Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Nicholas J. Cinalli and Tina Cinalli, (Claimants) vs. Platinum Equities, Inc. and Sean Carey, (Respondents) Case Number: 00-04899 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Nicholas J. Cinalli ("N. Cinalli") and Tina Cinalli ("T. Cinalli"), hereinafter collectively referred to as "Claimants": Adolph D. Seltzer, Esq., a sole practitioner, New York,

Arbitration N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECORITIES DEALERS In the Matter of the Arbitration Between Name .of _Cla4inants Paul & Natalie Masnyj of 91-00015 Bear Stearns & Company Jerome Glickman National Association of Securities Dealers. Inc. NASD Rnancial Center 33 Whitehall Street New York. N.Y. 10004 FAX (212) 858-4389 For Claimants Paul & Natalie Masnyj ("Claimants' 1 ): Boris J. Lewychkyj, a so

-roitration ASSOCIATION OF SECURITIES DEALERS :n the Jtetter of the Arbitration Between Name o£ Claimant Robert Schaefer Name of Respondent Jack Fernandez 91-00014 iationai Association of Securities Dealers, inc. NASD Financial Center ;3 '.Vhiienatl Street 'jew r'crK. New fork 10004 For Claimant Robert Schaefer ("Claimant"): Walter D'Ull, a sole practitioner. For Respondent Jack Fernandez ("Respondent") : Jack Fernanda?:, who is

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ; i Bateman Eichler, Hill Richards, A division of Kemper Securities Group, Inc. Claimants ; CASE #91-00011 ; AWARD vs. i Ikbal Sheikh / Respondent CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on January 2, 1991, Bateman Eichler, Hill Richards, Inc. through their in-house representative, Brian Lo

N.A.S.D. -AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Robert S. Frost & Sandra j. Frost Sandra J. Frost, Custodian-Ronald D.Frost 91-00010 f Respondent Peter Hesbacher For Claimants: Robert S. Frost, pro se. For Respondent: Daniel T. Steiner, Esq. of Kirkpatrick & Lockhart. Statement of Claim filed: January 2, 1991. Claimants' Submission Agreement signed: January 23, 1991. Stateme

Arbitration National Association of N.A.S.D. AWARD Securities Dealers. Inc. NASD Financial Center JCVITCMAL ASSOCIATION OF SECDSTTIES DEALERS 33 Whiteh a )l Slreet New York. N.Y. 10004 FAX (212) 858-4389 In the Matter of the Arbitration Between Name of Claimant Harold Berkowitz 91-00008 Name of Respondents Janney Montgomery Scott Inc. Earl Marks For Claimant Harold Berkowitz ("Claimant"): Justin T. Loughry, of Tbmar,

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Geraldine K. Mirphie Claiirant and 91-00007 -•. -N- Cowen & Conpany and Ernest A. Mishne Respondents O l< g * Claimant Geraldine Murphie was represented by Qoentin R. Wittrock, Esq. of Gary, Plant, Jtooty, Mooty & Bennett, P. A., Minneapolis, Minnesota. Respondents Cowen & Conpany and Ernest Mishne were represented by Daniel J. D

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS Arbitration National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York, New York 10004 In the Matter of the Arbitration Between Name of Clai John H. Kempster, Jr. vs. Nprae of Respondents Tucker Anthony Incorporated Chris Cowans Case # 91-00005 For Claimant: Pro se. For Respondent: Michael L. Michael, Esq., in-house

N.A.S.D. AWAED NATIONAL P.SSOCIATION OF SECURITIES DE.A1 n the Matter of the Arbitration Between Name of Claimant Alice Allen 91-00002 Name of Respondents Kidder, Peabody & Co., Incorporated Martin Finn For Claimant: Morley Goldberg of Matrix Assets Advisors. Fcr Respondent? Bidder Ciinn.ir»gh3in. Esq. cf ^ii pp»hnrtv ^ rr» Fisher. inc. and Martin Finn: Maureen (The chairman ruled prior to the commencement of the first hearin

r N.A.S.D. NATICNAL ASSOCIATION OF SECORITIES DEALERS In the Hatter of the Arbitration Between Flanagan/Ittxynard/Linfc 91-00001 Name of O r ;/r/ Securities Inc. Ftar daiaants R*ert Flanagan, Richard Ktynard, and William Unit: Stuart C. Goldberg, Esq. of Qanbuzy, Gcamectlcut. Ftor Re^cntient Prudential-Bacbe Securities, me. : Patricia Roy, Esq. and Jeff Andersen, fcq. of Prudential -Bache Securities, Inc., Mew York, New Ycodc.