N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Spero and Meryl Michos 95-01577 Name of Respondents PaineWebber, Inc. Lawrence Katz REPRESENTATION For Claimant Spero and Meryl Michos ("Claimants): Predric D. Firestone of the law firm of Hadley, House & Rabin, P.C. For Respondents PaineWebber, Inc. ("PaineWebber") and Lawrence Katz ("Katz 11 ): James K. Archi

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Henry and Noreen Beaufrere, Claimants vs. Travis P. Lynch, Respondent. Case Number: 95-01576 Hearing Site: Seattle, Washington REPRESENTATION OF PARTIES Claimants, Henry and Noreen Beaufrere, hereinafter referred to as "Claimants": Henry Beaufrere, Mercer Island, Washington Respondent, Travis P. Lynch, hereinafter referred to as "Respondent": Travis P. Lynch, Port St. Luci

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants) O.D. Griffin 95-01575 Name of Respondents) Chatfield Dean & Company, Inc. v. C. Ron Patton, Jr. REPRESENTATION For Claimant: Ricky L. Bradley, Esq. and Charles Dalziel, Esq. of the law firm of SaveJl & Williams, Atlanta, Georgia. For Respondent Chatfield Dean & Company, Inc.: Christa D. Taylor, Esq., in house counsel.

N.A.SJD. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Carl P. Summers 95-01573 Name of Respondents Daniel L. Caso Lehman Brothers, Inc. REPRESENTATION For claimant Carl P. Summers ("claimant) appeared Anthony J. Haitman, Esq. of the law firm of Hermann, Cahn & Schneider located in Cleveland, Ohio. For respondents Lehman Brothers, Inc. ("Lehman") and Daniel L. Caso ("Caso") app

: 08/19/97 TUE 15:19 FAX NASD REGULATION ® 002 AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of Arbitration Between EdWillcox and Regina M. Willcox, Claimants and Counter-Respondents, and No. 95-01572 First oFMichigan Corporation, Inc. and Terry Stanfill, Respondents and Counter-Claimants. REPRESENTATION O^PARTPES Claimants and Counter-Respondents Ed Willcox and Regina M, Willcox ("Claimants 11 )

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between of Joe D. Laney 95-01570 of Respondents Barry L. Schwartz Victor H. Palma, Jr. David Berger Barrett Day Securities, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. jm March 18, 1995, Claimant Joe D. Laney, who appeared Pro Se, alleged that Respondents Barry L. Schwartz ("Schwartz"), Victo

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Louis Kessler (Claimant/CounterRespondent) v. Suretrade, Inc., n/k/a Quick & Reilly, Inc. (Respondent/CounterClaimant) Case Number: 00-04660 Hearing Site: Chicago, Illinois REPRESENTATION OF PARTIES Claimant/CounterRespondent Louis Kessler ("Claimant Kessler"); James A. McGurk, Esq. of the Law Offices of James A. McGurk located in Chicago, Illinois. Respondent/CounterC

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant Oded & Yedida Rudawsky and 95-01568 Michael G. Arcus Tamaron Investments, Inc. Michael Joseph Kirby Baraban Securities, Inc. REPRESENTATION OF PARTIES Oded & Yedida Rudawsky ("Claimant") was represented by Fred S. Furst, Esq., Krys, Boyle, Golz, Reich, Freedman & Scott, Denver, Colorado. Michael G. Arcus ("Respondent"

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS J.C. Shupienis, Claimant, v. No. 95-1563 Olde Discount Corporation, Respondent. REPRESENTATION OP PARTIES The Claimant, J.C. Shupienis ("Claimant") was represented by Dan Hill, Esq. of Maple Grove, MN. The Respondent Olde Discount Corporation ("Respondent"} was represented by Ina Otto, Esq. in house counsel for Respondent. CASE INFORMATION Statement of Claim was filed on or ab

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant — Roy Harvey Longuet and 95-01551 Name of Respondent Kim Bradford REPRESENTATION OF PARTIES Roy Harvey Longuet ("Claimant") appeared Pro Se'. Kim Bradford ("Respondent") was represented by John R. Loftus, Esq. of Keesal, Young & Logan located in Long Beach, CA, CASE INFORMATION The Statement of Claim was filed on or a