Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Stanley Aronson IRA Names of the Respondents Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc. Jack B. Grubman Case Number: 04-04031 Hearing Site: Boca Raton, Florida Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Stanley Aronson IRA, hereinafter referred to as "Claimant": Douglas

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf thfi rimrrmnt Pare Number 04-04029 Michael Weinberg Names nf thf* Respondents Hearing Site- Baltimore, MD Cardinal Capital Management, Inc. Joseph Quattrochi Nature of the Dispute: Customer vs. Terminated Member and Associated Person. RFPRRSFNTATTON OF PARTTFS Claimant Michael Weinberg ("Claimant") was represented by Dan Brecher, Esq., Law Offices of Dan Brecher,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: nf the rimmant raseNiimhftr 04-04028 John Francis Shupe Names of fhft ttegpnnH ftnfg Hraring Site* Washington, D.C. Morgan Stanley Dean Witter, Inc. Paul R. Andrews, Jr. Nature of the Dispute: Customer vs. Member and Associated Person. PFPKRSPNTATTON OF PAKTTFS Claimant, John Francis Shupe, hereinafter referred to as "Claimant"., was represented by Joseph A.Artabane, Esq

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-04027 Fred D. Bisplinghoff IRA Names of the Respondents Hearing Site: Orlando, Florida Citigroup Global Markets Inc., i7k/a Salomon Smith Barney Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Fred D. Bisplinghoff IRA, hereinafter referred to as "Claimant": Douglas H

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Victor and Barbara Rudkin Name of the. Merrill Lynch, Pierce, Fenner & Smith, Inc. David T. Foster Wade M.Wilson rase Number 04-04015 Hearing Site: Pittsburgh, Pennsylvania Nature of the Dispute: Customers vs. Member and Associated Persons. REPRESENTATION OF PARTIES Claimants, Victor and Barbara Rudkin, hereinafter collectively referred to

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-04010 John R. Powers, TTEE FBO John R. Powers Mary L. Powers as TTEE of the Mary L. Powers Living Trust Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets, Inc., f/k/a Salomon Smith Barney, Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-04009 Fred C. Arnold, TTEE of the Fred C. Arnold Living Trust Fred C, Arnold, individually as owner of IRA accounts Names of the Respondents Hearing Site: Tampa, Florida Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc. Jack B. Grubman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF P

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Patrick A. Weeks Names of the Respondents American General Securities, Inc. Leroy Jack Smith Case Number: 04-04008 Hearing Site: New Orleans, Louisiana Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Patrick A. Weeks ("Weeks"), hereinafter referred to as "Claimant": George W. Healy, IV, Esq., Ge

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-04007 Dr. Stanley and Ann Saunders Name of the Respondent Hearing Site: Boca Raton, Florida Oppenheimer & Co., Inc., successor to Fahnestock, successor to Josephthal Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Dr. Stanley and Ann Saunders, hereinafter collectively referred to as "Claimants": Bradley R. Stark, E

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf the Claimant Cast* Number' 04-00400 Kenneth C. Hunt Names of the Respondents Hearing Site- Philadelphia, Pennsylvania Merrill Lynch, Pierce, Fenner & Smith, Inc. Christopher Kroberger Nature of the Dispute: Customer vs. Member and Associated Person. RFPRRSFNTATTON OF PARTIES Claimant, Kenneth C. Hunt, hereinafter referred to as "Claimant"., was represented by Jeffrey