N.A.S,D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Glynn James Eddie James Doug James Elizabeth K. James Kathy James Robert W. James Robert W. James, Jr. Sylvia James Calvin Ray Keel James H. Keel 95-01194 Name of Respondents Greenway Capital Corporation Stacey Lee Davis REPRESENTATION Claimant Glynn James, Eddie James, Doug James, Elizabeth K.

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Gary Hart 95-01191 Name of Respondent Fidelity Brokerage Services, Inc. REPRESENTATION For Claimant: Gary Han ("Hart") was represented by James J. Moylan, Esq. of Arnstein & Lehr, located in Chicago, Illinois. For Respondent: Fidelity Brokerage Services, Inc. ("Fidelity") was represented by Susan J. Magar, Esq. of Altheimer

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Terry Ripple 95-01190 Name of Respondents Kemper Securities, Inc. Mark W. Purnell CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 8, 1995, Claimant Terry Ripple, who appeared Pro Se, alleged that Respondents Mark W. Purnell ("Purnell") and Kemper Securities, Inc. ("KSI"), rec

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Max K. Scheibner 95-01188 Name of Respondent James H. Gilchrist, Sr. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 6, 1995, Claimant Max K. Scheibner ("Claimant"), alleged that Respondent James H. Gilchrist, Sr. ("Respondent"), made unsuitable recommendations which he followed

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Mel and Dixie Greb 95-01187 Name of Respondents Dean Witter Reynolds, Inc. Anthony Picozzi CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on March 7, 1995, Claimants Mel and Dixie Greb, through their counsel, Joseph F. Kyle, Esq. of Las Vegas, NV, alleged that Respondent Dean Witter

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Kevin Doyle, (Claimant) vs. Cambridge Capital LLC, Wexford Clearing Services Corporation, Thomas Rossi, Frances Thomas LLC, Michael Kempner, Barbara Kempner, Steven Etra, Emil Buckner, Gary Granoff, Steven Kobren, Walter Lieb, Warren Sabloff, and Jay Vidders, (Respondents) Case Number: 00-04615 Hearing Site: New York, New York REPRESENTATION OF PARTIES Claimant, Kevin Doyle, her

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between William S. Gray Claimant, v. No. 95-01185 Smith Barney, Inc., Therese M. Obringer, and A. George Saks Respondents. REPRESENTATION OF PARTIES Claimant William S. Gray ("Claimant") was represented by Jonathan Kord Lagemann, Esq. of Law Offices of Jonathan Kord Lagemann located in New York, New York. Respondents Smith Barney, Inc. ("Smith B

V A.g-P. AWAPT> MATIflMAT. ASSOrTATTQN OF SPrTTRrtmS DRATJKRS, TTtfC In the matter of die Arbitration Between -v Mama David B. Rcadermaflu Inc. NASD Arbitration No.95-01184 n Unterberg Harris* L.P k For Claitnam: Duyl S. Laady, Esq.. Steefcl Levitt & Weiss, San Francisco, California For Respondent: Susan J. Harriman, Esq., Kcker & Van Nest, San Francisco, California Stateowmt of Claim filed: Match 7, 199S Claimant's Submission Ag

N.A S TV AWARD MATTOMAT AggQTTATTnM OF SFTf IBTTIBS HPAT FttS In the matter of the Arbitration Between Nfame nf Claimants Richard G. Rew, Tsugami I. Rew, Jonathan T. Rew and Maya M. Rew v. NASD Arbitration No. 95-01182 John Andrew Lee and Smith Barney Harris Upbam & Co., Inc. For Claimants: Richard G. Rew, In Pro Per For Respondents: Sean J. Coughlin, Esq., Smith Barney Harris Upham & Co., Inc. New York, New York C ASF Statement of Claim

AW ART) MATTONAT. ASSnrjATTnN OF SFCTTRTTP3S HFAT F^53 TNP In the matter of the Arbitration Between Name nf Plaj Michael Klinger NASD Arbitration No.95-01181 Name of Respondent National Discount Brokers, Inc. For Claimant: Carl Carlson, Esq., Cutler & Nylander, Seattle, Washington For Respondent: Michelle, Fisher, Esq., National Discount Brokers, New York, New York Statement of Claim filed: March 7, 1995 Claimant's Submission Agreeme