NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 00-00537 Thomas Leahy, claimant vs. Patrick Joseph Leahy, respondent. ATTORNEYS: Claimant appeared Pro Se, Huntingdon Beach, CA. Respondent did not respond to the Statement of Claim. DATE FILED: February 7, 2000 CASE SUMMARY: Claimant alleged that the respondent purchased and sold shares of stock in his account without his knowledge or authorization. ARBITRATOR'S REPORT: Based upo

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N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between of Claimant First of Michigan Corporation 93-00007 Nyme of Respondent Wank Enterprises Inc. For Claimant: First of Michigan Corporation ("First") was represented by Michael C. Fayz, Esq. of Miller, Canfield, Paddock and Stone, located in Detroit, Michigan. For Respondent: Wank Enterprises Inc. ("Wank") was represented by Thomas P. Hogan, Esq. o

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name nf Ronald C. and Helen D. Manning 93-00003 Name of Respondents F.N. Wolf & Co., Inc. Jeffrey J. Frye CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 4, 1993, Claimants Ronald C. and Helen D. Manning, who appeared Pro Se, alleged that Respondent Jeffrey J. Frye, Account Execu

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Pro Tech Industries, Inc. and Gregory J. Halpern, Claimants No. 91-03978 consolidated with v. Blunt Ellis & Loewi, Robert Veenendaal, Prudential Securities, Incorporated, and Robert Sayre, Respondents REPRESENTATION OF PARTIES For Claimants Pro Tech Industries, Inc. and Gregory J. Halpern ("Claimants"): Paul Sussman Esq., Ch

N.A.S.D. AWARD NATIONAL ASSOdAnCN OF SECURITIES DEAIERS In the Matter of the Arbitration Between of Claimant £&rabelle P. Van Alaburg 91-03995 of Waddell & Reed, Inc. Norman Seim Marcia Kennerly For daimnt: Marabelle P. Van Alsburg was represented by Elizabeth A. Jaffe, Esq. and Mel E. Yost, Esq. of Scheuer & Yost, P.C., located in Santa Fe, New Mexico. For Respondents: M^M^II & Reed, Inc. and Nanoan Seim were represented by Rodn

IUBLJC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES OEALERS In the Manner of the Arbitration Between Jeanette Robbins 91-03993 Name of Respondents Dean Witter Reynolds, Inc. William A. Perry REPRESENTATION For Claimant Jeanette Robbins: Robert Cohen, Esq. of Law Offices of Robert Cohen. For Respondents Dean Witter Reynolds, Inc. and William A. Perry: Edward W. LarJcin, Esq. in-house counsel for Dean Witter Reynolds, Inc.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant^ Eugene & Florence Hennings Case No. 91-03992 Name of Resoondent(s) Shearson Lehman Mutton, Inc. REPRESENTATION For Claimants, Eugene & Florence Hennings ("Hennings"): Daniel Anker, Esq. of Kohrman, Jackson & Krantz. For Respondent, Shearson Lehman Brothers, Inc. ("Shearson"): Bradley J. Schram, Esq. of Hertz, Schram & Sare

Arbft ration N.A.S.D. AWARD :v NATIONAL ASSOCIATICN OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Maureen Coupland Name of Respondents Dean Witter Reynolds Inc. Martin Q. Moll, Jr. National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York. N.Y. 10004 FAX (212) 858-4389 91-03990 For Claimant: Prank R. Manfrebo, Esq. of Counsel to Sutton, DeLeeu

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants') Leah C. Evans Case No. 91-03988 Name of Responftent(s) Hampton Securities, Inc. Comprehensive Capital Corporation Jerome P. Calaway Henry Bazaite, ffi George Kevorkian REPRESENTATION For Claimant, Leah C. Evans ("Evans"): Marina Shank-Klein, Esq. of Marina Shank-Klein, P.A. For Respondents, Comprehensive Capi