Award NASD Dispute Resolution In the Matter of the Arbitration Between: Renzo Pedrazzi and Jean Pedrazzi (Claimants) vs. Merrill Lynch, Pierce, Fenner & Smith, Inc., Shaun Paul Golden, Corey Ira Stein, Daniel Maurice Maniscalco, and Paul David Annunziato (Respondents) Case Number: 04-08236 Hearing Site: New York, New York Nature of the Dispute: Customers vs. Member and Associated Persons. REPRESENTATION OF PARTIES Claimants Renzo Pedrazzi ("R. Pedra

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Dr. Habib Monas, (Claimant) vs. Merrill Lynch, Pierce, Fenner & Smith, Inc. and Kuosen Fung, (Respondents) Case Number: 01-00375 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Dr. Habib Monas, hereinafter referred to as "Claimant": Pinchus Raice, Esq., Raice Paykin Krieg & Schrader LLP, New York, NY. Respondents, Merrill Lynch, Pierce, Fenner & Smith, Inc.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Joseph R. Cingel (Claimant) vs. A.G. Edwards & Sons, Inc. (Respondent) Case Number: 04-08235 Hearing Site: Cleveland, Ohio Nature of the Dispute: Customer vs. Member REPRESENTATION OF PARTIES Joseph R. Cingel hereinafter referred to as "Claimant": James A. DeRoche Esq., Garson & Associates Co., Cleveland, OH. A.G. Edwards & Sons, Inc. hereinaiter referred to as "Respondent": Jon

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Bernard R. Kennedy and 04-08231 Chicago, Illinois Name of Respondents UBS Financial Services Inc. VHnance Investments, Inc. Frank Porporino, Jr. Richard Anthony Campanella Nature of the Dispute: Customer vs. Members and Associated Persons. REPRESENTATION OF PARTIES Bernard R. Kennedy ("Claimant") was represented by Peter Marks, Princeton, New

Award NASD Dispute Resolution In the Matter of the Arbitration Between: 1 Nan-ip nf foe ("llm'mnnt ("luge Nnmher' 04-08230 Morgan Stanley DW, Inc. ftg nfthe Respondents Hem-ing Site! Nashville, Tennessee Wachovia Securities, LLC Steven W. Glasgow Kim A. Richardson Nature of the Dispute: Member vs. Member and Associated Persons. RFPUFSFNTATTON OF PAPTTF.S Claimant, Morgan Stanley DW, Inc., hereinafter referred to as "Claimant", was repres

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-08227 Morgan Keegan & Co., Inc. Name of the Respondent Hearing Site: Atlanta, Georgia James H. Harris, in Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES For Morgan Keegan & Co., Inc., hereinafter referred to as "Claimant": Shea O'Brien Hicks, Vice President, Associate Attorney, Morgan Keegan & Co., Inc., Me

Award iSfASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-08226 Olin B, Barnes Names of the Respondents ; Hearing Site: Birmingham, Alabama Allmerica Financial Life Insurance and Annuity Company VeraVest Investments, Inc. Stephen Parker Tony Wood Kim DeProspero Mike DeProspero FundQuest Corporation Nature of the Dispute: Associated Person vs. Member, Non-Member and Associated Perso

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Daniel L. Cossette Living Trust, Daniel L. Cossette Trust, Daniel L. Cossette, Donna L. Cossette Living Trust, Donna & Daniel Cossett Tenants in Common, Claimants v. Citigroup Global Markets, Inc., and Carl R. Johnsen, Respondents Case Number: 04-08219 Hearing Site: Portland, Oregon Nature of the Dispute: Customers v. Member and Associated Person REPRESENTATION OF PARTIES For Cl

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Donald Langelier Lorraine Langelier Names of the Respondents Securities Service Network, Inc. Jerome C. Kelter Case Number: 04-08207 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Donald Langelier and Lorraine Langelier, hereinafter collectively re

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimant Albert D. Weber and Respondents H&R Block Financial Advisors, Inc., and Michael Albrecht Case Number: 04-08199 Hearing Site: Southfield, Michigan NATURE OF DISPUTE Customer v. Member and Associated Person REPRESENTATION OF PARTIES Albert D. Weber ("Claimant") was represented'by Anthony .V. Jrogan, Jr., Esq. and Lysa Postula-Stein, Esq.,-Law .Offic