In the Matter of the Arbitration Between Name of Claimant Marylou B. Currier Name of Respondents Michael R. Siek T.R. Winston & Co.,Inc. 95-01028 REPRESENTATION For Claimant Marylou B. Currier ("Claimant") appeared Max Markus Katz, Esq., a sole practitioner with offices located in New York, New York. For Respondents Michael R. Siek ("Siek") and T.R. Winston & Co., Inc. (" TRWC") (collectively referred to as "Respondents"), appeared Rose Hall

NASD AWARD In the Matter of the Arbitration Between Daryl D. Reavis Claimant NASD Arbitration v. No. 95-01012 Kinlaw Securities Corporation Joe D. Kinlaw Dyke Ferrell Respondents REPRESENTATION OF PARTIES Daryl D. Reavis ("Claimant") represented himself pro se. Kinlaw Securities Corporation and Joe D. Kinlaw were represented by Joe Kinlaw who did not appear. Dyke Ferrell was represented by Stephen T. Johnson, Esq., Mankoff, Hill, Hel

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Loren Gould 95-01008 Name of Resnondent(s) Securities Settlement Corporation H.T. Fletcher Securities, Inc. John Littriello REPRESENTATION For Claimant, Loren Gould ("Gould 11 ): Albert A. Rapoport, Esq. of Boca Raton, Florida. For Respondent, Securities Settlement Corporation ("SSC"): Edmond Dantes of SSC. For

NASD DISPUTE RESOLUTION AWARD NASD DISPUTE RESOLUTION. INC. CASE: 00-04591 Winston Chambliss, Claimant vs. J. P. Gibbons & Co., Inc. and losif Pak, Respondents. ATTORNEYS: For Claimant, Winston Chambliss, ("Claimant"), appeared Jay R. Stein, Esq., Los Angeles, CA. Respondents, J. P. Gibbons & Co., Inc. and losif Pak, (collectively "Respondents"), did not respond to the statement of claim. DATE FILED: October 16, 2000 CASE SUMMARY: Claimant alleg

N.A.S.n. AWARD NATIONAL ASSOCIATION OF sKrtremRS nKAi.FRS INC In the matter of the Arbitration Between Name nf Claimant William R. & Lynda E. O'Neill NASD Arbitration No.95-00999 Name nf Respondent Merrill Lynch, Pierce, Fenner & Smith, Inc. Lealyn Paul Clark, HI REPRESENTATION For Claimant: Keith A. Ketterling, Esq., Stoll Stoll Berne Lokting & Shlachter, Portland, Oregon, and Richard S. Yugler, Esq., Portland, Oregon For Respondent

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. GOT 2 0 In the matter of the Arbitration Between v Ngme of Claimant Naji Perry v. NASD Arbitration No. 95-00993 Name of Respondents Shearson Lehman Brothers, Inc. and Bruce Campbell REPRESENTATION For Claimant: Andrew Kizemuski, Esq, Schlossberg & Kncemuski, Beverly Hills, California For Respondent: Sean J. Coughlin, Esq., Smith Barney, Inc., New York, New York

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants James F. and Betty J. Huch 95-00979 Name of Respondents Merrill Lynch, Pierce, Fenner & Smith, Inc. Gary F. Einig CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 24, 1995, Claimants James F. and Betty J. Huch, who appeared Pro Se, alleged that Respondent Gary F. Einig ("E

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Harold and Kathryn Dusen 95-00977 Name of Respondents Keith Brechbill Larry Weil CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 24, 1995, Claimants Harold and Kathryn Dusen, who appeared Pro Se, alleged that Respondent Keith Brechbill ("Brechbill"), recommended the purch

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Michael J. Feeney c/o Atlantic Business Group, Inc. 95-00972 Name of Respondents Gruntal & Co., Inc. James B. Liberman CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 23, 1995, Claimant Michael J. Feeney ("Feeney"), who appeared Pro Se, alleged that on December 6, 1993 Re

AWARD NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between Name of Claimant Slavica Sussann Ristic and 00-04586 Scottsdale, Arizona Name of Respondent WestAmerica Investment Group O.J. Wilkinson, IV John M. Gersten REPRESENTATION OF PARTIES Slavica Sussann Ristic ("Claimant") was represented by Joseph A. Kendhammer, Esq., Kendhammer & Holden, L.L.C., Phoenix, Arizona. WestAmerica Investment Group ("Respondent We