6 Nfltionei AModrton of Securttiee DMtors, Inc. One East Broward Boulevard Suite 1000 N.A.S.D. AWARD Ft. Lauderdale, Rorida 33301 (305) 522-7391 NATICNAL ASSOCIATICN OF SBCDRTFIES DEALHB3 In the Matter of the Arbitration Between Wilkinson & Jenkins Construction, Oo.,Inc 91-00274 Mans of Shearscn, Lebnan Hutton, IDC. Fbr Claimant, Wilkinson 6 Jenkins Construction Go., IDC. ("Wilkinson"): M. Burns, Esq. of Johnson, Blakely, Pcpe et al.

Arbitration N.A.S.D. AWARD National Association of Securities Dealers. Inc. NATIONAL ASSOCIATION OF SECURITIES DEALERS" NASD F ; nancial Center _ _____ __ _ _ 33 Whitehall Street In the Matter of the Arbitration Between New YO rk. N_Y j 0004 Name of Claimant Epilepsy Foundation of Western New York 91-00273 of Respondents Shearson Lehman Brothers, Inc. Sheldon T. Lenahan For Claimant Epilepsy Foundation of Western New York ("Claim

N.A.S.D. AHRKD NAHCNAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between o£ Claimants A. Robert Galanti Bennett Paul Altezznan 91-00126 o£ Castle Securities Corp. For Claimants; Michael K. Wolensky of the law firm of Kutak, Rode & Campbell. For Respondent; Paul Chernis, Esq. of the law firm of Silvennan, Collura & Chernis f P.C. case Statement of Claim filed on: January 31, 1991. Claiman

I Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Bane of America Investment Services, Inc. Case No. 00-04913 Names of Respondents Legg Mason Wood Walker, Inc. Richard Andrew Link REPRESENTATION OF PARTIES For Bane of America Investment Services, Inc. ("Bane of America"), hereinafter referred to as "Claimant": George C. Covington, Esq. and Meg Gibbs, Esq., Kennedy Covington Lobdell & Hick

NATIONAL ASSOCIATION OF SECURITIES DEALERS r INC. CASE #91*00114 AWARD In the Matter of the Arbitration Between Lee S. Brucks Claimant vs. Melvin Baer, Robert Wyman and Shearson Lehman Hutton, Inc. n/k/a Shearson Lehman Brothers, Inc. Respondents CASE SUMMARY Pro Se Claimant Lee S. Brucks, in a claim filed with the National Association of Securities Dealers, Inc. on January 9, 1991, alleged that Respondents misrepresented

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #91-00108 AWARD In the Matter cf the Arbitration Between Joseph H. Fulkerson Claimant vs. Brcwn Se Company Securities Corporation Respondent CASE SUMMARY In a claim filed with" the National Association of Securities Dealers, Inc. on January 8, 1991, Claimant, Joseph H. Fulkerson, who appeared Pro Se, alleged that Respondent Brown & Company Securities Corporation failed to follow C

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC In the Matter of the Arbitration Between Oppenheimer & Co., Inc. Claimant vs. : CASE Mark Landeene Respondent CASE SUMMARY Oppenheimer & Co. , Inc. by it' s counsel, Mark S. Goldstein, Wexler & Burkhart, P.C. r Garden City, NY, in a claim filed with the National Association of Securities Dealers, Inc. on January 8, 1991, alleged that Respondent Mark Landeene has failed to satisfy a

PUBLIC NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. in che Matter of the Arbitration Between Melvin E r . He ins Claimant CASK #91-00102 vs. AWARD First Interstate Discount Brokerage, Inc. Respondent CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 26, 1991, Claimant, Melvin E. Heins, who appeared Pro Se, alleged that Respondent First Interstate Discount Brokerage, Inc. t

N.A.S.D. ASSOCIATION OF SBCDRITIES DEALER In the Matter of the Arbitration Between Name of Mary A. Wycfcof f vs. 91-00101 Mame of Respondents Shearson Lehman Hut ton, Inc. Don Rittentouse For dainant: Mary A. Wycfcoff, 4269 Misty Lane, Oceanside, California 92056- 4713. For Respondents: Susan K. Pitre, Esq., Keesal, Young & Logan, 310 Golden Shore, Catalina Landing, Long Beach p California 90801-1730. Statement of ma-im filed

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Hitter o£ the Arbitration Betweea Bruce Carradine vs. NBSD Arbitration Nb. 91-00099 Bafaman Eichler, Hill Richards, Inc. William J. Jones For Claimant: David Greenberg, Esq. FOOT Reepcodentst James Bums, Esq. **** Karen .Tnhn< ir«-fV']frKftn , Esq. of Brobeck, Fhleger and Harrison Stataneat of f*i»*™ filed: January 8, 1991 Revised Statanent of daim filed: January 25, 1991