AWARD NASD REGULATION, INC,, OFFICE OF DISPUTE RESOLUTION In the matter of the Arbitration Between Name of Claimantfs) Oriental Blossom Ltd. Arbitration No. 96-00342 Name of Respondent(s Ira Feintuch REPRESENTATION For Claimant: Dicken Yung, Eugene, Oregon For Respondent: Ira Feintuch, Engelwood, New Jersey CASE INFORMATION Statement of Claim filed: January 23, 1996 Claimant's Submission Agreement signed: January 19, 1996 Sta

NASD REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Adelaide Oglesbee Helen Tiedemann Helen & Peter Ciolino 96-00340 Name of Respondents Island Securities, Inc. Frank Duca John Lee Jonathan E.S. Bekhor Jan Joseph Jusko REPRESENTATION For Claimants Adelaide Oglesbee ("Oglesbee"), Helen Tiedemann ("Tiedemann"), and Helen and Peter Ciolino (the "Ciolinos

Award NASD In the Matter of the Arbitration Between: Names of the Claimanls Case Number: 00-05348 Randal] E. Smith Linda M. Smith Names of ihe Respondents Hearing Sile: Atlanta, Georgia GBI Capital Partners f/k/a Gajnes Berland, Inc. Michael Crow Tom Tronolone REPRESENTATION OF PARTIES For Randall E. Smith and Linda M. Smith, hereinafter collectively referred to as "Claimants": Stuart S. Gordan, Esq. and Steven M. Jampol, Esq., Robin

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Donald M. Legg 96-00328 Name of Respondents Wheat, First Securities, Inc. f/k/a Wheat First Butcher Singer Joseph W. McCarthy CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 22, 1996, Claimant Donald M. Legg ("Claimant"), who appeared Pro Se, alleged that Respondent Wheat, Firs

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Ronald A. Alghini 96-00317 Name of Respondents The Chicago Corporation; John A. Wing REPRESENTATION For Claimant: Ronald A. Alghini ("Alghini") was represented by Peter J. Berman, Esq., of Peter J. Berman, Ltd., located in Chicago, Illinois. For Respondents: The Chicago Corporation ("TCC") and John A. Wing ("Wing") were rep

AWARD NASD, Regulation, Inc., Office of Dispute Resolution In the Matter of the Arbitration Between Melvin Mogulof Mildred Mogulof Claimants v. NASD Regulation, Inc. No. 96-00314 Dean Witter Reynolds, Inc. Linda Poole Respondents REPRESENTATION OF PARTIES Melvin Mogulof and Mildred Mogulof ("Claimants") were represented by Melvin Moguiof pro se. Dean Witter Reynolds, Inc. and Linda Poole ("Respondents") were represented by We

In the Matter of the Arbitration Between New Milford Savings Bank, Claimant, -against- First Institutional Securities, L.L.C., Bert Gore, and Kevin Woelflein, Respondents. Case No. 96-00282 STIPULATED AWARD AND ORDER OF THE ARBITRATORS IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned parties to the captioned arbitration that WHEREAS on or about January 25, 1996, a Statement of Claim in the above captioned arbitratio

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimants James M. Sarli, Erica Sarli, Jamie Sarli, Marvin Eisentrout, and George Bezushko and 00-00539 Scottsdale, Arizona Name of Respondents Merit Capital Associates, Inc. Wexford Clearing Services Corporation Matt Wolfgang Zink Robert Fitzpatrick Justine Rusin Hurrry REPRESENTATION OF PARTIES James M. Sarli, Erica Sarli, Jamie Sarli,

i * N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Kroll Family Trust 96-00266 Name, of Respondents A.S.B. Financial Services Rick Trenholme CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 18, 1996, Claimant Kroll Family Trust ("Claimant"), who appeared Pro Se, alleged that Respondents A.S.B. Financial Services ("AS

NASD REGULATION AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Name of Claimant Bruce MacEwen 96-00261 Name of Respondent Dean Witter Reynolds Inc. REPRESENTATION For claimant Bruce MacEwen ("claimant") appeared Sonya Kaloyanides, Esq. of the law firm of McLaughlin & Stern, LLP. located in New York, New York. For respondent Dean Witter Reynolds Inc. ("respondent") appeared Vincent J. LaGreca, Esq., First Vice President and Assistant Genera