Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-04566 Claude Wilkerson Zoweader Wilkerson Names of the Respondents Hearing Site: Birmingham, Alabama Merrill Lynch, Pierce, Fenner & Smith, Inc. William W. Grooms Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Claude Wilkerson and Zoweader Wilkerson, hereinafter collectively refer

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-04563 Edwin C. Weber Names of the Respondents Hearing Site: Orlando, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATTON OF PARTIES For Edwin C. Weber, hereinafter referred as "Claimant": Douglas H. Glicken, Esq., Douglas H.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-04546 Dr. J. Shue Hamman Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Dr. J. Shue Hamman, hereinafter referred to as "Claimant": Douglas H. Glicken, Esq.

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-04545 Don Jeter Names of the Respondents Hearing Site: Orlando, Florida Advest, Inc. Malcolm J. Berko Roy Phillip H. Akers Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Don Jeter, hereinafter referred to as "Claimant": David B. Ferebee, P. A., Jacksonville, Florida, William

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Dmitry Kardonski (Claimant) v. Wachovia Securities LLC, Theodore Gelier, and Liberty Life Assurance Company of Boston (Respondents) Case Number: 04-04526 Hearing Site: New York, New York Nature of the Dispute: Associated Person vs. Member, Non-Member, and Associated Person. REPRESENTATION OF PARTIES Claimant, Dmitry Kardonski, ("Kardonski") hereinafter referred to as "Claimant": Cir

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimant Wachovia Securities, LLC and Case Number: 04-04522 Hearing Site: Troy, Michigan Respondent Richard Bonesteel NATURE OF DISPUTE Member v. Associated Person REPRESENTATION OF PARTIES Wachovia Securities, LLC ("Claimant") was represented by Douglas Callaway, Esq., Wachovia Securities, LLC, Richmond, Virginia. Richard Bonesteel ("Respondent") did not appe

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Alice Adjmi (Claimant) v. Citigroup Global Markets, Inc. #k/a Salomon Smith Barney, Inc. (Respondent) Case Number: 04-04520 Hearing Site: Newark, New Jersey Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES Claimant Alice Adjmi hereinafter referred to as "Claimant": Ryan McCabe, Esq., Ackerman Link Sartory, West Palm Beach, FL. Respondent Citigroup Global

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Adam Hannah, Claimant Vs. Case Number: 01-00182 J.P. Turner & Company, L.L.C., and Anthony J. Pisani, Sr., Respondents. Hearing Site: Louisville, Kentucky REPRESENTATION OF PARTIES Claimant Adam Hannah ("Claimant") was represented by A. Daniel Woska, Esquire, of Woska & Hasbrook, P.L.L.C., Oklahoma City, Oklahoma. Respondents J.P. Turner & Company, L.L.C. C'J.P.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf thp HI aim ant Page Number 04-04510 Arthur MfEanet ; nffhft R espnndents Haaring Site 1 Baltimore, Maryland Citigroup Global Markets, Inc. fik/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. RFPRFSKKTTATTON OF PARTTFS Claimant Arthur M. Eanet hereinafter referred to as "Claimant", was represen

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-04509 Raymond, James & Associates, Inc., Claimant v. Cliff Hardesty, Respondent ATTORNEYS: Claimant, Raymond, James & Associates, Inc., ("Claimant") appeared through in-house counsel, Leslie A. Reese, Esq., St. Petersburg, FL. Respondent, Cliff Hardesty, ("Respondent") did not file a Statement of Answer in this matter. NATURE OF DISPUTE: Member v. Associated Person. DATE FILED: June 25,