Arbitration N.A.S.D. AWARD ~& - Steuritltt OMtan, Inc. NASD Financial Center :< ATICNAL ASSOCIATION OF SECURITIES DEALZRS New In the Matter of the Arbitration Between Name of Claimant- f g ] Jonathan S. and Elizabeth A. Spatz 90-02673 Name of Respondent?si InvestNet Corp. Beard before: Name Public /Industry Raymond M. Komichak, Esq. Public/Chairman Claimants, Jonathan and Elizabeth Spatz were represented ty: James R. Mall, Esq

NATIONAL ASSOCIATION OF SECURITIES DEALERS P INC. In the Matter of the Arbitration Between Jane E. Laurie Claimant vs. : CASE AWARD •• Patricia Meia and Cate Lemberg Respondents CASE #90-02672 CASE SUMMARY Jane E* Laurie, in a claim filed with the National Association of Securities Dealers, Inc. on September 24, 1990 r alleged breach of contract, negligence and misrepresentation. The damages sought arise from alle

Arbitration . N.A.y.iJ. AWAHU _ __ ASSOdATICN OF SECURITIES DEALERS _ In the Matter of the Arbitration Between Name of Claimant (a) Rrank Scaranuzza Barbara Qapozzi Merrill Lynch. Pierce Fenner & anith Inc l la National As^Ktotton of Securities Beaten, Inc. NASD Financial Center 33 Whitehall Street New York. N.Y. 10004 FAX (21 2) 858-4389 OSES 90-02668 For dainant: Mark E. Squires, Esq. of Abrahams

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC In the Matter of the Arbitration Between Bessie Douglas Claimant vs. IDS Financial Services and Steven Libby Respondents Case #90-02667 AWARD CASE SUMMARY, Bessie M. Douglas r in a claim filed with the National Association of Securities Dealers, Inc. on September 25, 1990 , alleged that Respondent and broker, Steven F. Libby while employed with IDS Financial Services, was ne

Arbitration N.A.S.D. AWAKU National Association of - - Securities Dealers, Inc. NXnCNRL ASSOdATICN OF SBCDRITIES DEALERS NASD Rnancial Center 33 Whitehall Street In the Matter of the Arbitration Between New York, N.Y. 10004 FAX (212) 858-4389 Name of Claimant (s) 1_TK arw - Th • r "°• OSES Barbara Capozzi 90-02665 Merrill Lynch Pierce Fenner & Smith Xnc Bruce Ciallella i i mi For daimant: Marfc E. Squires, Esq. of

NATIONAL ASS'XM'Vi'l "N UF SKCUF r'P I F.;? UEALEKS, INC, 1 . I ii t-he Matter of the Arbitration Between Barbara J. Lore Claimant ] sinionds, First Eagl* j , in< - Mnim*?t;f A. Larkin Co. , ' '" CASE 890-01814 AWARD 1 '^E: SUMMAPV *' l.j.i.mant, Barbara J. : "»-^, iji a c La i.m Jlil'.'d with the National A.ssoc j.at ion of Securities; I '"^ Lers , I. no . < >n June 26 , J.990 , alleged t hat Respondents made i.nv^

Consent Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Track Securities Corporation, (Claimant) vs. Arnold Goldenberg and Reach Corp., (Respondents) Case Number: 01-00690 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Track Securities Corporation, hereinafter referred to as "Claimant": Joseph F. Keenan, Esq., McCanliss & Early, LLP, New York, NY. Respondents, Arnold Goldenberg ("Goldenberg") and R

NATIONAL ASSOCIATION OF SECURITIES DEALERS r INC. In the Matter of the Arbitration Between Thomas and Catherine Simmons Claimants vs . Bernard Kaimus and Mark Boyle Respondents Case #90-01811 AWARD CASE SUMMARY Thomas and Catherine Simmons, in a claim filed with the National Association of Securities Dealers, Inc. on June 26, 1990, alleged that Respondent Bernard Kaimus, while employed at Blinder, Robinson and Company, In

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Dianne M. Elford Claimant vs. CASE 90-01810 AWARD Chris J. Georgakas and Prudential-Bache Securities, Inc. Respondents CASE SUMMARY Claimant Dianne M. Elford, in a claim filed with the National Association of Securities Dealers, Inc. on June 26, 1990, alleged that Respondents r Chris J. - Georgakas and Prudential-Bache Securities, In

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC, In the Matter of the Arbitration Between George A. Downsbrough Claimant vs. Adnan Durrani Respondent Case #90-01808 AWARD CASE SUMMARY George A. Downsbrough, in a claim filed with the National Association of Securities Dealers, Inc. on June 26, 1990, alleged that Respondent Adnan Durrani while employed at J.T. Koran and Company, Inc., failed to meet his fiduciary responsibilities in ha