N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between i Name of Claimant Despina Tunsoiu 96-00323 Name of Respondent Chemical Investment Services Corp. REPRESENTAT1QN For Claimant Despina Tunsoiu ("Tunsoiu") appeared Stanley M. Glasser, Esq., located in Lake Success, New York. For Respondent Chemical Investment Services Corp, ("Chemical") appeared Frank J. Cuccio, Esq., of the law offices

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Janet & Philippe Buillet 96-00322 Name of Respondents Olde Discount Corporation Tucker Anthony Incorporated CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 22, 1996, claimants Janet and Philippe Buillet, who appeared Pro Se, alleged that respondents Olde Discount Corporation

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Merrill McColi 96-00315 Name of Respondents Stratton Oakmont, Inc. J. Paul Fallen CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 22, 1996, Claimant Merrill McColi ("Claimant"), who appeared Pro Se, alleged that Respondents J. Paul Fallon and Stratton Oakmont, Inc. encourag

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Michael L. Kincaid, and Anne M. Kincaid, as Trustees for the Michael and Anne Kincaid Living Trust, and as Custodians for Samuel L. Kincaid and Matthew M. Kincaid, Claimants, v. No. 96-00280 Prudential Securities , Inc., and Lawrence D. Adelman, Respondents. REPRESENTATION OF PARTIES Michael L. Kincaid, and Anne M, Kincaid , as Trust

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Jay Dorman 96-00271 Name of Respondent La Jolla Capital Corp. Image Marketing Group/First Entertainment, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 18, 1996, Claimant Jay Dorman ("Claimant"), who appeared Pro Se, alleged that Respondent La Jolla Capital Corp. ("La

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Harold and Lauren C, R< ^;:7.'.y 96-00262 Name of Respondents Fahnesrock & Co.. Inc. Peter Petronzi CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 18, 1996, Claimants Harold and Lauren C. Resnitzky ("Claimants"), who appeared Pro Se, alleged that Respondent Fahnestock & Co

AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS REGULATION, INC. In the Matter of the Arbitration Between Names of Claimants JefTFriedson, Margareite Friedson, Robert Jacobson and Margaret Jacobson and Case Number 96-00258 Names of Respondents Sal Waisbrut, Securities Planners, Inc., Buttonwood Securities, Incorporated, and Canteila & Company REPRESENTATION OF PARTIES Claimants Jeff Friedson, Margareite Friedson, Robert Jaco

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Spender Edwards, Inc. NASD CASE NO. 96-00252 < Isnondenta Jeffrey Marc Applebaum and S & D Partnership For Claimant: Kristin K. Rasciner, Esq., in-house counsel for Spencer Edwards, Inc., Englewood, Colorado. For Respondents Jeffrey Marc Applebaum ("Applebaum") and S & D Partnership ("S & D"): Howard N. Kahn, Esq. of Kramer

AWARD NASD Regulation, Inc., Office of Dispute Resolution In the Matter of the Arbitration Between Laura Courson Edward Courson Claimants NASD Regulation, Inc. v. No. 96-00244 Foothill Securities, Inc. Donald C. Maxham Respondents REPRESENTATION OF PARTIES Laurel and Edward Courson ("Claimants") were represented by Laura Courson, pro se. Foothill Securities, Inc. and Donald C. Maxham ("Respondents") were represented by Antoinette

NASD REGULATION, INC. AWARD Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Edward S. Lisinski 96-00239 Name of Respondents Joseph Roberts & Co., Inc. Michael Knight For Claimant Edward 8. Lisinski fLisinskT): L. Van StlHman, Esq., Boca Raton, Florida. For Respondents Joseph Roberts & Co., Inc. ("JRC") and Michael E Knight ("Knight"): Jeffrey S. Rosen. Esq. of the law firm of De Martino Finketetein Rose