Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: James S. McClellan, Jr., Claimant v. Wachovia Corporation and Wachovia Securities, LLC, Respondents Case Number- 04-01920 Hearing Site: St. Louis, Missouri NATURE OF THE DISPUTE Associated Person v. Member Firm and Non-Member Firm Claimant, James S. McClellan, Jr. ("McClellan"), hereinafter referred to as "Claimant": David B. Helms, Esq. of the law fir

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimants, F. Richard Tyner and Stuart Arkin and Respondents, All-Tech Direct, Inc., a/k/a All Tech Investment Group, Inc. Jeffrey Rosen, and Steven Plotnik. Case Number: 00-05753 Hearing Location: Southfield, Michigan REPRESENTATION OF PARTIES F. Richard Tyner ("Tyner") and Stuart Arkin ("Arkin"), hereinafter referred to as "Claimants" were represented by

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Debra M. Bacon and Name of Respondent / Third Party Claimant Citigroup Global Markets, Inc. and Names of Third Party Respondents Randall W. Bacon, and Allison & Drew, Inc. Case Number: 04-01917 Hearing Site: Houston, Texas NATURE OF DISPUTE Customer v. Member Firm v. Customer and Non-Member REPRESENTATION OF PARTIES Debra M. Bacon

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Narnfi of thp Claimant Case Number: 04-01915 John I. Izuchukwu Name of the Respondent Hearing Site: St. Louis, Missouri Merrill Lynch, Pierce, Fenner& Smith, Inc. Customer vs. Member Firm PARTIES Albert S. Watkins, Esq. of the law firm Kodner, Watkins, Muchnick, Dunne & Weigley, located in St. Louis, Missouri represented Claimant, John I. Izuchukwu ("Izuchukwu"), hereinafter

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimants Bernard Feldman, individually and on behalf of the Feldman Family Trust and Myrna Feldman and 04-01914 Phoenix, Arizona Name of Respondents Fidelity Brokerage Services LLC Steven David Biedermann Nature of the Dispute: Customers vs. Member and Associated Person. REPRESENTATION QF PARTIES Bernard Feldman, individually and on behalf of the Feldman

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names nf the f!l aim ants David I. H. Park Juhnie Y. Park Park Family Dentistry Names of the Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc. Douglas Hornberger Anthony Cuomo Jeffrey Lane Case Number 04-01911 Hearing Sifo- Raleigh, North Carolina Nature of the Dispute: Customers vs. Member and Associated Persons. REPRESENTATION OF PARTIES Claim

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: "Name nf the Claimants ' ' Gary L. Everhart Diane Everhart nf the T?ftspf>nfff»nt< ; Merrill Lynch Pierce Fenner & Smith, Inc. Robert M. Green, Jr. Robert L. Dickson Case Number- 04-01910 Hearing Site- Charlotte, North Carolina Nature of the Dispute: Customers vs. Member and Associated Persons RFPRFSFKTATTON DF PARTTFS Claimants Gary L. and Diane Ev

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Kenneth G. Gilliland, IRA, Claimant v. Merrill Lynch, Pierce, Fenner & Smith Incorporated and Patricia A. Reno, Respondents Case Number: 04-01908 Hearing Site: Los Angeles, California Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Arthur S. Leider Investors Arbitration Specialists San Diego, California For Responde

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-01904 Glenn White Nancie White Names of the Respondents Hearing Site: Tampa, Florida Morgan Stanley Dean Witter Bruce Baird Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Glenn White and Nancie White, hereinafter collectively referred to as "Claimants": Jack W. Merritt,

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION CASE: 04-01900 David B. Skowronski, Claimant v. Citigroup Global Markets, Inc. f/k/a Salomon Smith Barney, Inc. and Jack B. Grubman, Respondents ATTORNEYS: For Claimant David B. Skowronski, ("Claimant"), appeared Marshall P. Richer, Esq., Finkelstein & Partners, Albany, NY. For Respondents, Citigroup Global Markets, Inc f/k/a Salomon Smith Barney, Inc., and Jack B. Grubman, ("Respondents"), appea