Award NASD Dispute Resolution, Inc. In the Matter of the Arbitration Between: Evelyn Mandelker, (Claimant) vs. Marvin Michael, Josephthal & Co., Inc. and Bear Stearns Securities Corp., (Respondents) Case Number: 00-04515 Hearing Site: New York, NY REPRESENTATION OF PARTIES Claimant, Evelyn Mandelker ("Mandelker"), hereinafter referred to as "Claimant": Kevin P. Conway, Esq., Conway & Conway, New York, NY. Respondents, Marvin Michael ("Michael"), Jos

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimants David L. Eland and Jo Ann Eland and Name of Respondents American Express Financial Advisors and Kelly L. Diestler Case Number: 03-02664 Hearing Site: Milwaukee, Wisconsin NATURE OF DISPUTE Customer v. Member and Associated Person. REPRESENTATION OF PARTIES David L and Jo Ann Eland ("Claimant"), was represented by ErwihCohn Esq., of Cohn &

Stipulated Award NASD DISPUTE RESOLUTION In the Matter of the Arbitration between § § § KTRBY PURVIS, Individually and on behalf § of KATY PURVIS § § Claimant, § NASD# 03-02663 § v. § § LOIS S. CARTWRIGHT, KEITH A. MASON § and MERRILL LYNCH, PIERCE, FENNER & § SMITH, INC., § § Respondents. § NATURE OF THE DISPUTE Public Customer v. Member Firm and Associated Persons REPRESENTATION OF PARTIES Claimants Kirb

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Marvin Matson and Names of Respondents Commonwealth Financial Network Daniel Investment Group, Inc. and James E. Daniel Case Number: 03-02662 Hearing Site: Detroit, Michigan NATURE OF DISPUTE Customer v. Member, Non-Member, and Associated Person REPRESENTATION OF PARTIES Marvin Matson ("Claimant") was represented by James Eccleston, Esq.,

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-02659 Constance Kamberos and Names of the Respondents Hearing Site: Chicago, Illinois Primex, Advanced Equities, Inc., Dwight O. Badger, Lee M. Wiskowski, Keith G. Daubenspeck, and Eric W. Kim Nature of dispute: customer v. member and associated persons. REPRESENTATION OF PARTIES Constance Kamberos, ("Claimant")) was represented b

AWARD NASD Dispute Resolution In the Matter of the Arbitration Between Name of Claimant Barbra J. Wright and 03-02658 Phoenix, Arizona Name of Respondents Edward D. Jones & Co. Reed C. Lowden, Jr. Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES Barbra J. Wright ("Claimant") was represented by Jeffrey M. Jones, Esq., Old Sacramento, California. Edward D. Jones & Co, ("Respondent Edward D

Stipulated Award NASD Dispute Resolution In the Matter of the Arbitration Between: Name of the Claimant Case Number: 03-02655 Betty L. Jurgensen Names of the Respondents Hearing Site: Atlanta, Georgia American Express Financial Advisors, Inc. Thomas R. Berg Nature of the Dispute: Customer vs. Member and Associated Person. REPRESENTATION OF PARTIES For Betty L. Jurgensen, hereinafter referred to as "Claimant": Allison S.H. Ficken, Esq., Gard

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Elizabeth Campbell (Claimant) v. Edwin Lair and Butler Wick & Company (Respondents) v. Linda Black (Third-Party Respondent) Case Number: 03-02645 Hearing Site: Cleveland, Ohio Nature of the Dispute: Customer v. Member and Associated Person v. Customer REPRESENTATION OF PARTIES Claimant Elizabeth Campbell, hereinafter referred to as "Claimant": Tracey A. Laslo, Esq., Alliance, OH

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Sean MacDonald and Adam Silver (Claimants) v. A.B. Watley, Incr(Respondent) Case Number: 03-02644 Hearing Site: Boston, Massachusetts Nature of the Dispute: Customers v. Member. REPRESENTATION OF PARTIES Claimants Sean MacDonald ("S. MacDonald") and Adam Silver ("A. Silver") hereinafter collectively referred to as "Claimants" appeared pro se through Sean MacDonald. Respondent A.

Award NASD Dispute Resolution In the Matter of the Arbitration Between: Hand Securities, Inc. (Claimant) v. U.S. Clearing, a Division of Fleet Securities, Inc. (Respondent) Case Number: 03-02635 Hearing Site: New York, New York Nature of the Dispute: Member v. Member. REPRESENTATION OF PARTIES Claimant Hand Securities, Inc. ("Hand Securities") hereinafter referred to as "Claimant": John J. Phelan, III, Esq., New York, NY. Respondent U.S. Clearin