N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the matter of the Arbitration Between Name of Claimant(s\ Stuart and Anita Cole NASD Arbitration No. 93-00640 Name of Respondent(s} Financial Securities Network, Inc. G.R. Stuart & Company/ Inc., Michael Hegarty, and Jeremiah Hegarty REPRESENTATION For Claimants Stuart and Anita Cole: appearance in pro per For Respondent Financial Securities Network, inc.: no appe

^__ N.A.S.D. AWARD NATTONAT ASSOCIATION OF SFr.TTRTTTP pFATPRS. INC. In the matter of the Arbitration Between Name of Claimant Eli Kaminer NASD Arbitration No. 93-00637 of Respondent Development Corporation for Israel RFPRKSENTATTQN For Claimant: Stephen F. Danz, Esq. - E&dno, California For RespondentScott J. Witlin, Esq. - Proskauer Rose Goetz 8c Mendelsohn - Los Angeles, Ca. CASF TNFORMATTON Statement of Claim filediFebruary 22, 1

MODIFIED N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of Arbitration Between Name of Claimant Oppenheimer & Company, Inc. vs. Case # 93-00633 Name of Respondents Brent Harris REPRESENTATION For Claimant: Joseph F. Keenan, Esq. of the law firm of Bochat & Keenan, P.C. For Respondent: Peter Anderson, Esq. of the law firm of Sutherland, Asbill & Brennan. CASE INFORMATION Claimant's Submission Agreement sig

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Diann Cook 93-00627 Name of Respondents Bear Stearns & Co. and Martin Flanagan REPRESENTATION OF PARTIES For Claimant, Diann Cook, at the hearing: Peter B. Shaeffer, Esq., Chicago, Illinois. For Respondent, Bear 'Stearns & Co. at the hearing: Nick lavarone, Esq. of Bellows and Bellows, Chicago, Illinois. For Respondent, Martin

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Name of C1aimanc F. Leroy Sater No. 93-00625 Name of Respondent Kidder, Peabody & Co., Incorporated REPRESENTATION OF PARTIES For Claimant: Barry Estell, Esq. and John Miller, Esq., of Nygaard & Associates, Overland Park, Kansas. For Respondent: Richard Kelly, Vice President, Associate General Counsel, Kidder,, Peabody & Co., Incorporated, New York, New York. CASE INFORMATION

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Martha E. Hill 93-00619 Name of Respondent Dominick Investor Services Corp. (n/k/a Dominick & Dominick, Inc.) DeRand/Pennington/Bass Tamyl Dunwoody REPRESENTATION For Claimant Martha E. Hill ("Claimant"): appeared pro se For Respondent Dominick Investor Services ("Dominick"): William J. Bethune, Esq. of the law firm of

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant^ Shirley L. Barto and Leon D. Barto Case No. 93-00614 Name of Respondent^ Pmdential-Bache Securities Inc. John Emery Prudential Insurance Company of America Richard McFarren REPRESENTATION For Claimants, Shirley L. Barto and Leon D. Barto (the "Bartos"): George W. Papp, Melbourne, Florida. For Respondents, Prudentia

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Lau Hat Cheong and Man Chi Pun, Claimants v. Adolph Komorsky Hoffman & Associates, Ltd., Donovan Lazar, Mark E. Komorsky, Francis Richard Fletcher, Helen S. Hoffman, Adolph Peter Williams, and Bear, Stearns Securities Corporation, Respondents Case Number: 00-05058 Hearing Site: San Francisco, California REPRESENTATION OF PARTIES For Claimants: Timothy A. Canning, Esq. Ir

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Phillip H. Sturtevant r Executor/of the Estate Of Flora P. Edgar 93-00613 Name of Respondents Marion Bass Securities corporation Jeff Roy REPRESENTATION For Claimant Phillip H. Sturtevant f Executor of the Estate of Flora P. Edgar ("Claimant") : Kevin J. Osterkamp of the law firm of Roetzel & Andress, L.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter or the Arbitration Between Name of Claimant John J. Bariie 93-00610 Name of Respondent^ A.G. Edwards & Sons, Inc. Roger M. Stevenson REPRESENTATION For Claimant: Jeffrey A. Sellers of Silverberg, Yood, Sellers & McGorry. For Respondent: William s. Port, Esq., in house counsel of A.G. Edwards , CASE INFORMATION Statement of Claim filed: February 16, 1993. Clai