Award NASD Dispute Resolution In the Matter of the Arbitration Between: Anthony F. Salerno and Tony Salerno (Claimants) v. Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc., (Respondent) Case Number: 04-04595 Hearing Site: New York, New York Nature of the Dispute: Customers vs. Member Firm REPRESENTATION OF PARTIES Claimants Anthony F. Salerno and Tony Salerno hereinafter referred to as "Claimants": Stephen David Murakami, Esq., Hooper

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Sharon Hyman (Claimant) vs. Citigroup Global Markets, Inc. f/k/a/ Salomon Smith Barney, Inc. and Samuel Goldenberg (Respondents) Case Number: 04-04590 Hearing Site: Newark, New Jersey Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Sharon Hyman hereinafter referred to as ("Claimant"): ChadN. Cagan, Esq., Sonnenblick, Parker & Selvers, F

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-04589 Sheldon W. Tannenbaum, Claimant v. U.S. Clearing, Spencer-Winston Securities Corp., and Abe Meisner, Respondents ATTORNEYS: Claimant Sheldon W. Tannenbaum ("Claimant") appeared pro se, Brooklyn, NY. For Respondent U.S. Clearing appeared Charles Siegel, Esq., in-house counsel, U.S. Clearing, New York, NY. For Respondent Spencer-Winston Securities Corp. appeared Oscar Echman, Spencer

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Felix R. Park, Jr. and Case Number: 04-04583 Hearing Site: Oklahoma City, Oklahoma Name of Respondent A.G. Edwards & Sons, Inc. NATURE OF DISPUTE Associated Person v. Member Firm REPRESENTATION OF PARTIES Felix R. Park, Jr. ("Claimant") was represented by Rodney J. Heggy, Esq., Federman & Sherwood, Oklahoma City, Oklahoma. A.G. Edwards & Sons,

i STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimants Salim Farida, Suhair Farida, Lori Farida Living Trust, and Mary Yousif and Respondents Prudential Equity Group, LLC, Frank J. Albano, and Sandy M. Farida Case Number: 04-04582 Hearing Site: Detroit, Michigan NATURE OF CASE Customers v. Member and Associated Persons REPRESENTATION OF PARTiES Salim Farida, Suhair Farida, Lori F

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Hank Greenberg Names of the Respondents Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc. JackB. Grubman Case Number: 04-04572 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Hank Greenberg, hereinafter referred to as "Claimant": Douglas H. Glicken,

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Name of Claimant: Muriel Siebert & Co., Inc. Case No: 01-187 Name of Respondent: Robert Frankl Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES For Muriel Siebert & Co., Inc. ("MSC"), hereinafter referred to as "Claimant": Michael S. Press, Esq., New York, New York. For Robert Frankl ("Frankl"), hereinafter referred to as "Respondent": Marc S. Dobin,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-04571 Esther Pappo TTEE FBO Esther Pappo Names of the Respondents Hearing Site: Boca Raton, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Esther Pappo TTEE FBO Esther Pappo, hereinafter referred as "Cl

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Melvin Tannenbaum, Dolores Tannenbaum and Michelle Forte JTWROS, Melvin Tannenbaum Names of the Respondents Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. JackB. Grubman Case Number: 04-04568 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-04567 Mary M. Hoffman and John E. Hoffman JTWROS Names of the Respondents Hearing Site: Orlando, Florida Citigroup Global Markets, Inc., f7k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Mary M. Hoffman and John E. Hoffman JTWROS, here