Mfift-24-1993 17:31 FROM ADMIN. SUCS. MD TO P.02 PUBLIC AWARD ASSOCXAXXCT CF MHf.im'mfc{ In the Matter of the ArfaitzatioQ Arbitration National Aiftocfcition of SteurttiBB Ottfer*, Inc. NASD Financial Center 33 Whitehall Slreet New YOTK N.Y. 10004 FAX (212) 858-4389 P. staofcl 31-00157 tfane of Ecppccdcptg Sbearaczi, LabBsa Brothers, Inc. Daniel L. For P. Stecfclxw ("Oaiaant") : Tiactfiy J- Kocai, a sola

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SaUUKlTlfcS DEALERS In the Matter of the Arbitration Between Name o£ Claimant Donald I. Burdick, DEM 91-00156 Name of Respondent First of America Brokerage Service, ""Inc, Claimant Donald I. Burdick appeared pro se. Respondent First of America Brokerage Service, Inc. was represented by Mark A. Davis, Esq. of Howard & Howard Attorneys, P.C* of Kalamazoo, Michigan. case The Statement of Claim was file

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #91-00152 AWARD In the Matter of the Arbitration Between Dr. Samuel Schur Claimant vs, Shearson Lehman Hutton, Inc. n/k/a Shearson Lehman Brothers, Inc. Norman Masri Respondents CASE SUMMARY Pro Se Claimant Dr. Samuel Schur, in a claim filed with the National Association of Securities Dealers, Inc. on January 14, 1991, alleged that Respondent Norman Masri, acting on behalf of

NASD N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the iMatter of the Arbitration Betv^en Name of Claimant: David Schneider 91-00148 Name of Respondent Sononfeld Securities, Inc. Arbitration National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York. New Vork 1000 For Claimant: Eric H. Moss, Attorney at Law. For Respondent: Bill T. Singer, Esq. of the firm Noah, Sing

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Verden Fernandes as Custodian for Trevor Fernandes vs . PaineWebber, Inc. Rodney Davis Claimant CASE #91-00140 AWARD Respondents CASE SUMMARY Verden Fernandes as Custodian for Trevor Fernandes, Pro Se, in a claim filed with the National Association of Securities Dealers, Inc. on January 11, 1991, alleged that Respondent Rodney Davis,

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION, INC. CASE: 00-04937 H & R Block Financial Advisors, claimant vs. Stefan Shanni, respondent. ATTORNEYS: For Claimant appeared in-house counsel, Kurt M. Miller, Esq., Detroit, MI. Respondent did not appear. DATE FILED: November 7, 2000 CASE SUMMARY: Claimant alleged that respondent failed to repay a debit balance created in his account. Claim Data Award Data Claim: $16,889.18 Award: $16,88

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Robert J. Nilsen ,;;.^ . Claimant Fidelity Brokerage Services, Inc. Respondent CASE SUMMARY Pro Se Claimant, Robert J. Nilsen, in a claim filed with the National Association of Securities Dealers, Inc. on January 11, 1991, alleged that Respondent Fidelity Brokerage Services, Inc. executed an unauthorized trade in his account by purchasing three hundred

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Franklin & Doris Shears No. 91-00135 Name of Respondents Shearson Lehman Hotton/'Iric. Tom Bandyk REPRESENTATION OP PARTIES For Claimants: Judy E. Bregman, Esq. For Respondents: Walter J. Piszczatowski, Esq. CASK INFORMATION Statement of Claim filed: on or about January 10, 1991 Claimants' Submission Agreement sign

N.A.S.D. AWARD NATICNM* ASSOdKEKN OF SECURITIES DEAI£RS In the Matter of the Arbitration Betwesi of The Evangelical Lutheran Jood Samaritan Society of its 3/992 ; 5/TRATION.CHICAGG 91-00131 Miller, Johnson & Kuehn, Inc. f/fcfc Miller Securities, Inc. ELiDd Miller David For claimant Hie Evangelical Lutheran Good Samaritan Society: Terraace J. Fleming, Esq. of Llndouist & Veoom, Tmnr>a«ryvi ^ a f Minnesota. For Resp

ion. Inc. In the Matter of the Arbitration Between: Richard Fisher, (Claimant) vs. Greenwich Partners, LLC, (Respondent) Case Number: 00-04936 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Richard Fisher, hereinafter referred to as "Claimant": Michael E. Grenert, Esq., Liddle & Robinson, L.L.P, New York, NY. Respondent, Greenwich Partners, LLC, hereinafter referred to as "Respondent" did not make an appearance at the hearings in t