N.A.S.D. AWARD NATICNAL ASSOCIATION OF ^iJLURi'l' ' ***•* DEAUSRS In the Matter of the Arbitration Between of T. vs. NASD #91-04070 Q£ Camelot Investment Corp. Klaus Andrae Poor Claimant: Cfaucfc FOOT Pa*T*^nrton^q" ICLBUS ^Tv^-^ft r-ia^r agagi^Ari M«HM>1 f and CeDDBlot Corp. Statemeat of fn«^ filed: Decenber 24, 1991 dalmant's fli**iri g?^ «^" Agreaztent signed: PftfTiri'i*" 1 19 f 1991 Statement of Answer filed

N.A.S.D. CONSENT AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant James Benhart No. 91-04065 Name of Respondent Michael Beeler - **- CflSB INFORMATION Statement of Claim filed:. December 23, 1991. Claimants 1 Submission Agreement signed on: November 18, 1991. Joint Statement of Answer filed by Respondents Michael Beeler and First Choice Securities on: April 1, 1992. Re

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 01-00860 Cam Mai Goetz and Harold L. Goetz Name of the Respondents) Hearing Site: Houston, Texas Merrill Lynch, Pierce, Fenner, & Smith Inc. And Larry E. Barker REPRESENTATION OF PARTIES Claimants, Cam Mai Goetz and Harold L. Goetz. Hereinafter collectively referred to as "Claimants": Christopher J. Bebel of Shepherd, Smith & Bebel, located

N.A.S.D. AWARD NAHCNRL ASSOCiaTICN OF SECORITIES DEALERS In the Matter of the Arbitration Between of Juan E. and Genoveva Favela vs. NASD #91-04064 of Christopher Neil & Coapany, Inc. Gerald W. For dadnant: na^man^g represented themselves FOOT Onristopher Weil & Caa^anyt No appenrnnce Gerald W. Earner: Respondent rcproaontod hlmsffil f , with special .appearance by David 0* Cantu, Esq., Gordcn, TSaomas, Hcoeywell, Malanca f

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS la tha Matter of the Arbitration Between Name of Claimant/Counter-Respondent Wanda E. Jarrell 91-04059 pf Respondents/Counter"Claimants Shearson Lehman Button, Inc., now known as Shearson Lehman Brothers, Inc.; Harold Finstad For Claimant/Counter-Respondent: Wanda B. Jarrell was represented by William Vincent Walker, Esq. of Bonham, Carrington & Fox, P.C., located in Houston, Texa

W.JLS.D. AWARD ASSOdATICET OF SECORITIES In the Matter of the Arbitration Between. of Ben Turnage and Banco, Ltd. 91-04058 - - -fv Name of Respondents Prudential Securities Incorporated; FOOT Claimants: Ben Turnage and Roxoo, Ltd. ware represented by Clifton Bodge, Esq. and W. Robert Jones, HI, Esq. of Phelps Dunbar, located in Jackson, Mississippi. For Respondents: Prudential Securities Incorporated and Gerry Tflimfi were repres

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Walter and Bernice Bell Claimants CASE #91-04056 AWARD vs. Merrill Lynch, Pierce, Fenner & Smith, Inc. Joseph Pawelski Joseph Podraza Respondents CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on December 23, 1991, Claimants, Walter and Bernice Bell who appeared Pro Se, alleged that in December 1989 t

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS ^ In the Matter of the Arbitration Batween Name of Claimant Fairmont National Bank " " "" n/k/a Bank Midwest Name of Respondent First Bankers Securities " *" Corporation n/k/a Kingland Capital Corporation Name of Claimant Kingland Capital Corporation f/k/a First Bankers Securities Corporation and First Bankers Leasing Company No. 91-04054 Name of Respondent Ban

Arbitration N.A-S.D. AWARD - National Assoc,at,on of - Securities Dealers, inc. NATIONAL ASSOCIATION OF SBCDRITTES DEAI*ERS * NASD Financial Center . 33 Whitehall Street In the Matter of the Arbitration Between New York - N - Y - 10004 FAX (212)858-4389 Name of Claimant John W. Davidson 91-04051 Name of Respondents Interstate/Johnson Lane Vincent Martin For Claimant John W. Davidson ("Claimant 11 )

BJLSJD. AKMX:iAT-im GF aamui'iMiaj rwrjpg HC. In the **»i *"• of the Arbitxatdjoa B. 91*04050 - - -v- 9SLS^£§£SS£3£ DBEvid R StBiz^acg and Bnrt-trlinr & Gaapany, Hoc. Claimants, John aod Nbrjoa *r4 Tdahi"*ivi were represented by George R* Esq. of TilnfiPin, Chapa & Fields, Tucson, Arizona. Respondents, David R. Steinberg and Boettcber & Oonpany ^ by William F. Nelson, Esq. of Robinson, Waters, O'Dorisio and Rapson, Denver, Tbe St