Arbitration \r a c n N.A.S.D. __ NATICNAL ASSOCIATION OP SECURITIES DEALERS In the Matter of the Arbitration Between of Robert Ii. Vollrauth as trustee Vollnuth Corp. Pension Plan & Trust vs. Name of Respondents Prudential Securities Tnc Randall Carbons National Association of Securities Dealers. Inc. NASD Financial Center 33 Whitehall Street New York NY 10004 FAX (21 2)' 853-4389 Case # 91-01900 F

Arbitration National Association of Securities Dealers, Inc. __ NASD Financial Center NATIONAL ASSOCIATION OF SfcUURiTlBS DEALERS 33 Whitehall Slreet _ New York, N.Y. 1 0004 In the Matter of the Arbitration Between FAX (2 12) 858-4389 Name of Earnest 6. Sharpe 91-01898 Ifeme of Respondents First Fidelity Capital Corp. Ted L. Rubin Ian R. For Claimant Earnest G. Sharpe ("Claimant") : Mr. Sharpe appeared pro se. For Respond

N.A.S.D. AWARD ASSOCIATION OF SBCUiU'l'lES DEALERS In the tatter of the Arbitration Between of Claimant (3) Roland C. Pamn 91-01891 Name of Respondent (s) Gregory Snail KKficESPcuurltK For Claimant: Claimant Roland C. Pamn appeared pro se. For Respondent; D. Elizabeth Wills, Esq., in-house counsel at Chatfield Dean & Co. QSSE Statement of Claim filed: June 17, 1991. Claimant's Submission Agreement signed on: June 14, 1591.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants David J. and Geriann Patterson and 91-01890 Name of Respondents Toluca Pacific Securities?--Inc. U.S. Clearing Corp. Claimants appeared pro se. Respondent Toluca Pacific Securities Corporation was represented by Peter Blowitz, its President. Respondent U.S. Clearing Corp.-was represented by Peyter Blowitz by agreement

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants J.R. & R,N. Schumacher Name of Respondent Shearson Lehman Brothers. Inc. 91-01887 CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on June 18, 1991. Claimants J.R. & R.N. Schumacher, who appeared Pro Se, alleged that Respondent Shearson Lehman Brothers, Inc. failed to follow their instruc

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #91-01868 AWARD In the Matter of the Arbitration Between Barbara & Randolph Lucas Claimants vs. Shearson Lehman Brothers, Inc. Respondent CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on June 14, 1991, Claimants, Barbara & Randolph Lucas, who -appeared Pro Se, alleged that on September 11, 1990, Respondent Shearson Lehman Brothers, Inc. re

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC, CASE #91-01864 AWARD In the Matter of the Arbitration Between Albert and Genevieve Hodgson Claimant vs. Dean Witter Reynolds, Inc. Boyd Johnson, III Respondents CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on June 14, 1991, Claimants, Albert and Genevieve Hodgson, who appeared Pro Se, alleged that Respondent Boyd Johnson, III, made unautho

Arbitration N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Itotter of the Arbitration Between Name of Claimants Branislav & Ranka Dabetic vs. Name of Respondents Shearson Lehman Brothers, Inc. National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York, N.Y, 10004 FAX (212) 858-4389 Case # 91-01859 For Claimants: James P. Duffy, III, Esq. of Meltzer Lippe Golds

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: James Stamulis (Claimant) v. Citigroup Global Markets, Inc. #k/a Salomon Smith Barney, Inc., Glenn Fischer, and Frank Melia (Respondents) Case Number: 01-00772 Hearing Site: New York, New York Nature of the Dispute: Customers v. Member and Associated Persons. REPRESENTATION OF PARTIES Claimant James Stamulis ("Stamulis") hereinafter referred to as "Claimant": George M. Ga

Arbitration N.A.S.D. AWARD National Association of Securities Dealers. Inc. NATIONAL ASSOdATICN OP SECURITIES DEALERS NASD Fin ancial Center 33 Whitehall Street New York - N - Y - 10004 r r-T - - T-rr - r^rrr - : - Jri: - - -- the Matter or the Arbitration Between. FAX (212) 858-4389 Name of ClaiTmnnts George Madden, Kenneth and Ruth Walters and George Valentine Case #91-01847 #91-01848 Name of