Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf the Claimant . . Cast* Number 04-08342 ' Donald M. Sherk Names nf the Respondents Hearing Site! Philadelphia,.PA Edward D. Jones & Co., L.P. Robert William Lowrie Nature of the Dispute: Customer vs. Member and Associated Person. RKPRF.SFNTATION OF PARTIFS i Claimant, Donald M. Sherk, hereinafter referred to as "Claimant", was represented by Joseph C. Korsak,

Final Order NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: PaineWebber, Inc., (Claimant) vs. Albert Rabizadeh, (Respondent) vs. Melinda Abood (Third Party Respondent) Case Number: 01-00384 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, PaineWebber, Inc., hereinafter referred to as "Claimant": Lisa A. Catalano, Esq., Davidson, Manchel and Brennan, LLP, Northvale, NJ (formerly associate with the Law Offices

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Catherine Madonia, Claimant Case Number: 04-08334 v. Hearing Site: St, Louis, Missouri NatClty Investments, Inc. and Michael S. Boyd, Respondents. NATURE QF T Customer vs. Member Firm and Associated Person REPRESETATIO F ARTIES Claimant, Catherine Madonia ("Madonia"), hereinafter referred to as "Claimant" : Bruce Oakes, Esq. and Richard B. Fosher, Esq., Oakes

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Names of Claimants: William Gregory Cavin and William Boyer Gavin and Name of Respondent Merrill Lynch, Pierce, Feriner & Smith, Inc. Case Number: ,04-08333 Hearing Site: Houston, Texas NATURE OF DISPUTE Customers V. Member Firm F PARTIES , ,, • • i William Gregory Cavin and .William Boyer Qavin ("ClaJmantjB 1 '') were represen^d by Kirk G. Smith,

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-08318 Guzman & Company, a Florida corporation Name of the Respondent Hearing Site: Boca Raton, Florida Patrick Joseph Comack Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES For Guzman & Company, a Florida corporation, hereinafter referred to as "Claimant": Richard E. Brodsky, Esq., Steel, Hector &

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Joel S. Kalemis, Individually and as Trustee for the Joel S. Kalemis Trust, Claimants, Case Number: 04-08317 Hearing Site: St. Louis, Missouri v. Citigroup Global Markets, Inc. #k/a Salomon Smith Barney, Inc. and David J. McKay, IV, Respondents. Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Joel S. Kalemis, Ind

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-08314 Rose Marie Reed IRA, Paul A. and Karen M. Cigrang, Karen M. Cigrang IRA, Paul A. Cigrang IRA, Walter Reed, Jr. IRA, Robert D. and Maria A. Kiler, Michael Edward Reed, Matthew W. Geiman and Rose Marie Reed, Joanne Dickie Custodian For Hilary Geiman, Karen Cigrant Custodian For Carter Cigrang, Maria Kiler Custodian For Whitney Kiler, Joanne Dickie Custodian For Leah Geiman, Joanne Dickie Cus

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-08306 Kevin P. Suszko, (Claimant) vs. Park Avenue Securities, LLC, Steven Alan Ferrara and Larry David Moore, (Respondents) ATTORNEYS: " " ™ Claimant appeared pro se, Short Hills, NJ. For Respondent Park Avenue Securities, LLC appeared in-house counsel Gordon F. Wylie. Respondent Steven Alan Ferrara appeared pro se, Colts Neck, NJ. Respondent Larry David Moore appeared pro se

Award NASD Dispute Resolution COPY In the Matter of the Arbitration Between: Bobby Dean Taylor, Claimant v. Bane of America Investment Services, Inc., GE Life And Annuity Assurance Company and Francis J. Dolan, Respondents Bane of America Investment Services, Inc. and Francis J. Dolan, Third-Party Claimants v. Patricia Taylor, Third-Party Respondent GE Life And Annuity Assurance Company, Third-Party Claimant v. Patricia Taylor, Third-Party Responden

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Eleonore Van den Berghe, Claimant v. Merrill Lynch, Pierce, Fenner & Smith Incorporated and David A. Kahn, Respondents Case Number: 04-08299 Hearing Site: Phoenix, Arizona Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Chad P. Hemmat, Esq. Anderson, Hemmat and Levine L.L.C. Denver, Colorado For Respondents; Eri