N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between of Claimant Murray H. Levine 95-03434 Name of Respondents Daniel M, Porush Paul J. Greco Stratton Oakmont, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July IS, 1995, Claimant Murray H. Levine ("Claimant"), who appeared Pro Se, alleged that Respondent Stratton Oakmont, Inc; ("SOI"), thr

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Patrick Arella Claimant, v. No, 95-03430 South Richmond Securities, Inc. and John T. McMahon Respondents* REPRESENTATION OF PARTIES Claimant Patrick Arella ("Claimant") was represented by Jeffrey D. Kangas, Esq. of Livonia, Michigan. Respondent-John T. McMahon ("McMahon 11 ) was represented by David Crystal, n, Esq. of Gilbride,

AWARD N.A.S.D. Regulation, Iricf. Office of Dispute Resolution. In the Matter of the Arbitration Between frlame of Claimants Clarence and Gloria Hebert (Joint Account and IRA), and Hebert Bros. Dodge, Inc. and Case Number: 95-03428 Name of Respondent Dean Witter Reynolds, Inc. REPRESENTATTQN OF PARTIES Claimants Clarence and Gloria Hebert (Joint Account and IRA) and Hebert Bros. Dodge, Inc. ("Claimants") were represented by James E. Stov

N.A.S.D. AWARD NATIONAL, ASSOCIATION OF SECURITIES DEALERS In the Matter of Arbitration Between Name of Claimant GKN Securities Corp. *n(0 v. 9503427 6 National Association of Securities Dealer?. ?-x:. Name of Respondent ^ .**/ Peter Siamas All Rights Reserved REPRESENTATION For Claimant, GKN Securities Corp., appeared Katherine Nathan, Esq., General Counsel for GKN Securities Corp., located in New York, New York Respondent, Pete

N.A.5.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Fn the Matter of the Arbitration Between Name of Claimant GKN Securities Corp. 95-03426 Name of Respondent April Robin Kidan CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 17, 1995, Claimant GKN Securities Corp. ("Claimant"), through its representative and in-house counsel, [Catherine Nathan, Esq., alleged that Respondent April Robin Ki

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants GKN Securities Corp. 95-03425 Name of Respondents Arthur V. Soriano CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 17, 1995, Claimant GKN Securities Corp. ("GKN"), through its representative and in-house counsel, Katherine Nathan, Esq., alleged that Respondent Arthur Soriano ("S

N.AAD. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the matter of the Arbitration Between Name of Claimant M. L. Stem & Co., Inc. NASD Arbitration v. No. 95-03423 Name of Respondent Steven J. Simenhoff REPRESENTATION For Claimant: James D. Portman, Esq. M. L. Stern & Co., Inc. Beverly Hills, California For Respondent: Ross A. Arbiter, Esq. and James V. Jordan, Esq. Solish, Jordan, Arbiter & Weiner Los Angeles, Ca

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Dean Witter Reynolds, Inc. 95-03422 Name of Respondent Jean Pierre Russoniello REPRESENTATION For Claimant, Dean Witter Reynolds Inc. ("Dean Witter"): Bradford D, Kaufman, Esq. and Anne W. Tennant of Steel Hector & Davis, West Palm Beach, Florida. For Respondent, Jean Pierre Russonielio ("Russoniello"): pro se. CASE INFORMA

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Richard Napoleon, (Claimant) v. H&R Block Financial Advisors, Inc., f/k/a Olde Discount Corporation and Glenn Kendall, (Respondents) Case Number: 00-05308 Hearing Site: Chicago, Illinois REPRESENTATION OF PARTIES Claimant Richard Napoleon ("Napoleon"): was pro se. Respondent H&R Block Financial Advisors, Inc., f/k/a Olde Discount Corporation ("H&R Block"), and Glenn Ke

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Angelo Guli no 95-03421 Name of Respondent Smith Barney Shearson, Inc. REPRESENTATION Claimant Angelo Gulino ("Claimant") was represented by Thomas Martin, Esq., Philadelphia, PA. ^ Respondent Smith Barney Shearson, Inc. ("Respondent") was represented by Christine Tracey, Associate General Counsel, New York, NY. CASE INFORM