N.A.S.D. AWARD Arbitration ® National Association of NATIONAL ASSOCIATION OF SECURITIES DEALERS Securities Dealer*, Inc. One East Broward Boulevard In the Matter of the Arbitration Between ) Suite 100 ° \ Ft. Lauderdale, Florida 33301 „ _ __ . . , . ; (305) 522-7391 Name of Claimant (s) ) ===== } Saul Bialilew ) ) Case No. 90-03245 Name of Respondent (s) ) ) Shpnracn Lehman Hutton, Inc. ) Alan Yarfcin ) For Claima

Arbitration N.A.S.D.-AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the totter of the Arbitration Between Name of National Association of Securities DeaJact, Inc. NASD Financial Center 33 Whitenall Street New York, New York 10X) Marrill Lynch Pierce Farmer & Smith Ire 90-03240 Silvio J. DiMadio Sandra Kern For Claimant: Robert T. Cohen, Esq. Fbr Respondent, Silvio J. DiJfedio: Donald E. Wydrzynski, Esq. Third-Party R

Arbitration N.A.S.D. NATIONAL ASSOCIATION CF SECURITIES DEALERS In tne Matter of the Arbitration Between National Association ot Securities Dealers. Inc. NASD Financial Center 33 Whitehall Street New York. N.Y. 10004 =AX (212) 858-4389 Eli Ariel! Name of David Disner Michael Breshears BC Financial Corp. THIRD-PARTY RESPONDENT Larry Kerschenbaum 90-03237 For Clairrant: William Greenberg, Esq., Sole Practitioner.

NASD Dispute Resolution In the Matter of the Arbitration Between: nf thf. PlflimflnfQ Pflgp ^1TT1 h ?r 00-04573 Eric H. Heydemann Christine Heydemann L.T.D., LTD n f th p Pf^p^n^ p n tt; Marina .^ite- Baltimore, MD Merrill Lynch, Pierce, Fenner & Smith, Inc. Edward W. Blatz Neil J. Surgenor pF.ppFMF.ispr/VTTON OF PAHTTF.S Claimants Eric Heydemann, Christine Heydemann and L.T.D., LTD ("LTD") hereinafter

PUBLIC NATIONAL ASSOCIATION CF SECURITIES DEALERS, INC. In -he Matter cf Arbitration Between Ann and John Fortin, JT TEN Claimant vs . First Eagle Inc. Norman Egerton Phillips Respondent CASE 890-03217 AWARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on November 14, 1990, Claimants Anne £ John Jornin, who appeared Pro 3e, alleged that Respondent First Eagie_ Inc. and Norman Sge

Arbitration »> N.A.S.D. AWARD National Association of Securities Dealers, inc. Center -ASSOCIATION OF SECURITIES DEAEERS - New York. N.Y. 10004 In the Matter of the Arbitration Between FAX (212)858-4389 Name of Claimant Donald A. Meis 90-03214 of Ross Mandell Neil Sullivan For Claimant: R. Jerone Jabbour, Esq. of Jabbour & Burns. For Respondent Ross ifandell: Robert C. Boneberg, Esq. of Gamhy Karlinsky & Stein. Respondent

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. CASE f90-03212 AWARD In the Matter of the Arbitration Between Maria J. & James Stepanic Claimant vs. Prudential-Bache Securities n/k/a Prudential Securities, Inc. Walt Pierce Peggy Yoos Respondents CASE SUMMARY Maria J. and James Stepanic, in a claim filed with the National Association of Securities Dealers, Inc. on November 14, 1990, alleged that Prudential advisors, Walt Pier

NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Kenneth Duhy and Jennifer Duhy, JTWROS Case #90-03211 Claimants vs. J.F. Lowe and Company, Inc. Respondent AWARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc. on November 11, 1990, Claimants Kenneth and Jennifer Duhy, who appeared Pro Se, alleged that Respondent J.F. Lowe and Company, Inc. sold without a

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Raymond B. Stoyanoff & Irene D. Stoyanoff, Claimants v. Bear, Stearns & Co., Inc. and Matthew J. Leary, Respondents Case Number: 00-04566 Hearing Site: Los Angeles, California Nature of the Dispute: Customers v. Member and Associated Person REPRESENTATION OF PARTIES For Claimants: T. Randolph Catanese, Esq. Catanese & Wells Westlake Village, California For Respondents: E

ArtHtnrtteft National AModation of Sacuritiaa Oaalani, inc. One £ast Broward Boulevard Suit* 1000 Ft. lauderdaJe, Flonda 33301 N.A.S.D. AWARD (305) 522-7391 NATIONAL ASSOCIATION OP SBCDRITTES DEALERS In the Matter of the Arbitration Between of Doninicfc & Dcminick Incorporated 90-03208 Name of Respondent (a) Benjamin Patipa, MD HXUJLM For Claimant, Donlnick & Domlnick Incorporated ("Domtnick") : Susan Yoffee, Esq. of Plan