Award NASD Dispute Resolution In the Matter of the Arbitration Between: ' Name of the Claimant Case Number: 04-04933 George Large Name of the Respondent Hearing Site: Orlando, Florida Morgan Stanley DW, Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For,George Large, hereinafter referred to as "Claimant": Randall C. Place, Esq., Blum & Silver, LLP, Coral Springs, Florida. For Morgan Stanley DW, Inc., hereinafter r

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Brooke Skiles, Claimant v. Charles Schwab and Co., Inc., Respondent Case Number: 04-04932 Hearing Site: Los Angeles, California Nature of the Dispute: Customer v. Member REPRESENTATION OF PARTIES For Claimant: For Respondent: In Propria Persona Los Angeles, California Richard A. Karoly, Esq. Charles Schwab and Co., Inc. San Francisco, California CASE INFO

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 01-00210 Frank Sirico and Barbara Sirico Names of the Respondents Hearing Site: Boca Raton, Florida A.G. Edwards & Sons, Inc. and Jeffrey Sica REPRESENTATION OF PARTIES For Frank Sirico and Barbara Sirico, hereinafter collectively referred to as "Claimants": April Halle, Esq., Jonathan S. Robbins, Esq. and Robin Convin Campb

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Noel C. Wilson, Ruth E. Wilson, Noel C, & Ruth E. Wilson Family Revocable Trust and Noel C. & Ruth E. Wilson Family Trust, Claimants v. Martin R. McDonald and Edward D. Jones & Co., L.P., Respondents Case Number: 04-04929 Hearing Site: San Francisco, California Nature of the Dispute: Customers vs. Member and Associated Person REPRESENTATION OF PARTIES For Claimants: Maureen A. L

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-04923 Mary A. Shevlin, Claimant v. J.P. Morgan Invest, LLC and Brown Co., Respondents ATTORNEYS: Claimant Mary Shevlin ("Claimant") appeared pro se, Medford, NY. For Respondents J.P. Morgan Invest, LLC and Brown Co appeared Bruce D. Levin, Esq., of the firm Bernkopf Goodman, LLP, Boston, MA. J.P. Morgan Invest, LLC and Brown Co. are hereinafter collectively referred to as "Respondents".

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Vincent Lupo Jr. (Claimant) v. Neuberger Berman, LLC, Neuberger Berman Inc. and Lehman Brothers Holdings, Inc. (Respondents) Case Number: 04-04922 Hearing Site: New York City, New York Nature of the Dispute: Associated Person v. Members and Non-Member REPRESENTATION OF PARTIES Claimant Vincent Lupo Jr. ("Lupo") hereinafter referred to as "Claimant": Andrew S. O'Connor, Esq., Law

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Joseph M. Salerno, Beverly T. Salerno and Joseph Salerno and Beverly T. Salerno, JTWROS (Claimants) v. Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc., and Jack B. Grubman (Respondents) Case Number: 04-04920 Hearing Site: Boston, Massachusetts Nature of the Dispute: Customers v. Member and Associated Person REPRESENTATION OF PARTIES Claimants Joseph M. Salerno,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Richard Raymond Lee (Claimant) v. Mellon Securities LLC (Respondent) Case Number: 04-04915 Hearing Site: New York, New York Nature of the Dispute: Associated Person v. Member REPRESENTATION OF PARTIES Claimant Richard Raymond Lee hereinafter referred to as "Claimant": Robert H. Hotz, Jr., Esq., Akin, Gump, Strauss, Hauer & Feld, LLP, New York, NY. Respondent Mellon Securities, L

Award NASD Dispute Resolution In the Matter of the Arbitration Between: nf flip nnimnnt rasp Niimhpi- 04-04914 Barbara A. Weisman nf tfrp RpcpnnHpnfg Hearing Sifp- Pittsburgh, PA Prudential Equity Group, LLC fTk/a Prudential Securities, Inc. Scott Revis Grace Lostetter Nature of the Dispute: Customer vs. Member and Associated Persons. PFPRF.SFNTATION OF PARTTF.S Claimant, Barbara A. Weisman, hereinafter referred to as "Claimant", was rep

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-04909 Jerry P. Gisclair Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Jerry P. Gisclair, hereinafter referred to as "Claimant": Douglas H. Glicken, Esq.