NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 00-04845 Tasin and Company, Inc., claimant vs. Frantz Joseph Scutt, respondent. ATTORNEYS: For Claimant appeared Ernest E. Badway, Esq., Saiber, Schlesinger, Satz & Goldstein LLC, Newark, NJ. Respondent did not respond to the Statement of Claim. DATE FILED: November 1, 2000 CASE SUMMARY: Claimant alleged that Respondent failed to repay the balance owed on a promissory note. AR

Q N.A.S7IT. AWARD NATIONAL ASSOCIATION OF SECURITIES DEAIZRS In the Matter of the Arbitration Between ) Name of naiTTv^nf,fR) ) > ) Nelson D. Brungart Charles 0 Brungart Name of Respondent (si Stuart Janes Company, Inc. Ben Silva John Beaird Heard Before the Arbitrator: Casey Mills, Esq. Arbitration National Association of Securities DMtor», Inc. One East Broward Boulevard Suite 1000 Ft. Lauderdale, Florida 33

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between \ Name o£ 90-02296 George G. Vtood Name of Respondent Donald Rory O'Rourke For Claimant: John P. Connolly, Esq. For Respondent: Robert Dougherty, Esq. rasp Statement of Claim filed: August 20, 1990. Claimant's Submission Agreement signed on: September 21, 1990. Statement of Answer filed by Respondent Donald Rory O'Rourke on: J

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Margaret Solomon, Claimant and Blunt Ellis & Loewi f Inc. Jeffrey Murray, Respondents 90-02281 REPRESENTATION OF pAflTIES Claimant Margaret Solomon was represented by Jeff Ross of Parinen Bowman & Levy P.A., Minneapolis, Minnesota. Respondents Blunt Ellis & Loewi, Inc. and Jeffrey Murray were represented by Don Conley of Qua

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC, CASE #90-02277 AWARD In the Matter of the Arbitration Between Michael Braun Claimant vs . Maria C. Giannakos Respondent CASE SUMMARY Michael Braun, in a claim filed with the National Association of Securities Dealers, Inc. on August 17, 1990, alleged that Respondent Maria C, Giannakos did not fully inform him on the underwriter status of Robec and Cisco Systems stock and failed to

"NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE #90-02271 AWARD In the Matter of the Arbitration Between Michele N. Mondieilo Claimant vs . Hasan Growney Company, Inc. Respondent CASE SUMMARY Michele N. Mondieilo, in a claim filed with the National Association of Securities Dealers, Inc. on August 16, 1990, alleged that Respondent Hasan Growney Company, Inc. was negligent in handling her account when they failed to inform

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Solomon Freilich Claimant vs. AWARD #90-02268 Edward Harris Respondent Heard Before: Arnold Goren Public Arbitrator REPRESENTATION Claimant, Solomon Freilich ("Freilich"), was represented by Preston A. Leschins of Anzalone & Leschins. Respondent, Edward Harris ("Harris"), was not represented by counsel and Harris did not appear at the hearin

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Larry L. Hartman Claimant vs. CASE #90-02266 AWARD Cohig & Associates, Inc. Dennis Holtorf Gail L. Rovner Respondents CASE SUMMARY Larry L. Hartraan, in a claim filed with the National Association of Securities Dealers, Inc. on August 16, 1990, alleged that Respondents were negligent when executing his sell order resulting in too many sh

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Nugzar Lataria (Claimant) v. Morgan Stanley DW, Inc. and Oleg Domantovski (Respondents) Case Number: 00-04843 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Claimant Nugzar Lataria ("Lataria") hereinafter referred to as "Claimant": Robert Beers, Esq., Selden, NY. Previously represented |by: Ben Kinzler

N.A.S.D. AWARD ASSOCIATION OF SECURITIES DEALERS la the Matter of the Arbitration Between EfeonepfClaiinant Richard G. Ttonpson, M.D. 90-02265 Name of Respondent Boettcher & Gcnpany Claimant, Richard G. nxnpson, M.D. appeared Respondent, Boettcher & Gcmpany was represented by William D. Nelson, Esq. of Robinson, Waters, O'Dorisio and Rapscn of Denver, Colorado. INFOEMftTICM Statement of Claim filed: August 16, 1990. Claimant's Submis