N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Arbitration National Association of Securities Dealers, Inc. NASD Rnancial Center 33 Whitehall Street New York, N.Y. 10004 FAX (212) 858-4389 In the Matter of the Arbitration Between Frank A. Ciaramitaro Trust, et al. vs. Name of Invest Financial Corp. ISFA Corp. Case # 91-00527 For Claimant: William M. Dolan III, Esq. of Brown Rudnick Freed & Gesmer. For R

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Steven Schwartz 91-00525 Name of Respondents Prudential Securities. Inc. Joseph Morris REPRESENTATION Claimant Steven Schwartz ("Claimant") was represented by: Brian Shaughnessey, Esq. of Shaughnessey, Browski and Gagner. Respondent Prudential Securities. Inc. ("Prudential") and Joseph Morris ("Morris") were represented

7VASO iAigiDi AMftRD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between"" Name of Claimantfs) Joseph S. & Alyce H. Esrig Arbitration National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York, New York 10004 91-00522 Name of Respondent(s) Otra Clearing, Inc. Dino Liso J.F. Lowe & Co. Claimants, Joseph S. & Alyce H. Esrig, appeared pro se. Re

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Pamela J. Leavitt, (Claimant) vs. Cantone Research, Inc., Anthony J. Cantone, Christine L. Cantone, (Respondents) Case Number: 01-00728 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Pamela Leavitt ("Claimant"): Robert S. Moraff, Esq., Robert S. Moraff, PC, Bloomfield, NJ. Respondents, Cantone Research, Inc. ("Cantone Research"), Anthony J. Cantone ("

NASID N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Ifetter of the Arbitration Between Name of Claimant David Wasserman vs. nf Arbitration National Asaodation of StcurttfM Daaiors, Inc. NASD Financial Center 33 Whitehall Street New York, New York 10004 Case # 91-00517 Lonbard Securities Corp. For Claimant: Steven H. Sewell, Esq. of Salarnon, Gruber, Newnan & Blaymore, P.C. Respondent, Lombar

N.A.S.D. AWARD ASSOCIATION OF SECURITIES Artvi i-rat-jlnn Name of Cla-JTmnt William R. Leep NASD Arbitration No. 91-00515 Name of Respondents Power Securities Advent: Securities First American Equities Corp Vern Wheeler Jerry Trnrripy Ray Blitstein Gary Sylvestri Neil F. Hornby Henri R. Hornby Walter T. Black Fee Claimant: James Dietz, Esq. - Medford, Oregon For Respondent; Power Securities - Rich Marguese

7VASO N.A.S-D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the tetter of the Arbitration Between Arbitration National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York, New York 10004 Michael Sopko Name of Olde Discount Corporation David M. Clever 91-00513 For Claimant Michael Soptoo ("Claimant"): Anthony v. Trogan of Weisman, Trogan et al. For Respondents Olds Disc

NASD N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Arbitration National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York, New York 10004 In the Matter of the Arbitration Between Name of Clai Elizabeth Haines and Robert Haines 91-00512 Name of Respondents: U.S. Boston Capital Corporation Leon Okurowski For Claimants: Dennis Smith, Esq. of Clancy, Callahan & Smith. F

\^R> N.A.S.D. WORD T NOTIONAL ASSOdKTICN OF SBCDRITIES DEMTOS, INC. la the Matter of the Arbitration Between NameofCladinant Richard Fitzsizmons 91-00511 Name of Respondents John B. Freeman Arden Brown For Claimant: Clainant appeared pro se. For Respondent Arden Brown; Jerry Selvers, Esq. of the law firm of Sonnenblick, Parker & Selvers. The Respondent John £. Freeman did not attend the hearing. CRSE Statement of Claim fi

Arbitration -' N.A.S.D. AWARD National Association of Securities Dealers, Inc. ASSOdftTICK OF SBCXOTS DEALERS _ _ . _ New York, N.Y. 1 0004 In the Matter of the Aibitration Between FAX (21 2) 858-4389 pf Anthony L. Glnesi 91-00509 Q£ Respondent Wallace Giakas For Claimant Anthony L. Ginesi: Antonio Inacio, a sole pracfr i t1 mwr . For Respondent Wallace Giakas: Robert T. Norton, of Norton & DeRose, F.C. case Statement of rna-im f