PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Mame nf Claimant Carolyn Lu Inman 93-00577 Name of Respondents Titan Capital Corp. Richard D. Dwinell Gregory D. Fitzpatrick TASK SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 17, 1993, Claimant Carolyn Lu Inman, through her counsel Kent W. Meyer, Esq., Sacramento, CA, alleged

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Patricia Brady AWARD vs. NASD #93-00570 Name of Respondents Planned Investments, Inc., IFG Network Securities, Inc., M. Douglas Woodring, Beverly F. Tanner, Marvin Pheffer, Howard Ledbetter HFPRFSIgNTATlON For Claimant: Richard Sacks of Investors Recovery Service of Novato, California James Sullivan, Esq. of

N . A - S - D - AWARD NATIONAL ASSOCIATION OF 5ECTTOTTTES DPAT.FPS . INC. - In the matter of the Arbitration Between Name of Claimant fs) Philip J. Drieci and Elizabeth R. Drieci, Trustees UTD 4/4/86 by Philip and Elizabeth Drieci NASD Arbitration No. 93-00564 Name of P^egpondent ( s) Kidder, Peabody & Co., Incorporated RgPRggENTATION For Claimants: Steven A. Micheli, Esq., Ault, Deuprey, Jones and Gorman, San Diego, California

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between NameofClaimant Jerry Hering 93-00559 Nam Jeff Cutler Franklin-Lord Inc. CASE SUMMARY m a claim filed with the National Association of SecuntiesDea Inc. on February 16, 1993, Claimant Jerry Hering, who appeared Pro Se, alleged that Respondent Jeff Cutler of the Respondent firm Franklin-Lord, Inc. failed to follow his instructions and sold wi

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Carlos and Esther Otto 93-00553 Name of Respondents Prudential Securities, Inc. Dennis E. Pifer CASE SUMMARY In a claim filed with the National AMorst^ of Securities Dealers, Inc. on February 16, 1993, Claimants Caries and Esther Otto, uuuugh their counsel Robert M. Roth of R.M. Roth & Associates, Agoura Hills,

INDUSTRY N.A.SrD. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant(s) Diane Richard 93-00552 Name of Respondent(s) Merrill Lynch Pierce Fenner & Smith Inc John M. Walsh Stanley Rosenthal Katie Casey ^PRESENTATION For Claimant: Ira E. Weiner, Esq. For Respondents: J. Michael Riordan, Esq. of the law firm of Bressler Amery & Ross. CASE INFORMATION Statement of Cl

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Edward W. Foerstel; Dale Printing Company 93-00545 Name of Respondents Hibbard Brown Company; Mark Goddard REPRESENTATION For Claimants: Edward W. Foerstel and Dale Printing Company ("Foerstel") were represented by Richard M. Marshall, Esq. of Richard M. Marshall & Associates, P.C., located in St. Louis, Missouri.

PUBLIC N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Reginald and Katherine Woods 93-00543 Name of Respondents Reich & Co.. Inc. Arthur H. Goldberg Gary B. Davis Steven Freifeld Scott Novack CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 12, 1993, Claimants Reginald and Katherine Woods, who appeared Pro

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Juliet Padvaganian, (Claimant) vs. Adolph Komorsky Investments and Jeff Atamanuk, (Respondents) Case Number: 00-05052 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Juliet Padvaganian, hereinafter referred to as "Claimant": John P. Cione, Esq., a sole practitioner, Solana Beach, CA. Respondent, Adolph Komorsky Investments ("AKP): Sharmilee M. Gopwani,

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimantfs) Janet S. Sontz 93-00541 Name of Respondent^ Integrated Resources Equity Corp. Stephen N. Sayegh REPRESENTATION Janet Sontz appeared pro se. For Respondent, Integrated Resource Equity Corp.: Mark Quinn, corporate representative from Integrated Resources Equity Corp. Respondent Stephen Sayegh appeared pro se. CASE