N.A.S.D. AMARD ASSOdATIClT OF SUJURITIES DEMURS la tbe Matter of the Arbitration Between of Richard & T«gna Eggenberger 91-02093 Name of Aster Corporation Janes H. Kuitu Ben Skaar i i JM Claimants: F. Ghat Taylor, Esq. of Fredrikson & Byron, Minneapolis, Minnesota. For Respondents Askar Corporation and Ben Skaarz "Einotny C* Cook, Esq. of Moore, Hostel"! n & Hart, Minneapolis, Minnesota. Par Respondent James H. Kuitu: Jerome

H.A.S.D. AWARD ASSOCXKTICN OP SBCDRICTS DEALERS In the Matter of the Arbitration Between Alan C. Neff Arbitration No. vs No.91-02090 Freanan Welwood & Co. Inc. For Claiaant: Alan C. Neff - In Pro Se For Respondent: Roger L. n i riiiini - Freeman Welvrood & Coqpany, Inc. Statement of Claim filed: July 5, 1991 Claimant's Submission Agreement signed on: Jane 14, 1991 Statement of Answer filed by Respondent on: August 14, 1991 Respondent's S

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #91-02089 AWARD In the Matter of the Arbitration Between William A. Youpel Claimant vs. Shearson Lehman Brothers, Inc. Harry Gaykian Respondents CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 5, 1991, Claimant William A. Youpel, who appeared Pro Se, alleged that Respondent Shearson Lehman Brothers, Inc . and their registered rep

_ ; N.A.S.D. AWARD NKTICNHi ASSOCIATION OP SECURITIES DEAI£RS In the Matter of the Arbitration Between of Marie RolniJc 91-02085 of GKN Securities Corp. William Steven Klein For Claimant: Daniel A. Eigerman, Esq. of Earner & Isaacs/ P.C. For Respondent GKN Securities Corp. ("GRN") : Andrea Goldman, Esq., in house counsel at GKN. For Respondent William Steven Klein ("Klein") : no attorney of record. CASE Claimant filed a Statement

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE:00-05222 Raymond Bonilla, claimant vs. Merrill Lynch, Pierce, Fenner & Smith, Inc. and Victoria C. Fine, respondents. ATTORNEYS: For Claimant appeared Chandra Parker Doucette, Esq. of the Investors' Law Center, P.A., Boca Raton, FL. For Respondents appeared Steven C. Cunningham, Esq., in-house counsel, New York, NY. DATE FILED: November 24, 2000 CASE SUMMARY: Claimant alleged that

N.A.S.D. AWARD NATIONAL ASSOCLATICN OF SECURITIES DEALERS In the Matter of the Arbitration Between IfemeofClaimant: Anne Maria Sant'Angelo 91-02082 Name of Respondents; Wealth Builders Equity Corp. Integrated Resources Equity Corporation Tne Financial Planning Store/ Inc. William Ross For Claimant: Alan Sant'Angelo/ Esq. of Sant'Angelo & Trope. For Respondents Vtealth Builders Equity Corporation ("Wealth Builders"), Financial Plannin

N.A.S.D. AWARD ASSOCIATION OF SECOR1CT2S DEALERS the Matter of the Arbitration Between Mams of Michael and Sedishe Dezf ouli vs. NASD #91-02079 Name of Rasnrmripnts Shearscn t^Hnan Brothers, Inc. Gilbert Van Voorden Gene Vactor Ed Erictaman For Claimant: Leonard Steiner, Esq., of Steiner & Libo, Beverly Hills, California For Respondents: Terry Ross, Esq., of Keesal , Young & Logan, Long Beach, California. Statement of Claim f

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Warren D. Bromberg Claimant vs. Paragon Capital Corporation William Kelly Respondents CASE #91-02073 AWARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on July 3, 1991, Claimant, Warren D. Bromberg, who appeared Pro Se r alleged that on January 4, 1990, Respondent William Kelly, a registered

Arbitration N.A.S.D. AWARD NATICNAL ASSOCTftTICN OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Alvin L. Tignor 91-02072 of Respondent National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York, N.Y. 10004 FAX (212) 858-4389 Sovran Investment Corporation KKFKK3jaCLflJ.-J.Cir For Claimant Alvin L. Tignor ("Claimant") : James F. Pascal, a sole pra

Arbitration NATICKRL ASSOCIATION OF SBCORITIES DEALERS In the Matter of the Arbitration Between NmneofQaiinant Sydney Kdbler 91-02065 Name oi National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York. N.Y. 10004 FAX {212) 858-4389 For Claimants Antbony J. Hem/ Esq. For Respondent Brian MaCarty: Brian McCarty represented For Bffflpopdent Bailey, Martin and Appel: John Stoffere Stat