RECEIVED JUN 0 5 1996 N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the matter of the Arbitration Between Name of Claimants Frank C. Wong and David C Wong, JTWROS NASD Arbitration v. No. 95-01463 Name of Respondents Matthew Lord, Thomas James Associates, Inc., Chatfield Dean & Co. and Cowen & Company REPRESENTATION For Claimants: Keith Huberman Law Offices of Jeff Deonis Ferentz Newport Beach, Califor

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS- INC. In the matter of the Arbitration Between Name of Claimant Jerry Kelleher vs. Name of Respondents Cartwright fie Walker Dimitri Mishiev NASD Arbitration #95-01455 REPRESENTATION Claimant represented himself. Respondent Cartwright & Walker made no appearance. CASE INFORMATION Statement of Claim filed: March 23,1995 Claimants' Submission Agreement signed: March

In the Matter of the Arbitration Between Name of Claimant 95-01453 Name of Respondent John Thornbloom Tamaron Investments, Inc. REPRESENTATION OF PARTIES Douglas Allen Glaser ("Claimant") was represented by William J. Leone, Esq. and Marc L. Jacuzzi, Esq., Cooley Godward Castro Huddleson & Tatum, Denver, Colorado. Tamaron Investments, Inc. ("Respondent Tamaron") was represented by Brad Ramming, Esq., Overton, Babiarz & Sykes, P.C., Englewood, Co

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants David R. and Shelley J. Miller 95-01451 Name of Respondent A,G. Edwards & Sons, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 23, 1995, Claimants David R. and Shelley J. Miller ("Claimants"), who appeared Pro Se, alleged that Respondent A.G. Edwards & Sons, Inc. ("Respond

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Marvin S. Gittes 95-01450 Name of Respondents Cowen & Company Thomas James Associates, Inc. n/k/a H.J. Meyers & Co., Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 23, 1995, Claimant Marvin S. Gittes ("Claimant"), who appeared Pro Se, alleged that Respondent Thomas Jame

Award NASD Dispute Resolution In the Matter of the Arbitration Between: NflTTlP of thp Pfoin^apt P^QP NlTm-h^T 00-04650 Hill International, Inc. ring Site- Philadelphia, PA Dean Witter Reynolds, Inc. RFPPFSFNT ATTfW OF PARTT1T.S Claimant, Hill International, Inc., was represented by David Braverman, Esq. and Richard E. Miller, Esq., Braverman Kaskey & Caprara, Philadelphia, Pennsylvania. Respondent, Dean Witter Reynolds, Inc., was represented by

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the matter of the Arbitration Between Name of Claimants Santo Chilleme, Santos Construction Company Profit Sharing Plan and The Chilieme Family Trust NASD Arbitration No. 95-01446 Name of Respondents Corporate Benefit Securities, Inc. and Roberta Joyce Hughes REPRESENTATION For Claimant: Timothy McGonigle Ruben & McGonigle Los Angeles, California For Respondent Co

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Wayne D. Gibb Name of Resnondent Patricia Ann Reed CASE SUMMARY 95-01444 In a claim filed with the National Association of Securities Dealers, Inc. on March 22, 1995, Claimant, Wayne D. Gibb, who appeared Pro Se, alleged that Respondent, Patricia Ann Reed, improperly charged him a commission. Claimant further alleged that in Ja

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Doris J. Vetter 95-01443 Name of Respondent Prudential Securities, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 22, 1995, Claimant Doris J. Vetter, who appeared Pro Se, alleged that Respondent Prudential Securities Inc., recommended the purchase of an unsuitable security

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Names of Claimants Renee Liber and Inversiones Y Representaciones Aradia S R.L. 95-01434 Names of Respondents Josephthal Lyon & Ross Inc. Arthur E. Lieberman REPRESENTATION For Claimants, Renee Liber ("Liber") and Inversiones Y Representaciones Aradia S. R. L, ("Inversiones"): Russell L. Forkey, Esq., Fort Lauderdale, FL. For Respondent