Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf the Claimant Domenic Tricome Names nf the Respondents Online Brokerage Services, Inc. Success Trade Securities, Inc. Fuad Ahmed Daniel M. Zaleski Darren M. Menaker Kevin Michael Overy Christopher Scott Campbell Margaret H. Ziegler rnseNiimher 04-06729 Hearing Site- Philadelphia., Pennsylvania Nature of the Dispute: Customer vs. Members and Ass

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-06724 First Montauk Securities Corp., (Claimant) vs. Max E. Rosado, (Respondent) ATTORNEYS: For Claimant appeared Michael S. Colombo, President and CEO of StreetWide Asset Recovery Group, Inc., Lyndhurst, NJ. Respondent did not submit an Answer to the Statement of Claim. NATURE OF DISPUTE: Member v. Associated Person DATE FILED: September 21, 2004 CASE SUMMARY: Claimant alleged that

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-06719 National Securities Corporation, Claimant v. Paul Langston, Respondent ATTORNEYS: " For Claimant National Securities Corporation ("Claimant") appeared Michael S. Colombo, President, Streetwide Asset Recovery Group, Inc., Lyndhurst, NJ. Respondent Paul Langston ("Respondent") did not file a Statement of Answer in this matter. NATURE OF DISPUTE: Member v. Associated Person. DATE FILE

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Niels C. Roberts and 01-00300 Phoenix, Arizona Name of Respondents Morgan Stanley DW Inc. Mark A. Lavach REPRESENTATION OF PARTIES Niels C. Roberts ("Claimant") was represented by Robert D. Mitchell, Esq., of Mitchell Law Offices, P.C., Phoenix, Arizona. Morgan Stanley DW Inc. ("Respondent MSDW") and Mark A. Lavach ("Respondent Lavach")

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-06705 Linda Miska (Claimant) v. Robert and Aline Jandreau (Respondents) ATTORNEYS: For Claimant Linda Miska ("Claimant") appeared Julie Wilson Portera, Esq., of the firm Maynard, Cooper & Gale, P.C., Birmingham, AL. For Respondents Robert and Aline Jandreau (collectively "Respondents") appeared Michael B. Lynch, Esq., of the firm Hooper & Weiss, LLC, Orlando, FL. NATURE OF DISPUTE: Assoc

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant / Counter Respondent Daniel G, Kahn and Names of Respondents / Counter Claimants First Southwest Company, Fixed Incom^ Securities, LLP ; Joe Robert Cotton, and Patricia Gail Bratton Case Number: 04-06696 Hearing Site: Houston, Texas NATURE OF DISPUTE Customer v. Member Firms and Associated Persons REPRESENTATION OF PARTIES Daniel G

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-06679 Birch Rice, Claimant v. Advest, Inc., Respondent ATTORNEYS: For Claimant Birch Rice ("Claimant") appeared Quintin F. Luidsmith, Esq., of the firm Zeiger, Tigges, Little & Lindsmith, LLP, Columbus, OH. For Respondent Advest, Inc. (**RespondenO appeared Douglas R. Jennings, Esq., of the firm Carlile, Patchen & Murphy, LLP, Columbus, OH. NATURE OF DISPUTE; Customer vs. Member. DAT

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-06665 Zoltan Magyar and Magdalena Magyar, Claimants v. Howard Geiler and Martin Bedell, Respondents ATTORNEYS: Claimants Soltan Magyar and Magdalena Magyar (collectively "Claimants") appeared pro se, Pearl River, NY For Respondents Howard Geiler and Martin Bedell (collectively "Respondents") appeared Lauryn J. Hart, Esq., in-house counsel, Merrill Lynch, Pierce, Fenner & Smith, Inc., New

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Edward Egilinsky (Claimant) v. Kenmar Advisory Corporation, Kenmar Securities, Inc., and Kenmar Holdings, Inc. (Respondents) Case Number: 04-06653 Hearing Site: New York, New York Nature of the Dispute: Associated Person v. Member and Non-Members REPRESENTATION OF PARTIES Claimant Edward Egilinsky hereinafter collectively referred to as "Claimant": Anne C. Vladeck, Esq., Vladeck

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-06646 Penelope Thibodeau (Vitato), Trustee for 1 Ethel Hanson Trust Names of the Respondents Hearing Site: Tampa, FL Merrill Lynch, Pierce, Fenner and Smith Incorporated Thomas Architetto Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Penelope Thibodeau (Vitato), Trus