PUBLIC 0 N.A.S.D* AMAKD NXTICNMi ASSOCIATION OP SHI Ik I TIES Tn Mange of Claimant S. Richard Stem Leo Rishty f IDC. AfbttiaUon National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York. N.Y. 10004 FAX (212) 858-4389 Case # 91-02392 For Claimant, S. Richard Stern ("Stern"), Daniel w. Krasner, Esq. of the law firm of Wolf HaiAamg«-^in Adler Freeman &. Hezz. For

N.A.S.D. AWARD ~j NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC... ; _ _ In the Matter of the Arbitration Between Name of Claimant Gerald B. McKeever and 91-02389 Names of Respondents Shearson Lehman Brothers. Inc. and William Crowe REPRESENTATION OF PARTIES Claimant. Gerald B. McKeever was represented by Michael Salcido, Esq., Scottsdale, Arizona. Respondents, Shearson Lehman Brothers, Inc. and William Crowe were represent

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Beano Benima 91-02387 Name of Respnndpn.t(s) Jesup, Josephthal & Co Inc. Evelyn Wolf son Claimant Benno Benima appeared, pro se. Respondent Jesup, Josephthal & Co., Inc. was represented by Joseph Schmidt of their New York office. Respondent Evelyn Wblfson appeared pro se. CASE Statement of na-im filed: August 1, 1991. Claimant's Sub

N.A.S.D. AWARD ASSOCIATICN OF SBCDRITIES DEALERS tie Matter of the Arbitration Between Mane ofc^rmaritts) Cynthia L. & John W. Msyfcew 91-02381 Name Of Poqry.mHont(3) Johnston, r^an^n & Q^ Tnff!| William anith Claimant: Jtorris J. Levin, Esq. of Washington, D.C. William Smith appeared pro se. case Statanent cf Claim filed: August 2, 1991. Submission Agreement of the Claimants signed on: July 31, 1991. Stats-sent cf An

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Craig S. Chelius and Lynne Hubert Chelius, Claimants v. Greg Hastings and Merrill Lynch, Pierce, Fenner & Smith, Inc., Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc., Counter-Claimant v. Craig S. Chelius and Lynne Hubert Chelius, Counter-Respondents Case Number: 00-05231 Hearing Site: Seattle, Washington REPRESENTATION OF PARTIES For Claimants/Counter-Respondents: Lawre

NAS.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS III LI 1C I Id I LCI Ul UIC AIUIU dtlUII L)C Name of Claimants Abraham Bohrer and Harriet Bohrer and No. 91-02378 Name of Respondents _-_. -^, Merrill Lynch, Pierce, Fenner & Smith, Inc. Jeffery M. Press REPRESENTATION OF PARTIES For Claimant: Paul J. Sussman, Esq. For Respondent: Arthur Sobel, Esq., First Vice President and Assistant General Counsel, Merrill Lynch, Pier

N.A.S.D. AWARD NATIONAL ASSOdATICK OF SECURITIES DEALERS In the Matter of the Arbitration Between ) Name of Jules Golden Revocable Trust ) ) ) Case No. 91-02377 ) Mane of Rftflprnrlmt (a) ) ) PniHj-iMal -Baoho Securities IDC. } Stephen Kahane } For Claimant, Jules Golden Revocable Trust ("Golden") : Jules Golden. For Respondent, Prudential Securities, Inc. ("Pn*3ential") and Stephen ("Kahane") : David Burns, Esq. of Prudential Se

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Gary Ferrazzano •91-02376 Name of Respondents Otra Clearing, Inc. Madison Chapin Associates, Inc. William R. Kelman Anthony Ustica REPRESENTATION For Claimant Gary Ferrazzano ("Claimant"): he represented himself. For Respondent Otra Clearing, Inc. ("Otra"): Scott G. Monson, Esq. of Otra For Respondent Madison Ch

N.A.S.D. AWARD NKTICNAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of dairants Walter & Gertrude Schaberg 91-02375 Name of Respondents ghoarson T^aiingn Hutton, Inc. Richard Rogers Par Claimants: Walter anrf Gertrude Scbaberg were represented by Michael Salcidb, Esq. of Burch & Cracchiolo, P. A., located in Phoenix, Arizona. For Pog^rmHon^g * fihftarayn Lehman Hutton, Inc., new known as Shearson Broth

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration. Between Name of Claimant John J. Capano 91-02368 Name_oJ__Respondent Citicorp Brokerage / Citicorp Financial Services, Inc. REHosaiafiaTKH The Claimant appeared pro se, The Respondent was represented by Gary Kimnelman, Esq. case Statement of Claim filed on: August 1, 1991. Claimant's Submission Agreement signed on: July 29, 1991.