N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Interep Capital Markets, LTD 95-01622 Name of Respondent CS First Boston REPRESENTATION For Claimant Interep Capital Markets, Ltd. ("Claimant"), Leslie K. Case, Esq. of the law firm Gersten, Savage, Kaplowitz & Curtin, located in New York, New York. For Respondent CS First Boston ("Respondent"), Andrew Houston, Esq. of the law

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of Uie Arbitration Between Name of Claimant George B. Munroe 95-01616 Name of Respondent D.H, Blair & Company CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 31, 1995 Claimant George B. Munroe ("Claimant"), who appeared Pro Se, alleged that he held an account with Respondent D.H. Blair & Company ("Respondent"). Claimant fu

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Lonnie D. Phillips 95-01603 Name of Respondents David Gray Edward McKay REPRESENTATION Claimant Lonnie D. Phillips ("Claimant") appeared pro se Respondent David Gray ("Gray") did not appear for the hearing Respondent Edward McKay ("McKay") did not appear for the hearing CASE INFORMATION The Statement of Claim was fi

NA.S.D. AWRD NATIONAL ASSOCIATON F SECUITIES DEALERS. INC. In the matter of the Arbitration Between of Claimant Daniel I. Cronin John O. Cronin vs. Name of Respondent EricLempe RPR Clearing Services Presidential Brokerage, Inc. NASD Arbitration No. 95-01600 REPRESENTATION For Claimants: Daniel J. Cronin, Esq, Cronin & Cronin, Escondido, California For Respondents Presidential Brokerage and Lempe: Gregg A. Johnson, Esq, San Di

Amended Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 04-03071 Tom Lester Shelton Whittington Kathryn D. Whittington Donald T. Enwin, M.D. Mary Abell. M.D. Steven W. Stogner, M.D. Names of the Respondents Hearing Site: New Orieans, Louisiana Merrill Lynch Pierce, Fenner & Smith, Inc. Henry Blodget Justin Baldauf Kirsten Campbell Virginia Syer Genereux Sofia Gha

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Robert Bellina, (Claimant) vs. Metropolitan Life Insurance Company, (Respondent) Case Number: 00-00475 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Robert Bellina, hereinafter referred to as "Claimant": Arnold S. Cohen, Esq., Balk, Oxfeld, Mandell & Cohen, P.A., Newark, NJ. Respondent, Metropolitan Life Insurance Company, hereinafter referred to as "Responden

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Farideh R. Bagne, Stephon B. Bagne, and Alexander A. Bagne Claimants, v. No: 95-01598 Merrill Lynch, Pierce, Fenner & Smith, Inc., and Anne M. Copk-Kuhnle Respondents. REPRESENTATION OF PARTIES Claimants Farideh R. Bagne ("Dr. Bagne"), Stephon B. Bagne, and Alexander A. Bagne (collectively referred to as "Claimants") were represented by

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between *. Name of Claimants David L. Daley & Lakeside Title Agency 95-01593 Name of Respondents A.G. Edwards & Sons, Inc. Gary Pepple REPRESENTATION For claimants David L. Daley ("Daley") and Lakeside Title Agency ("Lakeside 11 ) appeared George L, McGaughey, Esq., of the law firm of McDonald, Hopkins, Buike & Haber Co., L.P.A. located

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS * _ In the Matter of the Arbitration Between Name of Claimant Robert D. Joyce TTEE for the Robert D. Joyce Trust 95-01583 ~Name of Respondent Dean Witter Reynolds Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 29, 1995 Claimant Robert D. Joyce TTE for the Robert D. Joyce Trust ("Claimant"), who appeared Pro Se, alleged that he

NASD REGULATION, INC. AWARD NASD REGULATION, INC. In the Matter of the Arbitration Between Name of Claimant Frank Marotta 95-01578 Name of Respondents) Meyers Pollock Robbins, Inc. James Byrne REPRESENTATION For Claimant, Frank Marotta ("Claimant"), appeared Joseph F. Keenan, Esq., of the law firm Bochat & Keenan located in Garden City, New York. For Respondents, Meyers Pollock Robbins, Inc. ("Meyers Pollack") and James Byrne ("Byrne") a