PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Joseph c. Lisanti Claimant vg. Timothy Wayne Newman Respondent CASE #91-03363 AWARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 25, 1991, Claimant Joseph C. Lisanti, who appeared Pro Se, alleged that Respondent, Timothy Wayne Newman purchased 1,000 shares of Cel-Sci stock without

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Zvi Geitheim No. 91-03362 Name of Respondents Fidelity Investors CenterrSr and Brokerage Seryice, Inc. Barbara Gross Stephen Gorman REPRESENTATION OF PARTIES For Claimant: Michael L. Maduff, Esq. and Reed Millsaps, Eaq. For Respondents: Thomas Fitzgerald, Esq. of Altheimer & Gray, Chicago, Illinois CASE INFORMAT

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SBCQRTTIES DEALER In the Matter of the Arbitration Between Name of Wallace, Barbara, Brent & Robin Klein Name of Reapavigot(s) Shearson Lehman Button, Inc. Elizabeth Jarrard Case No. 91-03360 For Claimants, Wallace, Barbara, Brent and Robin Klein ("the Kleins") : James S. Atoer, Esq. of Icard, Merrill, Cullis, Tina, et. al. For Respondents, fihnriTy* 1 t^rf-mm Button, IDC* ("Sbearscn") : Dana A.

PUBLIC N.A.S.D. AWARD NKTTCKftL ASSOCIATION OP SECURITIES DEALERS In the Matter of the Arbitration Between Q£ Robert and Marjorie Klinfcer 91-03351 Name of Forst r Jr. Claimants' Robert anH Marjorie IQinher ("daifflants") appeared pro se. Respondent E&gard Forst, Jr. ("Respcodent") appeared pro se. Statement of m^rim filed on: October 23 , 1391. madman »•«* Submission Agreement signed on: November 6, 1991. daiaants* I

N.A.S.D. FINAL CEDER NKTICNRL ASSOCIKnCN OP Arbitration National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York. N.Y. 10004 FAX (212) 858-4389 In the Matter of the Arbitration Between Name of Madra Clagp vs. Name of R ts Dean Witter Reynolds Inc. Jeffrey Brovm Case # 91-03349 For Claimant, Madra dapp, pro se. For Respondents, Dean Hitter Reynolds, Inc. **** Jeffr

PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #91-03347 AWARD -n che Matter of the Arbitration Between Leonard M. and Deborah Kanarek Claimant vs. Best Investors Group, Inc. David D. Cameron Respondents CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 23, 1991, Claimants Leonard M. and Deborah Kanarelc who appeared Pro Se, alleged that on September 27, 1990 they

•p£££ ir MAR 1 N.A.S.D. AWARD N f ATIONAL ASSOCIATION OF SECURITIES DEALERS ............. In the Matter of the Arbitration Between Name" of Claimantfs'i Ottavio DiDomenico Case No. 91-03344 Name of Respondent(s) Gnintai & Co., Inc. Bruce C. Black REPRESENTATION For Claimant, Ottavio DiDomenico ("DiDomenico"): Howard Schwartz, Esq. of the law offices of Howard Schwartz. For Respondent, Gruntal & Co., Inc. ("Gruntal"): Richard

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of Claimant Case Number: 01-00820 Mark A. Rodgers Name of Respondent Hearing Site: Tampa, Florida Prudential Securities, Inc. REPRESENTATION OF PARTIES Mark A. Rodgers, hereinafter referred to as "Claimant": Stanley T. Padgett, Esq. and Colleen F. Nestor, Esq., Morgan, Padgett & Associates, P.A., Tampa, Florida. Prudential Securities, Inc., hereinafter referred to as "R

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Jeffrey & Judith Kaliser Jeffrey Kaliser, TTEE-UchiteKKaliser PSP vs. - 91-03.343 Name of Respondents Midlantic Securities Corp. Jim Higgins CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 23, 1991, Claimants Jeffrey & Judith Kaliser, who appeared Pro Se, allege

PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #91-03336 AWARD -n the Matter of the Arbitration Between Clarence Brown, Jr. Claimant vs. Investacorp, Inc. Respondent CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on October 23, 1991, Claimant Clarence Brown, Jr. , who appeared Pro Se, alleged that on January 2, 1987 he met with Mr. Weiss, a representative with Respondent Inve