Award NASD Dispute Resolution In the Matter of the Arbitration Between: Liavan Mallin (Claimant) v. Donaldson, Lufkin & Jenrette Securities Corporation, Credit Suisse First Boston Corp., and Peter James Muldowney (Respondents) Case Number: 03-02750 Hearing Site: New York, New York Nature of the Dispute: Customer vs. Members and Associated Person. REPRESENTATION OF PARTIES Claimant Liavan Mallin ("Mallin") hereinafter referred to as "Claimant": Arthur M.

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Jeff McEachern, Claimant v. Morgan Stanley DW, Inc., Kevin R. Montoya, Wendy L. Eckardt and Terry Nilsen, Respondents Case Number: 03-02746 Hearing Site: San Francisco, California Nature of the Dispute: Customer v. Member and Associated Persons REPRESENTATION OF PARTIES For Claimant: Robert L. Gonser, Esq. Resolution Law Group, P.C. Lafayette, California For R

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Bernard and Arlette Gaet, Claimants v. Spelman & Co., Inc., Victoria E. Williams, Christophe J. Aubin-Nury., and SunAmerica, Inc., Respondents Case Number: 03-02741 Hearing Site: Honolulu, Hawaii Nature of the Dispute: Customers v. Member, Associated Persons, and Non-Member REPRESENTATION OF PARTIES For Claimants: Gerald S. Clay, Esq. Clay Chapman Crumpton Iwamura & Pulice H

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: J. Charles Casebeer Family Trust, Claimant v. Merrill Lynch, Pierce, Fenner & Smith Inc. and Arthur T. Doglione, Respondents Case Number: 03-02739 Hearing Site: Salt Lake City, Utah Nature of the Dispute: Customer v. Member and Associated Person REPRESENTATION OF PARTIES For Claimant: Michael S. Paradise, Esq. Law Offices of Michael S. Paradise New York, New Y

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf thf. Claimant Case Number 03-02735 Abdullah Hadi individually and on behalf of his IRA Name nf thft Respondents Hearing Site- Baltimore, MD Morgan Stanley DW, Inc. Thomas Gffl Wilson Nature of the Dispute: Customer vs. Member and Associated Person. RFPRRSKNTATTON OF PARTTFS Claimant, Abdullah Hadi individually and on behalf of his IRA, was represented by R

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name nf the Claimant CAST. Miimher- 03-02733 Gwendolyn O'Donnell individually and on behalf of her IRA TsJamp of the Respondents Hearing Site' Baltimore, MD Legg Mason Wood Walker, Inc. Michael Mordent! Nature of the Dispute: Customer vs. Member and Associated Person. RF.PKF.SFNTATTON OFPARTTF.S Claimant, Gwendolyn O'Donnell, individually and on behalf of her IRA

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-02732 Phillis F. Keyes, Individually and as Trustee of the Phillis F. Keyes Revocable Trust Names of the Respondents Hearing Site: Orlando, Florida UBS Financial Services Inc. f/k/a UBS PaineWebber, Inc. Michael Alan Furman Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant David Freed Names of the Respondents Salomon Smith Barney, Inc. Eddie M. King Case Number: 03-02731 Hearing Site: Boca Raton, FL Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For David Freed ("Freed"), hereinafter referred to as "Claimant": William Young, Esq., Hooper & Weiss, L.L.C., O

Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Name of Claimant Joe Billy Fain Case No. 00-04518 Names of Respondents Morgan Keegan & Company, Inc. Dean Morgan Paugh Hearing Site: Atlanta, Georgia REPRESENTATION OF PARTIES For Joe Billy Fain, hereinafter referred to as "Claimant": Rhon E. Jones, Esq., Beasley, Allen, Crow, Methvin, Portis & Miles, P.C., Montgomery, Alabama, and Elizabeth C. Smithart, Es

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Names of the Claimants Case Number: 03-02729 Judi C. Kennedy, Individually and Lewis A. Kennedy, Individually and Judi C. Kennedy and Lewis A. Kennedy, JTWROS Names of the Respondents Hearing Site: Tampa, Florida Merrill Lynch, Pierce, Fenner & Smith Inc. Marc J. Walters Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIE