N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Gnniscreen, Inc. 90-00925 Name of london Zurich Securities Gary Alan Scharf f Stuart J. Thorn HxLs case was filed with the National Association of Securities Dealers, Inc. ("NASD") on March 29 , 1990. Claimant alleged that Respondents agreed to raise funds via "private placement" for Claimants' medical company. Claimant further

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between) Name of Clalmantfs) ) Joseph and Patricia Russo ) ) Case No. 90-00921 Name of Respondentfsl ) ) Prudential-Bache Securities Inc. ) G.K. Scott & Co., Inc. ) Heard before the members of the Arbitration Panel: Stephen A. LeClair, Esq. Leslie Bishop Harry Polansky CASE SOUAR? This claim was filed with the NASD, Inc., on March 29, 1

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between N. Malte Molin Margaret W. Molin vs. Shearson Lehman Hutton r Inc. Charles Cabrera Don Dalis Claimants ) AWARD ) NASD NO. 90-00920 Respondents SUMMARY OF ISSUES This case was filed with the National Association of Securit ies Dealers , Inc. {"NASD") on March 29, 1990. Claimant alleged the unauthorized purchase of Lord Abbett mutu

Arbitration N.A.S.D. AWARD NKTICKAL ASSOCIOTCN OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant/ si Frank A. and Marie A. Modesto 90-00914 Butcher & Conpany Wheat First Securities William Taylor National Assoctatton o* Socuritte* Doalora, Inc. NASD Financial Center 33 Whitehall Street New York, New York 10004 Ftar Clairantss Marc E. Levitt, Esq., of Eugene A. Spector & Associates, P.C- Itesp

TIONAL ASSOCIATION OF SECURITIES DEALERS, INC In the Matter of the Arbitration Between Robert Hyatt Claimant vs . Harold Peremel Respondent AWARD Case #90-00909 CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 28, 1990 Claimant Robert Hyatt alleged the Respondent H ar P| d Peremel made a recommendation to the Claimant that was completely unsuitable for him given his age

Award NASD In the Matter of the Arbitration Between: Name of the Claimant Case Number: 00-04701 Marilyrm Massimi Names of the Respondents Hearing Site: Boca Raton, Florida Joseph Gunnar & Co., LLC and Theodore Hiotis REPRESENTATION OF PARTIES For Marilynn Massimi, hereinafter referred to as "Claimant": Kevin P. Conway, Esq., Conway & Conway, New York, New York. For Joseph Gunnar & Co., LLC and Theodore Hiotis, hereinafter collectively referred t

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS in the Matter of the Arbitration Between" ) Name of Bessie Temslko ) ) ) Case No. 90-00902 ) Alexander Lambros ) Thomas Swisher ) Heard before the members of the Arbitration Panel: Brian G. Mooney, Esq. Public Richard J. Jones, III, Esq. Public Allison Hardage Industry Claimant, Bessie Temelko ("Temelko"), was pro-se. Respondents, Alexander Lambros ( "Lambcos " ) ,

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Hatter of the Arbitration Between * Rachel Ray Raymond * Claimant * vs. * Case #90-00900 Award W. D. R. Equity Resource, Inc. * - * and Robert A. Sussman * Respondent * CASE SUMMARY Claimant, Rachel Ray Raymond ("Claimant") alleged that Respondents W.D.R. Equity Resources, Inc. and Robert A. Sussman ("Respondents") made material omissions and made material misrepresentations

Arbitration ® N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between ) ) ) Marylea Jordan ) ) Easter Kramer Group Securities, Inc. ) Integrated Resources Equity Corp. ) James Weber . ) Charles Hilbun ) ) ) National Association of Securities Dealers, Inc. One East Broward Boulevard Suite 1000 Ft. Lauderdale, Rorida 33301 (306) 522-7391 Case No. 90-00898 Heard

Arbitration N.A.S.D. FINAL ORDER 90-00892 National Association of Securities Dealers, inc. NASD Financial Center 33 Whitehall Street New York, N.Y. 10004 FAX (212) 858-4389 In the Matter of the Arbitration Between Name of Claimants Medical Horizons LP - Talbot Trust et al Name of Respondents Fiduciary Services, Inc. Fiduciary Planning, Inc. Robert Johnston REPRESENTATION For Claimants: James Steffi. Esq. of Kemp, Klei