NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Eugene Sadler, Claimant, v. No. 95-00868 Keith Kerczewski, Respondent. REPRESENTATION QF PARTIES Eugene Sadler ("Claimant") appeared on his own behalf- Keith Kerczewski ("Respondent") appeared on his own behalf. CASE INFORMATION Claimant's Statement of Claim was filed on or about February 17, 1995. Claimant's Submission Agreement was

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Bert Goldman 95-00863 Names of Respondents Prudential Securities Inc Floyd Jordan REPRESENTATION For Claimant Bert Goldman ("Goldman"): Christopher J. Twohey, Esq. of Bauer & Twohey;' P.A., Stuart, Florida. For Respondents, Prudential Securities, Inc. ("Prudential") and Floyd Jordan ("Jordan"): Gary M, Saretsky, Esq. of

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Robert C, and Eleanor T. Olson 95-00856 Name of Respondents Fahnestock and Co., Inc. Marc Andor Menton Bruce Kurchack Paul Chropuvka CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 17, 1995, Claimants, Robert C. and Eleanor T. Olson, who appeared Pro Se, alleged t

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Steven C. Schapira 95-00853 Name of Respondent National Discount Brokers CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 17, 1995, Claimant Steven C. Schapira, who appeared Pro Se, alleged that Respondent National Discount Brokers, failed to fully execute a trade that he had r

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants George and Arloa Van Koevering 95-00851 Name of Respondents Carla Masselink J.J.B. Milliard, W.L. Lyons, Inc. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 17, 1995, Claimants George and Arloa Van Koevering, who appeared Pro Se, alleged that Respondent Carla Masselink of th

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Charles Schwab & Co., Inc,, (Claimant) vs. Roseann Paulsen and Donald Paulsen, (Respondents) Case Number: 00-04579 Hearing Site: Albany, New York REPRESENTATION OF PARTIES Claimant, Charles Schwab & Co., Inc., hereinafter referred to as "Claimant": Richard A. Karoiy, Esq., Corporate Attorney, Charles Schwab & Co., Inc., San Francisco, CA. Respondents, Roseann Paulsen and D

NASD AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Name of Claimant Kemper Securities, Inc. and 95-00832 Name of Respondent James Noryian REPRESENTATION OF PARTIES Kernper Securities, Inc. ("Claimant") was represented by Renan I. Sugarman, Esq. of Everen Securities, Inc. (f/k/a Kemper Securities, Inc.) located in Chicago, IL. James Noryian ("Respondent") did not file any submissions and did n

N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimant Frank Russo 95-00823 Name of Respondent Greenway Capital Corp. CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on February 16, 1995 Claimant Frank Russo ("Claimant"), who appeared Pro Se, alleged that Respondent Greenway Capital Corp. ("Respondent") purchased securities for his account wi

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Paul E. & Roxana Nowak, JTWROS Claimants vs. Peter Scott Dean Witter Reynolds, Inc. Respondents CASE #90-03272 AWARD HASE SUMMARY Paul E. and Roxana Nowak, Pro Se, in a claim filed with the National Association of Securities Dealers, Inc. on November 20, 1990, alleged that Respondent Peter Scott, an account executive at Dean Witter Reynolds,

Arbitration ® National Association of KT A S D AWARD Securities Dealers, Inc. JM.A.£>.U. AWAKU NASD Financial Center 33 Whitehall Street NKTICHAL ASSOCIATION OF SECURITIES DEftI£RS New York, N.Y. 10004 FAX (212) 858-4389 In the Matter of the Arbitration Between Of Melvin H. and Delores H. Matthews et. al 90-03265 Name of Respondents Shearsoa Lehman Brothers/ Inc. Nelson M. Polun For Claimants: Dickee M. Howard, Esq. and William N