Award NASD Dispute Resolution In the Matter of the Arbitration Between: Patricia Venner (Claimant) vs. H&R Block Financial Advisors, Inc. f/k/a Olde Discount Corp. (Respondent) Case Number: 05-02302 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member REPRESENTATION OF PARTIES Claimant Patricia Venner hereinafter referred to as "Claimant" appeared pro-se. Respondent H&R Block Financial Advisors, Inc. f/k/a Olde Discount Corp.

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 05-02276 National Securities Corporation, (Claimant) vs. Frank Santisario, (Respondent) ATTORNEYS: ~ " ~~^ For Claimant appeared Michael S. Colombo, President and CEO of StrcclWide Asset Recovery Group, foe., Lyndhurstj NJ. Respondent did not submit an Answer to the Statement of Claim. NATURE OF DISPUTE; Member v. Associated Person DATE FILED; April 27,2005 CASE SUMMARY: Claimant allege

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Cam-Thach T. Le, Tuan Iran and Hien Tran, Claimants v. Merrill Lynch, Pierce, Fenner & Smith, Inc. and John T. Driscoll, Respondents Case Number: 01-00532 Hearing Site: Los Angeles, California REPRESENTATION OF PARTIES For Claimants; Michael A. Oswald, Esq. Edward W. Russey, III, Esq. Oswald & Yap Irvine, California For Respondents: John W. Cotton, Esq. Cotton & Gund

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jeffrey J. Hood (Claimant) vs. Fox-Pitt, Kelton, Inc. (Respondent) Case Number: 05-02274 Hearing Site: New York, New York Nature of the Dispute: Associated Person vs. Member REPRESENTATION OF PARTIES Claimant Jeffrey J. Hood hereinafter referred to as "Claimant": William F. Dahill, Esq., Wollmuth Maher & Deutsch LLP, New York, NY. Respondent Fox-Pitt, Kelton, Inc. hereinafter re

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Tom Searcy and Case Number: 05-02271 Hearing Site: Houston, Texas Names of Respondents Southwest Securities, Inc., and Ted Wilson Doyle NATURE OF DISPUTE Customer v. Member Firm and Associated Person REPRESENTATION OF PARTIES Tom Searcy ("Claimant") was represented by Jon M. Smith, Esq., Kincaid, Horton & Smith, Austin, Texas. Southwest Se

Award NASD Dispute Resolution In the Matter of the Arbitration Between; Vito and Denise Manente (Claimants) vs. Wachovia Securities, LLC (Respondent) Case Number: 05-02256 Hearing Site: New York, New York Nature of the Dispute: Customers vs. Member. REPRESENTATION OF PARTIES Claimants Vito and Denise Manente hereinafter collectively referred to as ("Claimants") appeared pro-se. Respondent Wachovia Securities, LLC hereinafter referred to as ("Respond

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Wachovia Securities, LLC (Claimant) vs. George Hovsepian, Jr. (Respondent) Case Number: 05-02253 Hearing Site: Boston, Massachusetts Nature of the Dispute: Member vs. Associated Person REPRESENTATION OF PARTIES Claimant Wachovia Securities, LLC ("Wachovia") hereinafter referred to as "Claimant": Douglas D. Callaway, Esq., Wachovia Securities, LLC, Richmond, VA. Respondent Hovsep

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Merrill Lynch, Pierce, Fenner & Smith Incorporated, Claimant v. Nancy Wheeler as Trustee of the G.E.H. Trust and the G.E.H. Trust, Respondents Case Number: 05-02244 Hearing Site: Los Angeles, California Nature of the Dispute: Member v. Customers REPRESENTATION OF PARTIES For Claimant: Eric J. Glassman, Esq. Mennemeier, Glassman & Stroud LLP Sacramento, California For Res

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: i Louis Pidi (Claimant) vs. Nicholas Dimitriou and Lisa Spurlin (Respondents) Case Number: 05-02234 Hearing Site: Newark, New Jersey Nature of the Dispute: Customer vs. Associated Persons REPRESENTATION OF PARTIES Claimant Louis Pidi hereinafter referred to as "Claimant": Edward W. Cillick, Esq., Cillick & Sprague, Hackensack, NJ. Respondents Nicholas Dimitriou ("

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Marshall F. Reutlinger and Rosemary Reutlinger (Claimants) vs. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. (Respondent) Case Number: 05-02233 Hearing Site: Albany, New York Nature of the Dispute: Customers vs. Member REPRESENTATION OF PARTIES Claimants Marshall F. Reutlinger ("M. Reutlinger") and Rosemary Reutlinger ("R. Reutlinger") hereinafter collectively