Case No. Name -of Respondent J.W. Gant and Associates, Inc. REPRESENTATION For Claimant: Martin Rutlege Flynn ("Flynn' 1 ): pro §e_. For Respondent, J.W. Gant & Associates, Inc., ("J.W. Gant 11 ): Vincent A. O'Brien, Esq. (Subsequent to the second hearing session, Mr. O'Brien notified the NA

Arbitration N.A.S.D. FINAL CKDR. NKTICNAL ASSOCIATION OF SBCDRITIES EEKUBS National Association of Securities Dealers. Inc. NASD Financial Center 33 Whitehall Street New York. N.Y. 10004 FAX (212) 858-4389 la the fetter of the Arbitration Between Of rr| Ralph W. Boebma Daniel Sverdlln Gregory Rizzo Traina Cheater JaEmes Padgett Stuart Warren Graff 92-00441 For dadmnts: Frank J. Evangelist, Esq. of Qnnsten & Evange