NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC CASE #90-02502 AWARD In the Matter of the Arbitration Between Lawrence R. Goldberg Claimant vs. Brennan Ross Securities, Inc. Respondent CASE SUMMARY Lawrence R. Goldberg, in a claim filed with the National Association of Securities Dealers, Inc. on September 7 , 1990, alleged that Respondent's representative, Steven Meyer, misrepresented the sale possibilities of CONEXCO stock purchase

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the ^fetter of the Arbitration Between) ) Name ot narmant(s) ) ) Kamel Asuidad ) Name of Resprmdent::/a) Dominick & Daminick Incorporated LIT America, Inc. Heard before the arbitrator: Patricia A. Shub, Esq. \ Case No. 90-02501 Public Claimant, Karnei Aouidad ("Aouidad"), was represented by Stephen Sussman, Esq. of the Law Offices of Stephen Sussman. Respond

Arbitration N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between National Association of Securities Oeatora, Inc. NASD Financial Center 33 Whitehall Street New York, New York 10004 David J. and Maryanne L. Malach 90-02499 Name of Respondents Stuart James Company, inc. Russell Finster For Claimants: Robert I. Rabinowitz, Esq. For Respondents: John F. McBride of Hart and Trinen.

Arbitration N.A.S.D. AWARD NA2TCNAL ASSOCIATION OF SBCDRTXTES DEMURS In the Matter of the Arbitration Between. Name of Claimant (s) The Estate of TiPfrui M. Cannistraro Mane of Respondent (s) Prudential-Bache Securities Inc. Thcmas J. lavecchia Joel B. Srodes L. James Crozier National Association of Securities Dealers, Inc. One East Broward Boulevard Suite 1000 Ft. Lauderdale, Rorida 33301 (305) 522-7391 Case No. 90*0

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Name of Claimant Suzanne Taracks Case No. 00-04876 Names of Respondents Stellar Investments, Inc. Trey David Mooney Hearing Site: Tampa, Florida REPRESENTATION OF PARTIES For Suzanne Taracks, hereinafter referred to as "Claimant": Jeff Albinson, Esq., Albinson, Persante & McCormack, P.A., Clearwater, Florida. On or about May 7, 2001, Robert Persante, Esq.,

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Czeslawa Biilines, as Custodian for Melissa Biilines and Angelica Billines, (Claimants) vs. Ladenburg Thalmann & Co. Inc. and Joseph Rodriguez, (Respondents) Case Number: 00-04866 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimants, Czeslawa Billines, as Custodian for Melissa Billines and Angelica Billines, hereinafter referred to as "Claimants": William A. De

Arbitration N.A.S.D. AWARD National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall v OT7 e-v-TiT— nr- -v~ .TTTCC OF £O7u;< I..IEo Dn^ERS New York, New 'fork 10004 In the Matter of the Arbitration Between Name of Claimant Olde Discount Corporation 90-02492 Nams of Respondents Charles A. Latker Claire Latter Statement of Claim filed: September 6, 1990. Claimant's Submission Agreement signed on: August

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC In the Matter of the Arbitration Between Vickie Mashburn Pickle Claimant vs . Olde Discount Corporation and Jerry Dye Respondents Case 190-02490 AWARD CASE SUMMARY Vickie Mashburn Pickle , in a claim filed with the National Association of Securities Dealers, Inc. on September 5, 1290, alleged that an employee of Respondent Olde Discount Corporation negligently failed to cancel a Sto

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Richard F. Bisesi, (Claimant) vs. Lawrence M. Kavanaugh, Jr., (Respondent) Case Number: 00-04863 Hearing Site: Buffalo, New York REPRESENTATION OF PARTIES Claimant, Richard F. Bisesi, hereinafter referred to as "Claimant": Roger B. Simon, Esq., Gibson, McAskiil & Crosby, LLP, Buffalo, NY. Respondent, Lawrence M. Kavanaugh, Jr., hereinafter referred to as "Respondent": David

A/ASO N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Donald G« Pennington vs. Name of Respondents Stuart James Company, Inc. Wheat, First Securities, Inc. Bradley L. Uhlfelder Arbitration National Association of Securities Dealers, Inc. NASD Financial Center 33 Whitehall Street New York. New York 10004 90-02489 For Claimant: Brian H. Silver, Esq.