N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Sundaram Ravikumar 95-01000 Name of Respondents D.H. Blair & Company Alex I. Salm REPRESENTATION For Claimant Sundaram Ravikumar ("Claimant") appeared Lawrence R. Gelber, Esq., of the law firm of Beigel, Schy, Lasky, Rifkind, Goldberg, Fertik & Gelber, located in New York, New York. For Respondents D.H. Blair & Company

AWARD NASD Regulation, Inc Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Gerald P Dulski and 95-00995 Name of Respondent Gruntal & Co., Inc, Howard Silverrnan Barry Richter Robert Sablowsky ? REPRESENTATION OF PARTIES ;Gerald P. Uulski ("Claimant") was represented by Stanley;Mi Ackert; III of Blum, Gruntal & Co., Inc. ("Respondent") was represented by Gregg Weiner of Fried, Frank;^Harris;;

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Frank Sakolari, and Ekaterina Sakolari, Claimants, v. No. 95-00984 OLDE Discount Corporation, and Rick Rizzo, Respondents. REPRESENTATION OF PARTIES Frank Sakolari and Ekaterina Sakolari ("Claimants") were represented by Carl J. Koster, Esq., of Villa Park, Illinois. OLDE Discount Corporation ("QDC"), and Rick Rizzo ("Rizzo") (or coll

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant John Castronovo 95-00980 Name of Respondent Smith Barney Shearson, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 24, 1995, Claimant John Castronovo ("Claimant") who appeared Pro Se, alleged that in December of 1988, Respondent Smith Barney Shearson, Inc. ("Respondent")

N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant David E. Brown 95-00974 Name of Respondents Robert Todd Financial Corporation John Carr CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 23, 1995, Claimant David E. Brown ("Claimant") who appeared Pro Se, alleged that in July 1994, he placed an order for 1000 shares of Inte

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant James L. Lowe and 00-04587 Scottsdale, Arizona Name of Respondents Trend Trader, LLC Mark A. Seleznov Wendy Seleznov REPRESENTATION OF PARTIES James L. Lowe ("Claimant") appeared pro se. Trend Trader, LLC ("Respondent Trend Trader"), Mark A. Seleznov and Wendy Seleznov were represented by Robert D. Ryan, Esq., Bonnett, Fairbourn, Friedma

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Agapito Santos Trust, Agapito Santos TTEE 95-00971 Name of Respondent A.S. Goldmen & Co., Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 23, 1995, Claimant Agapito Santos Trust, Agapito Santos, TTEE ("Claimant"), who appeared Pro Se, alleged that Respondent A.S. Goldmen

AWARD NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Robert AUman and 95-00969 Name of Respondent Howard Scott Gelfand Stratton Oakmont, Inc. REPRESENTATION OF PARTIES Robert Allman ("Claimant") was represented by G. Martin Cole, Esq., Rothberg, Gallmeyer, Fruechtenicht & Logan, Fort Wayne, Indiana. Howard Scott Gelfand ("Respondent Gelfand") and Stratton Oakmont, Inc. ("Respo

AWARD- NASD Regulation, Inc. Office of Dispute Resolution In the Matter of the Arbitration Between Dennis L. Bell, d/b/a Bell Enterprises, Claimant and Counter-Respondent, and No. 95-00965 Prudential Insurance Company of America District Agencies Division, James D. Seabury, James T. Moore, Paul P. Caswell, Gary W. Robinson, and Lynn M, Magnuson, Respondents and Counter-Claimants. REPRESENTATION OF PARTIES Claimant Dennis L. B

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between PaineWebber, Incorporated, Claimant, v. Elliott H. Blonde, Respondent. and No. 95-00962 Elliott H. Blonde, Counterclaimant, v. PaineWebber, Incorporated, Counterrespondent REPRESENTATION OF j> ARTIES PaineWebber, Inc. ("Claimant") was represented by W. Charles Thomson, Esq., of Gallagher & Kennedy, Phoenix, Arizona. El