Award NASD Dispute Resolution In the Matter of the Arbitration Between: Frank Salvini and Ruth Salvini IRA (Claimants) vs. Linsco/Private Ledger Corporation and Frank Antonucci (Respondents) Case Number: 05-02716 Hearing Site: Buffalo, New York Nature of the Dispute: Customers vs. Member and Associated Person REPRESENTATION OF PARTIES Claimants Frank Salvini ("F. Salvini") and Ruth Salvini IRA ("R. Salvini") hereinafter collectively referred to as "

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 05-02708 Dewey Harold Brazelton Name of the Respondent Hearing Site: Birmingham, Alabama Edward D. Jones & Company, LP Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Dewey Harold Brazelton , hereinafter referred to as "Claimant": Stuart M. Maples, Esq., Johnston, Moore, Maples & Thompson, Huntsville, Alabama. F

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Mark Healey, Howard Kapp, Philip Aronoff, and Allisen Modder, (Claimants) vs. Merrill Lynch, Pierce, Fenner & Smith, Inc., (Respondent) and Merrill Lynch, Pierce, Fenner & Smith, Inc. (Claimant) vs. Mark Healey, Howard Kapp, Philip Aronoff, Allisen Modder, and Salomon Smith Barney, Inc. (Respondents) Case Number: 01-00553 (Consolidated w/01-00617) Hearing Site: New York, New Y

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Susan Blais, Claimant v. Wells Fargo Investments, LLC, Wells Fargo Funds Management, LLC, and Jason D. Sands, Respondents Case Number: 05-02700 Hearing Site: Los Angeles, California Nature of the Dispute: Customer v. Member, Non-Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Edward O. Lear, Esq. Century Law Group Los Angeles, California For Responde

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Dennis Poldnev, Claimant v. Tower Square Securities, Inc., Respondent Case Number: 05-02698 Hearing Site: Los Angeles, California Nature of the Dispute: Associated Person v. Member REPRESENTATION OF PARTIES For Claimant: Ugo O. Asobie, Esq. Law Offices of Ugo O. Asobie Los Angeles, California For Respondent: Gail E. Cohen, Esq. Barger&WolenLLP Los Angeles, California

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Evan Cole (Claimant) vs. UBS Financial Services, Inc. (Respondent) Case Number: 05-02695 Hearing Site: Newark, New Jersey Nature of the Dispute: Associated Person vs. Member. REPRESENTATION OF PARTIES i —~ m -" 1 * Claimant Evan Cole hereinafter referred to as "Claimant": David M. Fish, Esq., New York, NY. Respondent UBS Financial Services, Inc. hereinaft

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jerre Lawson, Ute Lawson, and Jerre and Ute Lawson as Trustees of the Lawson Family Trust, Claimants v. Raymond James Financial Services, Inc. and Michael N. Fleury, Respondents Case Number: 05-02671 Hearing Site: Seattle, Washington Nature of the Dispute: Customers v. Member and Associated Person REPRESENTATION OF PARTIES For Claimants Jerre Lawson, Ute Lawson, and Jerre and Ute

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 05-02659 Anna S. Florenzano, IRA, (Claimant) vs. Citizens Financial Services, Inc., (Respondent) ATTORNEYS: For Claimant appeared Paul N. Young, CEO/NAR, of the firm Securities Arbitration Group, Inc., Los Angeles, CA. For Respondent appeared Megan C. Deluhery, Esq., of the firm Bingham McCutchen, LLP, Boston, MA. NATURE OF DISPUTE: Customer vs. Member DATE FILED: May 17, 2005 CASE

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Lee Hartzmark Names of the Respondents Gee Gee Morgan and Stephanie A. Tarver, tenants by the entireties Gee Gee Morgan IRA Virginia Meade, Trustee for the Virginia Meade Trust Dated 12/19/95 Virginia Meade IRA Case Number: 05-02657 Hearing Site: Boca Raton, Florida Nature of the Dispute: Associated Person vs. Customer. REP

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 05-02656 William B. Hall Names of the Respondents Hearing Site: Atlanta, Georgia Wachovia Securities, LLC Timothy Vanderver Nature of the Dispute: Customer vs. Member and'Associated Person. REPRESENTATION OF PARTIES For William B. Hall, hereinafter referred to as "Claimant": David F. Rock, Esq., McGee & Oxford, LLP, Atlanta, Georgia.