NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. -n nhe Matter of Arbitration Between John Czyscon Claimant CASE #91-02467 AWARD vs. Princeton Financial Group, Inc. Thomas Eaton Mark Rose Respondents CASE SUMMARY In a claim filed with the National Association, of Securities Dealers, Inc. on August 8, 1991, Claimant John Czyscon by and through his counsel Richard N. Bach, Esq., Sole Practitioner, Utica, New York, alleged that

Arbitration ® N.A.S.D. AWAED NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between. NaineofClaainants Hashemy anrj M">hanwqgKJ Jtodified 91-02465 Award Name of Respondent Merrill Lynch Pierce Farmer & Smith Inc National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York, N.Y. 10004 FAX (212) 858-4389 Mike Paulk, Esq. Paul Stivers, Esq. and Laura H.

Arbitration *> N.A.S.D. AWRRD ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Edward W. Carroll vs. Name of Respondent T. Rowe Price Investment Services, Inc. National Association of Securities Dealers* Inc. NASD Financial Center 33 Whitehall Street New York, N.Y. 10004 FAX (212) 853-4389 Case # 91-02460 For Claimant: Pro se. For Respondent: James D. Mathias, Esq. of Piper & Marb

N.A.S.D. AWARD NKTONAL ASSOdWXCN OF SECURITIES DEALERS In the Matter of the Arbitration. Satwsea of E&ard C. & Lara A. Lara A. Hanoasch C* 91-02458 Of ?AE l Olde Discount Corporation For Claimants: pro se. For Respondent: James E. Hall, Esq. of Olde Discount Corporation, Detroit, Michigan. Statanent of Claim filed: August 8, 1991. Claimant's Sutndssico Agrponont signed on: August 1, 1991. Statement of Answer filed by Resp

N.A:S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Judith Kamin 91-02457 Name of Respondents Shearson Lehman Mutton, Inc. Seymour P. Antin REPRESENTATION Claimant, Judith Kamin ("Kamin"): pro se. For Respondents, Shearson Lehman Hutton Inc. ("Shearson") and Seymour P. Antin ("Antin"): Brain Joslyn of Boose Casey Ciklin et. al. CASE INFORMATION Statement of Claim fil

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between / Walter F. Homich ; i Claimant ; CASE #91-02456 vs. ; AWARD / Members Investment Services, Inc. ; / Respondent ; CASE SUMMftRY Claimant Walter F. Homich, pro se, in a claim filed with the National Association of Securities Dealers, Inc. on August 8, 1991, alleged that Respondent Members Investment Services, Inc. were negligent in se

N.A.S.D. AWARD ASSCClAL'llN OF SECDRITIES 7™***™ la the Matter of the AaSaitratlon Beonoon of Winona Chambers 91-02455 Name of TVnglan P. Davis OF FMO3E3 daimanc was represented by Miles M. Gersh, Esq. of Gersh & Denver, Colorado. Respondent uaa represented by Russell K. Bean r Esq. of Krys, Boyle, Golz, Reich & Prcetinan, Denver, Colorado. Tbe Statanent of n**™ vas filed on or about August 8, 1991. Claimant Winona H. nmn

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant George H. Bane Case No. 00-05238 Name of Respondent Ameritrade, Inc. Hearing Site: Boca Raton, Florida REPRESENTATION OF PARTIES George H. Bane, hereinafter referred to as "Claimant", appeared pro se. For Ameritrade, Inc., ("Ameritrade 1 '), hereinafter also referred to as "Respondent": J. Vihstadt, Esq. of Ameritrade, Inc., Omaha, Nebra

Arbitration ® National Association of u & c n »mnn Securities Dealers, Inc. w.A-b.u. AWAKU NASD Financial Center 33 Whitehall Street NATIONAL ASSOCIATION OF SECURiTlhS DEALERS New York, N.Y. 10004 FAX (212) 858-4389 In the tfetter of the Arbitration Between Name of Claimant Sbredney Ventures Corp. 91-02451 Name of Respondents Castle Securities Corp. Andrew Scudiero Nicholas Ferrara For Claimant; Harold Winfcler, Esq. of the l

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Mary T. Schmitz Claimant vs. Arthur Obermeier Respondent CASE #91-02445 AWARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on August 7, 1991, Claimant, Mary T. Schmitz by and through her counsel, William M. Schmitz, Esq., Boulder, Colorado, alleged that Respondent Arthur Obermeier charged her a 4.75%