Stipulated Award NASD Dispute Resolution In the Matter of the Arbitrations consolidated as Consolidated Case Number: 04-01543 Merrill Lynch, Pierce, Fenner & Smith Incorporated v. Christine L. Wilensky Case No.: 04-01543 Christine L. Wilensky v, Merrill Lynch, Pierce, Fenner & Smith Incorporated Case No.: 04-03562 Consolidated Case Number: 04-01543 Hearing Site: Portland, Oregon Nature of the Dispute: Member v. Associated Person Associated Person v. Member

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Lee Ryan Thoss Names of the Respondents Edward D. Jones & Co., L.P. d/b/a Edward Jones Edward Jones Investment, Inc. Bruce W. Espy James L. Faubert Case Number: 04-01539 Hearing Site: Orlando, Florida Nature of the Dispute: Customer vs. Member, Non-Member and Associated Person. REPRESENTATION OF PARTIES Lee Ryan Thoss, hereinafter referre

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of thp: riaimants Case Number 04-01533 Martin and Carole Noone Name of the Respondent Hearing Site: Philadelphia, PA Citigroup Global Markets, Inc. Nature of the Dispute: Customers v. Member. REPRESENTATION OF PARTIES Claimants, Martin and Carole Noone, hereinafter collectively referred to as "Claimants", were represented by Joel Feldman, Esq., Anapol, Schwartz, Weiss,

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimants: Case Number: 04-01532 Manubhai and Sushila M. Patel Chandra and Jay Patel FIJI Enterprises and Manubhai C. Patel Charlotte Stamp, LLC and Manubhai C. Patel Name of Respondent: Mohammed Azeem Sheikh Hearing Site: Charlotte, North Carolina Nature of the Dispute: Customers v. Associated Person REPRESENTATION OF PARTIES Claimants Manubha

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: William C. Mitchell and Roseann Mitchell (Claimants) v. Butler Wick & Co., Inc and Marc Presley (Respondents) Case Number: 04-01522 Hearing Site: Cleveland, Ohio Nature of the Dispute: Customer vs. Member and Associated Person REPRESENTATION OF PARTIES Claimants William C. Mitchell ("William Mitchell") and Roseann Mitchell ("Roseann Mitchell") hereinafter collectively

Award NASD Dispute Resolution In the Matter of the Arbitration Between: "Nathe rif the rrlai Edward Giles Wilson Names nf the Respondents Merrill Lynch, Pierce, Fermer & Smith, Inc. Kenneth Nelson Vostal Case Number- 04-01521 Hearing Site- Richmond, Virginia Nature of the Dispute: Customer vs. Member and Associated Person. RF.PRF.SF.NTATTON OF PARTIES Claimant, Edward Giles Wilson, hereinafter referred to as "Claimant", was represented b

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-01520 Gloria F. Watson Name of the Respondent Hearing Site: Boca Raton, Florida Salomon Smith Barney, Inc. Nature of the Dispute: Customer vs. Member. REPRESENTATION OF PARTIES For Gloria F. Watson, hereinafter referred to as "Claimant": D. Daxton White, Esq., Dickenson, Murphy, Rex and Sloan, Boca Raton, Florida. For Salom

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Fred E. Kniazynski Mercedes De Kniazynski Names of the Respondents UBS PaineWebber, Inc. Carlos Weissenberg Case Number: 04-01519 Hearing Site: San Juan, Puerto Rico Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Fred E. Kniazynski and Mercedes De Kniazynski, hereinafter collectively r

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 04-01517 Raymond James Financial Services, Inc. Name of the Respondent Hearing Site: Atlanta, Georgia Barry Corker Nature of the Dispute: Member vs. Associated Person. REPRESENTATION OF PARTIES For Raymond James Financial Services, Inc., hereinafter referred to as "Claimant": Leslie A. Reese, Assistant Corporate Counsel, Raymond James Financ

STIPULATED AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Claimant/Counter-Respondent Stifel Nicholas & Company, Inc. v. 04-01515 Denver, Colorado Respondent/Counter-Claimant Stephen W. Powell and Third-Party Claimant Stephen W.Powell v. Third-Party Respondent Alan Stevens Nature of Dispute: Member v. Associated Person; Associated Person v. Member and Associated Person v. Associated Person